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Hinduism: Major Schools other than Bhakti

On a first view the continuing coexistence of Hinduism and Islam seems to be the most significant aspect of religious life in Mughal India. This very observation, however, tends to obscure the fact that Hinduism and Islam were not religions in the same sense. In his remarkable work on the religions of the world, the anonymous author of the Dabistan (written, c.1653), notes that “among the Hindus there are numerous religions, and countless faiths and customs.” In other words, while “Hindu” was the appellation of an Indian who was not a Muslim, it was yet difficult to speak of Hinduism as a single body of doctrine in the same sense as one could speak of Islam or, indeed, of the Semitic religions in general. It was equally true, however, that, having developed in mutual interaction and expressed in a large part in the same language (Sanskrit), the different sects of Hinduism yet shared the same idiom and even the same or similar deities. Written sixty years earlier, Abu’l Fazl’s A’in-i Akbarī (1595) precedes the Dabistan in giving us a very detailed and comprehensive description of Hindu beliefs.

 

On a first view the continuing coexistence of Hinduism and Islam seems to be the most significant aspect of religious life in Mughal India. This very observation, however, tends to obscure the fact that Hinduism and Islam were not religions in the same sense.

 

The Mughal period witnessed a continuing assertion in Brahmanical texts of almost all the basic elements of Higher or Orthodox Hinduism that the Ain-i Akbarī and the Dabistan outline. There was a notable exposition of Mimamsa in Narayana Bhatta’s Manameyodaya (c.1600). The school upheld the automatic functioning of the system of transmigration of souls in life-cycles, the station in each life being the result of deeds (karma) in the previous cycles. The author of the Dabistan makes the interesting observation that the “common belief” among the Hindus was that though there was one Creator, the created beings in their lives remained bound by the influence of their own deeds. The emphasis on karma was now the key to dharma, or prescribed conduct of the smriti schools. In this field the traditional doctrine continued to be reasserted in digests, commentaries and elaborations. Vachaspati (c.1510) wrote the Vivädachintamani in Mithila (Bihar). In Bengal, c.1567, Raghunandana of Navadvip wrote his twenty-eight treatises, the Smrititattva, which became an authority on ritual and inheritance. The Nirnayasindhu of Kamalakara Bhatta (1612), which cites Raghunandana as an authority, in turn, obtained legal and religious authority in Maharashtra. An encyclopedic legal work, the Viramitrodaya was compiled by Mitra Mishra under the patronage of Bir Singh, a leading noble of Emperor Jahangir (1605-27).

 

Ain-i-Akbari

 

These works did not generally make any noteworthy deviations from positions adopted in respect of the supremacy of the Brahmans and the caste-rules as defined by the earlier Smritis. If anything, they repeated and elaborated the restrictions imposed on the lower castes and women. Raghunandana went so far as to declare that the Brahmanas were the only ‘twice-born’ left, since, according to him, the Kshatriyas and Vaishyas had by now fallen among the ranks of the Shudras!

 

In Vedanta, the Shankaracharya tradition was influential enough to produce a number of texts. It is clear from various statements in the Dabistan that the pantheism of Shankaracharya had by the mid-seventeenth century permeated a large number of sects and schools. Sadananda in his Vedantasära (c.1500) exhibits an admixture of Samkhya principles. On the other hand, Vijñänabhikshu (c.1650), author of the Samkhyasara, admitted the truth of Vedanta, professing to see the Samkhya Duality as no more than one aspect of the Truth. A similar reconciliation of Vedanta with Shaivite beliefs seems to have been developed by Appayya Dikshita (1520-92) of Vellore, a prolific writer on many subjects. A Shaivite theologian of the south of a later phase was Shivananar (fl.1785).

 

Commensurate with the widespread currency of Tantrik beliefs and practices reported by the Dabistan, Tantrik literature received considerable additions during this period. Mahidhara of Varanasi wrote the Mantra-mahodadhi in 1589. In Bengal Pürnända (fl. 1571) wrote treatises on philosophy and magical rites; in the next century Krishnänanda Agamavägisha of Navadvip wrote the authoritative textbook, Tantrasara.

 

Bhakti Sects

The sixteenth and seventeenth centuries were, however, essentially the centuries of Vaishnavism. In the Northern India the Rama cult had its greatest propagator in Tulsidas who in his Ramcharitmanas, written in the Awadhi dialect, gave a popular garb to the original Rāmāyaṇa. Tulsidas was a firm believer in the dharmashastra, and he regarded the popular monotheistic cults, with their Shudra leaders, as signs of the degradation of the present age (kalijug). Yet this was not the main message of his work. In his fervent verses of devotion and portrayal of a just Rama, the incarnated deity became God, in full control of destiny.

 

The sixteenth and seventeenth centuries were, however, essentially the centuries of Vaishnavism.

 

The expression was still more emotional when the object of bhakti (devotion) was Krishna, another incarnation of Vishnu. Chaitanya (1485-1533), a Brahman priest of Navadvip (Bengal) initiated a cult of Krishna and his female lover Radhā, in which the devotee, repeating the deity’s name, pictured himself as a companion of Krishna at Vrindaban, re-enacting in his mind His “manifest” sports (lilas). These mental visions were the means of a communion with the Lord, in which Krishna too relished the devotee’s love. While Chaitanya had his followers mainly in Bengal, he left very active successors, the gosvamins, at Vrindaban near Mathura, who in a series of Sanskrit works gave a philosophical basis to the cult and outlined its ritual. To his followers Chaitanya himself appeared as a joint incarnation of Krishna and Radha. Though in their life as householders, the devotees followed the caste ritual, the right of worship was not denied to the lower classes; and the Sahajiya sect (eighteenth century) rejected life as ordained by the smritis and introduced shaktik and tantrik practices. In Assam, a Vaishnava sect paralleling that of Chaitanya was founded by a junior contemporary of his, Shankaradeva (d.1568), who however avoided image-worship and emphasized an Absolute, Personal God, to Whom all devotion directed in the form of love for Krishna.

 

Vallabhacharya (d.1531) and his son Vitthalnath (d.1576) propagated a religion of grace (pushtimarga); and Surdās, owing allegiance to this sect, wrote Sur-saravali (1545) in the local language, Braj, in which the sports of Krishna with Radhā and others were described as manifestations of the Lord’s supreme powers. The sect obtained some popularity in Gujarat and Rajasthan; there developed an excessive adoration of the descendants of Vallabhacharya (now regarded as an incarnation of Krishna), who obtained the designation ‘Mahārāj’, and relied on the following of a rich mercantile community. The Rädha vallabhis owed their foundation to Hita Harivamsha (d.1553) and assigned to Radha the more crucial position in the Duality of Divinity.

Tulsidas composing his famous Avadhi Ramcharitmanas (Wikipedia Commons)

The Vaishnavite movement in Maharashtra contained both Unitarian and conservative elements. Eknath (d.1599), a Brahman, expounded the principle of bhakti and allowed all castes as well as women to assemble and praise the Lord and join in the ecstasy of devotional chants (kirtan). He also tended to discount mere ritual. Tukārām, (d.1649), a Shūdra peasant, might possibly have been influenced by the Chaitanya sect yet while addressing himself to Vithoba, the Lord of Pandhari, his God (Vitthal) tends to be closer to the Ram of the monotheist Kabir than to the Krishna of Chaintaya. He sings of the possibility of recourse to God by a devotee, howsoever lowly in status, and does not hesitate to use the word Allah for his God. Quite different in approach was his junior contemporary, Rāmdās (d.1681), who combined the propagation of the worship of Rama as God with the upholding of the dharma (“the Maharashtra Dharma”), i.e. maintenance of “the holiness of the Brahmans and deities”. He organized maths or centres of ascetics, and was patronized by Shivaji, the Maratha ruler (d.1680),

 

In Karnataka, the Dāsakūta movement seems formally to have belonged to Madhvächärya’s system. It originated with Shripadaraya (d.1492), but was mainly spread by his disciple Vyasaraya (d.1539). The songs of the sect in Kannada show attachment to Viththala, the deity of Pandharpur, and yet revel in an ecstasy of devotion which recalls Chaitanya. A disciple of Vyasaraya, Kanakadas was a shepherd (Kurub) and in his popular compositions insisted on the lowly to the Lord.

 

Other Sects; Jainism

Logic and dialectics (nyaya and tarka) continued to attract attention through the compilation of commentaries and text-books. The Navadvip schools produced Raghunātha Siromani’s commentary (c.1500) on Gañgesha; and on this commentary Gadhādara (c.1700) in turn commented. Shañkara Mishra in Upaskära (c.1600) commented on the Nyāya-sütra. Among textbooks, Annam Bhațța wrote Tarkasamgraha (c.1585) and Jagadisha, the Tarkamyita (c.1700). A.B. Keith comments unfavorably on the obscurity and scholasticism of this literature; he also notes that all the schools were now “fully theistic”.

 

The survival of the materialist ideas of the Chārvākas, described in the Dabistān as constituting the ninth tradition within Hinduism, is of considerable interest. The Chārvākas believed that only the world perceived by the senses was real; “whether one becomes high or low results from the nature of the world”, and not from divine direction. The existence of a Creator or of gods was denied, and so also the truth of the Vedas. A number of specific criticisms by them of the beliefs in the miraculous and divine are quoted; possibly these circulated by word of mouth or are derived from the texts of opponents, for our author does not name any text or votary of the sect for his source.

 

 The main area of strength of Jainism during this period was Gujarat, though Jain communities were found elsewhere too. Jain religious literature was composed in Gujarati, Sanskrit, Präkrit, Braj, Kannada and other languages, but much of it is described as repetitive or hagiological. The Jain version of dialectics was set out by Yashovijayaji in Jaina tarka-bhāshā, c.1670; he was the author of other religious books as well. Both the sects of the Jains, the Shvetāmbara and Digambara, flourished in the Vijayanagara empire. Jain priests also claimed exceptional proximity to Akbar and his court. The Jain laity was increasingly confined to “the Banya and Bohra castes of tradesmen, most of them selling foodgrains and some taking to service” (Dabistān).

 

Kabir and the Monotheistic Movement

A change of substantive proportions in the Indian mode of religious thought was marked by the preaching of the weaver Kabir (d., c. 1518) of Varanasi. One could, on the other hand, see in his compositions a distilling of Vaishnavite, Nath-yogic, even Tantric beliefs to obtain a rigorous monotheism, parallel to the Islamic; or see, alternatively, a rigorous acceptance of the logic of the monotheism of Islam, while rejecting its theology, with the exposition necessarily offered in a language that those outside the culture of Islam could understand. Strong arguments can be urged in favor of both views; but in whatever manner Kabir came to espouse the views he proclaimed, his contemporaries were deeply struck by their boldness and vigor.

 

A change of substantive proportions in the Indian mode of religious thought was marked by the preaching of the weaver Kabir (d., c. 1518) of Varanasi. One could, on the other hand, see in his compositions a distilling of Vaishnavite, Nath-yogic, even Tantric beliefs to obtain a rigorous monotheism, parallel to the Islamic; or see, alternatively, a rigorous acceptance of the logic of the monotheism of Islam, while rejecting its theology, with the exposition necessarily offered in a language that those outside the culture of Islam could understand. Strong arguments can be urged in favor of both views; but in whatever manner Kabir came to espouse the views he proclaimed, his contemporaries were deeply struck by their boldness and vigor.

 

Kabir propounded an absolute monotheism that countenanced no image-worship and no ritual. Servitude to God rather than offer of love to Him is the true means of salvation – love, though not absent, is clearly a subordinate element. This weakens any argument that Kabir derived his thought from either Vaishnav bhakti or Islamic Sufism. It was by one’s faith in God and work in this life one would be judged by God, for –

 

Kabir, the capital belongs to the Sah (Principal Merchant/Usurer)

And you waste it all.

There would be great difficulty for you

At the time of rendering of accounts.

 

Kabir with Namadeva, Raidas and Pipaji. Jaipur, early 19th century

 

The Islamic influence in this concept of exact measurement of one’s thought and deed at the Day of Judgement is manifest; at the same time, the vision of God as a usurer certainly reflects not the traditional Muslim, but the impoverished artisan’s natural view of the Master. But if Kabir warns of punishment, he does not look forward to a heaven where one’s desires would be fulfilled this marks another departure from Islamic theology:

As long as man desires to go to heaven,

So long he shall find no dwelling at God’s feet.

 

Kabir’s rejection of the concepts of ritual purity and pollution, the laws of the smritis and the caste system is uncompromising in its completeness. As a late-sixteenth century summary of his teaching tells us, Kabir refused to acknowledge caste distinctions or to recognize the authority of the six schools of Hindu philosophy; nor did he set any store by the four divisions of life (ashrams) prescribed by the Brahmans.

As for the two contending religions, Kabir says scornfully: The Hindu dies crying “Rām”, the Muslim, “O Khudā (God).”

Says Kabir: He who lives, shall not go amongst either.

And then the triumphant revelation:

Ka’ba has once more become Kāsi, Rām has become Rahim!

Moth (a coarse pulse) has become fine flour; so sits down Kabir to enjoy it.

 

To a region, now torn in the struggle between temple and mosque, this teaching still retains a living and vibrant message. 

 

Kabir’s audience was the common man, the artisan, the peasant, the village headman; his similes and metaphors came from their life and travels; and his language was the tongue that they spoke. Different regional dialects have left their imprint on his original Awadhi, as he or his verses traveled about. True, he is also influenced by some of the prejudices in his environment (chiefly poor and male) against women. Still, he had found a new dignity for the poor and the downtrodden in the world of his Lord. So came now a procession of his peers, lowly like him, seeking God in this land of Homo Hierarchicus. No one can, perhaps, improve upon how in 1604 Arjan, the fifth gurū of the Sikhs, saw this dramatic movement and made Dhannā, a Jāt peasant, sing of it.

 

To a region, now torn in the struggle between temple and mosque, this teaching still retains a living and vibrant message. 

 

The evidence of their compositions show that Ravidās (or Räidās), the worker in hides, and Sain, the barber, both belonging to the sixteenth century, regarded Kabir as their precursor. A similar position with regard to Kabir was adopted by Dadū, the cotton-carder (d.1603), who obtained a considerable following in Rajasthan. A little later (1657) there appeared in Haryana the Satnāmi sect, again owing explicit allegiance to Kabir, and counting among its followers peasants and tradesmen with small capital”. The sects of the follower of these teachers were called panth; in time, in spite of preserving the anti-ritualistic compositions of their founders, these tended to develop rituals of their own and to introduce notions and institutions taken from traditional religion, notably the ascription of avatār status to their original preceptor, and a caste-like status to the monotheistic community itself. Even a Brahman parentage came to be sought for Kabir, the weaver. Such a reshaping of the original message of the masters, is a testimony to the strong roots of ritual and the caste-order in those times; and our own times are, perhaps, no different.

 

Sikhism

The sixteenth century saw the rise of Sikhism, now one of the recognized religions of the world. It began as a sect (panth) of the followers of Gurū Nanak (1469-1538), a Khatrī (an accountant and mercantile caste) of the Panjab, more or less on the pattern of other sects of the contemporary popular monotheistic movement. The Gurü Granth Sahib, the scripture of the Sikhs, compiled by Gurū Arjan in 1604, includes, besides compositions of Nānak and the succeeding Gurus, those of the Muslim saint Shaikh Farid, and of Nāmdev, Kabir and Ravidās and other bhagats (saints), in the same manner as such compositions are included in the compilations of the Dādū panthis, viz., the Panchvānīs and the Sarbangī of Rajjabdās. This suggests that, at least till the beginning of the seventeenth century, there was a strong sense among Gurū Nānak’s followers that they belonged to a general monotheistic movement, with only some differences of both nuance and substance separating its different components.

 

Gurū Nanak believed in One God, and saw an intensely personal relationship between Him and the devotee, who would humbly serve and love Him and obtain His grace in return. At the same time God was formless and omnipresent and could not be represented in a physical form. Image worship and ritual were thus condemned. Nānak strongly emphasized ethical conduct, especially kindness to fellow human beings. He condemned arrogance of birth, the cult of ritual pollution and differences of caste. The salvation to be aimed at was nirvān or sach khand, the true abode, when man at last realizes God.

 

The Gurü Granth Sahib, the scripture of the Sikhs, compiled by Gurū Arjan in 1604, includes, besides compositions of Nānak and the succeeding Gurus, those of the Muslim saint Shaikh Farid, and of Nāmdev, Kabir and Ravidās and other bhagats (saints), in the same manner as such compositions are included in the compilations of the Dādū panthis, viz., the Panchvānīs and the Sarbangī of Rajjabdās. This suggests that, at least till the beginning of the seventeenth century, there was a strong sense among Gurū Nānak’s followers that they belonged to a general monotheistic movement, with only some differences of both nuance and substance separating its different components.

 

It is not clear to what extent Gurū Nānak gave an organizational form to his sect, nor whether the word gurū used in his compositions, e.g. in Japjī, means God or spiritual guide. But two processes appeared soon enough. First, a line of Gurūs or spiritual successors to Nānak was established. Their status came to be exalted to incarnations of the same perfect spirit (each gurū being known as the mahalla from Arabic mahall, or station); and total obedience to the Gurū was expected from each disciple, the Sikh-Gurū, whence the abbreviated name Sikh.” The second was the expansion of the sect among the Jatts or peasants of the Panjab: the Gurus were all Khatris, but their principal lieutenants, the masands, were already mostly Jatts in the seventeenth century.

 

Nanak (right) and Mardana (foreground) with Bhagat Kabir (left). This painting is found in the B-40 Janamsakhi, written and painted in 1733. The painting was made by Alam Chand Raj

 

These two developments provided ground for a third, the acquisition of armed power. After the martyrdom of Gurū Arjan (1606), a conflict with the Mughal authorities could not be long avoided. The military power of the Gurüs reached its apex under the tenth and last Gurū, Gobind Singh (1666-1708). In 1699 he sought to weld his followers into a militant community (Khālsa’) by prescribing a common baptism for men of all castes and appointing the items everyone had to carry, including the dagger or sword (kirpān), which was part of the public bearing of a professional soldier of the time.

 

Immediately after Gurū Gobind Singh’s death at Nander in the Deccan (1708), his disciple Banda Bahādur returned to the North and raised a massive plebeian rebellion, in which Sikhs, including many fresh converts, joined along with discontented zamindars. He operated over large portions of the Panjab and Haryana plains, retiring to the hills for some time. The rebellion was ultimately suppressed, and Banda was executed in 1716. A period of demoralization and division followed, but recovery began as Mughal power collapsed under the impact of Nādir Shāh’s invasion (1739) and the repeated invasions of Ahmad Shah, the Afghan ruler (1747-73). From the 1750s onwards, the Sikh dals and misals (groups) became more and more powerful, led by individual chiefs (sardārs), who organized troops of increasingly professional mounted musketeers. Many of the chiefs came from peasant or artisan stock, like one of their foremost leaders at this time, Jassa Singh, reputed to be originally a carpenter. A semblance of unity was sought to be maintained by the tradition of an annual ‘sarbat Khālsa‘ at Chak Gurū (Amritsar); but dissensions grew apace, and each chief tended to carve out a separate territory for himself. The process was at last checked by Ranjit Singh (1780-1839), who established a traditional kingdom in the Punjab, ostensibly in the name of the Khālsa. 

 

Islam: Sixteenth Century

Islam in India remained ideologically so closely linked to the main currents of Islamic thought transmitted through Arabic and Persian that it may not perhaps be wholly correct to speak of “Indian Islam” as an isolated compartment within the larger world of Islam. Such specificities in customs and beliefs as existed here were partly linked to the fact that India had much greater association with Iran and Central Asia than with the Arab countries. The continued co-existence with Hinduism brought into focus, in course of time, the problem of assessing non-Muslim faiths and beliefs. Sufism or Muslim mysticism, whose ‘chains’ (silsilahs) came from Iran and Central Asia, found a congenial soil in India. By the sixteenth century Sufism had been accepted by most orthodox theologians as a permissible discipline so long as the formal requirements of Sharīa, the law and ritual of Islam, were met. But the comfortable arrangement was seriously disturbed when mysticism opened the doors to the pantheistic doctrines and speculations of ibn al-‘Arabi (d. Damascus, 1240).

 

It may be justly held that ibn al-‘Arabi’s views were a bold but logical elaboration of the sufic concept of communion with God (fana). With him Separation, from being unnatural, became illusory, and the communion, from being the ultimate object, became the only eternal Reality. His doctrine of Wahdat al-Wujüd (Unity of Existence) had, by the latter half of the fourteenth century, begun to influence sufic circles in India and, despite opposition, had steadily gained adherents. For a country like India, where Islam’s co-existence with the totally different religious tradition of Hinduism could not but lead to inner questioning, ibn al- Arabi’s doctrines seemed to offer a persuasive explanation of diversity that belonged only to the sphere of illusion. Alongside this, there was the proposition of the Perfect Man (insān al-kāmil), in which ibn al-‘Arabi idealized the mystic guide (shaikh) as ‘a microcosm in whom the One is manifested to Himself. This vision inevitably supplemented or reinforced the concept of mahdi, the reformer and redeemer coming in advance of the Day of Judgement, the expectation of whose arrival was part of popular Muslim beliefs. The two concepts could influence each other, and as the close of the first millennium of Islam drew near (AH 1000 = AD 1592), they produced a millenary wave.

 

The Mahdawi movement was the first indication of the new intellectual turbulence. Saiyid Muhammad of Jaunpur (d.1505), a well-traveled scholar, proclaimed himself Mahdi. Apparently, the hope for redemption by following the Mahdi’s message and his call for ethical conduct, continued to win followers for his sect, who began to establish their communities (da ‘iras) at various places. Theologians tirelessly denounced them; but the sect survived.

 

In the last quarter of the sixteenth century in the Kabul province of the Mughal Empire there arose another sect with similar millenary tendencies, except that its founder Bāyazid (Miyän Raushan) (d.1585) claimed that he was a Prophet (nabi), and not a Mahdī. Believing in a pantheistic mysticism, he envisioned the state of sukunat, where the self merged with God. His refusal to countenance anyone who refused to accept his message helped forge the Raushaniyas into a militant sect among the Afghans, in whose language (Pashtu) his book Khairu i Bayān was composed. The Raushaniya militancy led to a long war with the Mughals, during which the sect was suppressed.

 

Akbar: A Supra-religious Sovereignty

The great upheaval in thought that was to come under Akbar (emperor, 1556-1605) had its origins partly at least in the same two intellectual impulses of Pantheism and the Messiah-cult, which we have just discussed. Akbar’s religious interests initially lay within traditional Islam. His splendid city of Fatehpur Sikri, dominated by the great mosque, was built early in the 1570’s in honour of Shaikh Salim Chishti (d.1572), the sūfi saint. But in the 1570’s Shaikh Taju’ddin, a protagonist of ibn al-’Arabi, introduced his principal concepts at the Court. Shaikh Mubārak (d.1593) gained in influence, and not only had he read ibn al- Arabi and the Iluminationist (Ishrāqi) doctrines of Shihäbu’ddin Maqtūül (twelfth century), but had also been suspected of Mahdawi inclinations. The popular belief in the need of renewal at the end of the first millennium of Islam, and of a reformer for the purpose, lay partly behind Akbar’s direction in 1582 for the compilation of the Tarīkh-i Alafi, a history of the millennium beginning with the death of the Prophet. Akbar himself could be seen as such a reformer, while being identified as the Perfect Man in the ibn al-’Arabi tradition. An early limited application of this concept was attempted in the mahzar of 1579. This was a statement signed by leading Muslim theologians at the court, declaring that Akbar, in his position as a Just Sultan, was entitled to exercise limited powers of interpretation and elaboration of Muslim law, which was to be binding on all Muslims.

 

Akbar’s religious interests initially lay within traditional Islam. His splendid city of Fatehpur Sikri, dominated by the great mosque, was built early in the 1570’s in honour of Shaikh Salim Chishti (d.1572), the sūfi saint. But in the 1570’s Shaikh Taju’ddin, a protagonist of ibn al-’Arabi, introduced his principal concepts at the Court.

 

The growing influence of pantheism, however, soon took matters beyond the rather modest and sectarian position assigned to the Emperor in the mahzar. Discussions had taken place in the presence of Akbar, among representatives of Sunni Muslim scholars, at a special building, the “ibadatkhana (house of prayer), at Fatehpur Sikri. These discussions and debates were now extended to involve Muslim divines, Sunni and Shi’a, şūfis and rational scholars (hakims), and, subsequently, Brahman scholars, other Hindu recluses, Jains, Parsis and Christians (Jesuits), whose first mission reached the court in1580. These discussions convinced Akbar that no single interpretation of Islam was correct or even forthcoming, and further that no single religion could be true, but that all drew, but only in part, upon the same Truth. It was for him, as the chosen man of God, to assist in the realization of a consciousness of Absolute Peace (Sulh-i Kul) in order to prevent idle strife between the votaries of different religions and factions. It was held that both religion (din) and the, secular world (duniya)” were patterns drawn by “the cloud of duality,” that is, by consciousness of an existence separate from God. This being so, all religions were to be tolerated, but did not need to be followed.

 

Jesuits at Akbar’s court

 

For an elite corps of disciples (irādat-gazinān), there was prescribed by Akbar a total submission to the imperial preceptor and certain principles and code of conduct, which his son Jahangir summed up as follows:

Let the disciples not blacken and spoil their time by engaging in hostility with any religious community and let them follow in their relations with members of all religious communities the path of Absolute Peace (Sulh-i Kul). Let them not kill any animal by their own hand, nor wear weapons except in battle or chase… Respect must be shown to the Sun and the Moon, which exhibit the Light of God, according to the degrees of each. God must be conceived as the true Creator and Cause in all times and circumstances, and one should so meditate on this that, whether in seclusion or in company, one’s thought should not be away from God for a single moment.

 

It may be mentioned that there is no sanction for the belief that Akbar wished to institute any new religion or that it was called Din-i llāhī.

 

The growing influence of pantheism, however, soon took matters beyond the rather modest and sectarian position assigned to the Emperor in the mahzar. Discussions had taken place in the presence of Akbar, among representatives of Sunni Muslim scholars, at a special building, the “ibadatkhana (house of prayer), at Fatehpur Sikri. These discussions and debates were now extended to involve Muslim divines, Sunni and Shi’a, şūfis and rational scholars (hakims), and, subsequently, Brahman scholars, other Hindu recluses, Jains, Parsis and Christians (Jesuits), whose first mission reached the court in1580.

 

The policy of equal treatment of all religions (as distinct from a simple policy of tolerance) that Akbar enforced, permitting full freedom of religious expression, conversion and construction of places of worship to all, was consistent with his views as they came to be formulated by the early 1580’s. It was, perhaps, a policy for which it was not easy to find a parallel in the contemporary world – a fact underlined with great pride by his son. It is, however, more likely that Akbar’s own views took direction, because a policy of tolerance was politically very useful and had, indeed, been adopted much before his philosophical views took the form they did in the last twenty- five years of his life. His minister Abu’l Fazl declared that sovereignty is itself in the nature of farr-i izadi, God’s light, and the sovereign, like God, was parent to all mankind; it was therefore his function to ensure that “out of differences of religion, there does not arise the dust of antipathy.” This declaration, it will be seen, draws not on any philosophical or religious tradition, but on a simple assertion of the Sovereign’s absolute power, and the obligation that such absoluteness imposed on him, to keep all his subjects contented.

 

It is, however, more likely that Akbar’s own views took direction, because a policy of tolerance was politically very useful and had, indeed, been adopted much before his philosophical views took the form they did in the last twenty- five years of his life.

 

Inter-Religious Investigation

Akbar’s proclamation of belief in pantheism and șulh-i kul, in its turn, had some significant ideological consequences, in that it suddenly threw open orthodox beliefs to criticism ôn the most delicate issues of ethics and theology. Internally, it created within Islam, a recognized niche for the Shi’ite trend in spite of considerable polemics existing between Sunnis and Shi’as. It provoked restatements of orthodox position, while it also generated a fresh interest in reason and science. Finally, a most interesting movement was fostered among Muslims towards a study of Brahmanical texts and of Vedānta, with a view to obtaining a knowledge of “truth” as perceived by Hindus. Akbar initiated a series of translations of Sanskrit works, among which the religious literature included the Atharva-veda, the Mahābhārata, and the Rāmāyana, while the Yogavasishtha was translated for Akbar’s eldest son Salim (the later Jahāngir). In the Ai’n-i Akbarī, Abūl Fazl was able to give a fairly cogent and accurate description of the various Hindu schools of philosophy, theology, beliefs and laws, based on a fresh scrutiny of the texts through translations made “after much difficulty”. Such scrutiny exhibited much common ground between Islam and Hinduism, since “though in some of the purposes and arguments there is room for dispute, it became established that the Hindus believe in the worship of God and in monotheism” (Abū’l Fazl). There is a greater appreciation of the logic of the Karma doctrine; and later, with Jahāngir, came the recognition that Vedānta “is the knowledge of taşawwuf (mysticism)”, presumably because it was pantheistic.

 

A painting depicting the scenes of the Ibādat Khāna. (Wikipedia Commons)

 

Islam’s recognition of Hinduism reached its culmination in Dara Shukoh (1615-59), the eldest son of Emperor Shähjahān. Därā began his intellectual career with an immersion in Muslim mysticism through attachment to the Qadiriya order of Mian Mir (d.1635) and Mulla Shah Badakhshi (d.1661); and his early writings were on Muslim mystics. But interest in monotheism and mystic practice led him to the composition of the Majma ‘u-l Bahrain (the mingling of two oceans’) in 1654-55. In this tract he explains the major terms and concepts used in Hindu spiritual discourse, and sees an identity between the Hindu and Muslim seekers of God, in all things except language. In 1657 came what was, from the philosophical point of view, the most important effort: a translation of fifty-two Upanishads, under the title Sirru’l Asrar, the Great Secret, a faithful rendering of very difficult texts.

 

Islam’s recognition of Hinduism reached its culmination in Dara Shukoh (1615-59), the eldest son of Emperor Shähjahān.

 

This was in some respects a momentous event, since it was this translation which, from its being rendered into Latin by Anquetil Duperron (1801-02), led ultimately to a world-wide recognition of the philosophical richness of these ancient texts. In 1655-56 at Dara Shukoh’s instance Habibullah made a fresh translation of Yogavasishtha.

 

Indicative of the spirit of the times is a work already referred to, the Dabistān (‘School), written in 1653 by an author who does not divulge his name or religion, but incidentally gives many facts about himself, which suggest he was the member of a Parsi sect, with the pen-name ‘Mobid’. He set out to write in Persian a work giving a truthful, unbiased account of all religions, and so deals in his work with the Parsis, Hindus, Buddhists (Tibetan), Jews, Christians and Muslims, along with different sects within each religious tradition. Most of the information was gathered by the author himself by his reading of the writings of the votaries of each sect or by his conversations with them. His linguistic equipment appears to have been considerable; and it is doubtful whether a work of this kind existed in any other language at this time. Clearly, even if the author was not a Muslim, but a leading light of a Parsi sect, his readership, given the language in which he wrote, consisted largely of Muslims. That the interest it evoked among them was widespread is shown by the large number of manuscripts of the work that have survived.

 

Islam: Major Currents after Akbar

The freedom of religious discussion accorded to all under Akbar assisted in the transformation of Shi’ism from a ‘heresy’ into a recognized variant of Islam in India. Qāzi Nūrullah Shustarī (1549-1610) was the first isnā- ‘asharī Shi’a theologian in India to have left important writings. Disdaining taqiyya (or permitted dissimulation), expressly on account of the freedom accorded under Akbar, he openly defended Shi’ite position against Sunni criticisms. He died in 1610 as a result of physical punishment inflicted on him at Jahāngir’s orders and is considered a Shi’a martyr. Though the details of the incident are obscure, it was apparently not a part of any general persecution of the Shi’as. Immigrants from Iran, who were mostly Shi’as, held high offices in the Mughal empire; and Shī’a observances were publicly held. Haidarabad in the Deccan in the seventeenth century and Lucknow and Faizabad in Awadh in the eighteenth, became important centres of Shi’ite learning.

 

Muslim or Sunni orthodoxy responded in various ways to challenges from the free airing of views hitherto thought to be unacceptably heterodox. How complex the responses could be is shown by the ideas of Shaikh Ahmad Sirhindi (1564-1624). His first surviving work, a rather slight tract, is devoted to a refutation of Shi’a beliefs (Risāla dar radd-i rawāfiz). His strong attachment to the Shari’a was displayed in his hostility to Akbar’s policies of tolerance and in his bitter opposition to Hindus and Hindu beliefs that he gives expression to in his letters soon after Akbar’s death. But he had in the meantime (1600) become a disciple of the Naqshbandi mystic Bãqi Billāh (d.1603); and from this point onwards he became increasingly concerned with Ibn al-‘Arabi’s theories of Unity of Existence (wahdat al-wujud) and the Perfect Man. His acceptance of the first idea was only partial. The seeker, he asserted, must transcend this notion in order to grasp separateness, the unity being for him now, only the unity of all that he sees, for in the final stage he looks only at God and none else (wahdat ash- shuhud). A rigorous conformity with the Sharī’a was to him as much a requisite for the mystic as for anyone else; and he condemned all innovations. Ibn al-‘Arabi’s theory of the Perfect Man was, on the other hand, incorporated in Sirhindi’s own concept of the qaiyum (‘the maintainer ‘). The possessor of gnosis (ãrif). by being the Perfect Man, is chosen as the qaiyüm, or God’s vizier or vicegerent, and thus attains a function assigned previously to prophets. This function is identified with yet another- that of the renovator (mujaddid) of Islam in its second millennium (alf-i șān). It was clear that to him and his followers both the offices of qaiyüm and mujaddid were united in Shaikh Ahmad himself.

 

In Mughal India Shaikh Ahmad’s seems to have been the last major statement of a claim to be the Chosen Man within the framework of Islamic theology. Predictably, it invited criticism, notably from ‘Abdu’l Haqq Muhaddiş; and Emperor Jahāngir had Sirhindi briefly imprisoned (1619).

 

There was, by the side of Shaikh Ahmad’s mystical revivalism, a restatement of the orthodox position in terms of what might be called the Islam of Ghazāli’s conception, a combination of Law (Sharı’a) and Mysticism (Tariqa). The restatement was, by definition unoriginal, though much learning and care often went into it. ‘Abdu’l Haqq Muhaddis (1551 1642), already mentioned, was a prolific writer on Muslim law and a recognized authority on hadīş, or sayings of the Prophet. Yet he fully accepted the sufic tradition, being the author of a volume of biographies of Indian mysties; and he inherited from his father a belief in wahdat al-wujüd. He could also sympathetically refer to the radical monotheist Kabir, while recognizing him to be neither Muslim nor Hindu.

 

Emperor Aurangzeb (reigned, 1659-1707), despite his patronage of the descendants of Shaikh Ahmad Sirhindi, could not accept the latter’s extreme spiritual claims, and generally supported traditional and legal Islam. This was particularly shown by his commissioning of the massive work Fatāwā-i ‘Alamgiri, prepared in Arabic by Shaikh Nizām with the assistance of many scholars and designed to be a comprehensive compendium of jurists’ opinions on diverse matters, systematically arranged.

 

The Mughal Empire in its decline brought forth the important Muslim thinker and jurist, Shäh Walilullah (1702- 1762). He was exceptional in reflecting on the oppression of peasants and craftsmen as factors behind the decline of the Empire; an oppression he ascribed to growth of love of luxury among the ruling classes. He sometimes linked the enforcement of the various elements of the Shari’a to particular social needs, though these were rather naively formulated. Thus usury is prohibited, because if it is practiced, people would tend to abandon agriculture and crafts altogether in pursuit of usurious gain. On other matters, such as concerning Shi’as, he took an orthodox Sunni position, and translated Sirhindis polemical anti-Shi’a tract into Arabic. He was fairly harsh on non-Muslims who were to be the hewers of wood and drawers of water under an ideal Sharī’a regime. Shäh Waliullah largely accepted the sufic heritage of Islam. Claiming to be a spiritual guide (murshid) himself, he propounded an ‘inspired’ (not reasoned) reconciliation of wahdat al-wuyjüd with Sirhindī’s theory of wahdat ash-shuhūd. Hereafter the element of pantheism in Indian Islamic thought seems to have increasingly receded into the background.

 

Emperor Aurangzeb (reigned, 1659-1707), despite his patronage of the descendants of Shaikh Ahmad Sirhindi, could not accept the latter’s extreme spiritual claims, and generally supported traditional and legal Islam. This was particularly shown by his commissioning of the massive work Fatāwā-i ‘Alamgiri, prepared in Arabic by Shaikh Nizām with the assistance of many scholars and designed to be a comprehensive compendium of jurists’ opinions on diverse matters, systematically arranged.

 

Christianity

Syrian Christian and Jewish communities had long lived on the Kerala coast, the Red Sea trade keeping alive their contacts with easternm Christendom and Judaism. With the arrival of the Portuguese, Catholic Christianity also arrived: Francis Xavier (1506-52) was the great pioneer of Catholic missionary activity. Another Jesuit, the Italian Robert de Nobili (1577- 1656), tried the innovation of presenting Christianity in Indian garb, incorporating the caste system by having separate churches for the upper and the untouchable castes. Much use was made by the Jesuits of the printing press to produce literature on Christianity in Indian languages. Goa became an archdiocese in 1557. The decline of Portuguese power, however, affected Catholic activity, and in 1653 a number of Syrian Christian communities in Kerala, which had been previously pressed or persuaded into accepting Papal authority, shifted to their older allegiance to Antioch. In 1759 Portugal itself suppressed the Jesuit order (‘Society of Jesus’). But Catholicism long remained the only version of Christianity that Indians could more easily become familiar with. The Dabistān, in its chapter on Christianity, provides a fairly accurate statement of Catholic beliefs, but the author seems entirely unaware of the Protestant Reformation.

 

The direct effect of Christianity on the mainstreams of Indian religious thought, whether Hindu or Islamic, was as yet limited; the impact became significant only in the first half of the nineteenth century.

 

The first Lutheran missionaries under Danish patronage, arrived in 1706 at Tranquebar (Tamilnadu), and one of them, Ziegenbalg, translated the four Gospels into Tamil in 1714. The direct effect of Christianity on the mainstreams of Indian religious thought, whether Hindu or Islamic, was as yet limited; the impact became significant only in the first half of the nineteenth century.

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Silsilahs: The Mystic Orders

 

The paths

are many

The Destination

is one

Do you not see?

There are many paths

to the Ka’ba.

– Mevlana Jalaluddin Rumi

 

I am standing in the courtyard of Dewa Sharif, in Uttar Pradesh, surrounded by a sea of yellow as I wait for the urs ceremony to start. A first-time visitor may not know that the Warsis of Dewa Sharif wear this distinctive shade of yellow or about its significance.

 

Haji Syed Waris Ali Shah (1817-1905), the founder of this silsilah, not only wore yellow in his daily life, he also performed his hajj in an abram (unstitched robe worn by pilgrims) of the same colour. Was it because yellow symbolizes paleness? The lover is pale and anguished, longing for his Beloved Divine, and he suffers till he becomes ‘golden’, like metal, in the crucible of love.

 

Is yellow associated with Sufism? Or do followers of a certain saint wear it? To understand this one must understand what a silsilah or Sufi order is.

 

The Sufi

The Sufi

 

When the uninitiated think of Sufism in India, it is the very popular dargahs of Khwaja Garib Nawaz and Hazrat Nizamuddin Auliya that come to mind. Most people probably don’t know that they belong to the Chishti silsilah, or indeed what silsilahs are, and how they helped in the spread of Sufism.

 

The Arabic word ‘silsilah’ literally means chain, and in Sufism it refers to the formal chain of spiritual descent. The chain runs across centuries but starts with the master who passes on their mystic wisdom to disciples, who in turn pass it on to theirs and so on.

 

The Arabic word ‘silsilah’ literally means chain, and in Sufism it refers to the formal chain of spiritual descent. The chain runs across centuries but starts with the master who passes on their mystic wisdom to disciples, who in turn pass it on to theirs and so on.

 

In the previous chapter, we have seen how the first Sufis came to the Indian subcontinent in the eighth and ninth centuries. But it was only with the establishment of the Sufi silsilahs (orders) in the twelfth century that Sufism became popular. Many graves of pir babas (saints) from the early period are revered even today. They are scattered across various parts of the subcontinent. Although they often have a strong localized following, not much is known about them.

 

For instance, Haji Rozbih, the first Sufi saint to reach Delhi, lies buried just outside the walls of the Chauhan Fort, Lal Kot, Mehrauli in Delhi. Next to his simple open air grave in the forest is the grave of another devotee, said to be his female disciple from the Chauhan clan and a daughter of Prithviraj Chauhan. This claim maybe far-fetched, especially because Prithviraj Chauhan never came to Delhi. Besides, we don’t know enough about the saint, so we can’t be certain he had disciples at all. Chishti saint Qutub Sahib, too, is in Mehrauli; he holds sway over the hearts of not just the locals but people the world over. In his case, because the Chishti silsilah is well documented, we know of his history and karamat and disciples.

 

With the consolidation of the Delhi Sultanate came the establishment of khanqahs (Sufi hospices), and state patronage of saints, with the new conducive atmosphere, the Sufi orders were able to establish themselves firmly in the Indian subcontinent. The urs (death anniversary) celebrations of Sufis slowly began to attract thousands from across the globe, and it continues to do so even now. The most popular urs ceremony in India is that of the Chishti saint of Ajmer, Khwaja Muinuddin Chishti, known popularly as Khwaja Garib Nawaz.

 

In this and the subsequent chapters, I delve into the formation of silsilahs, as their emergence is very important to understand Sufism. 

 

From the tenth century onwards we see the popularity of Sufism spread across Central Asia. The establishment of the Delhi Sultanate (1192) coincided with unrest in Central Asia due to the Mongol invasions, leading to the large scale exodus of immigrants into India. Many Sufi saints, too, thus arrived in India during this period and set up their khanqahs.

 

"Portrait of Shaikh Mu'in al-Din Hasan Chishti", Folio from the Shah Jahan Album

“Portrait of Shaikh Mu’in al-Din Hasan Chishti”, Folio from the Shah Jahan Album

 

This led to the emergence of many new traditions and according to Raziuddin Aquil, an academic, the ‘interactions between various strands of Islam and diverse Indic religious traditions led to the emergence of new forms of religiosity, cults and sects, the most prominent being Sufism, Bhakti and Sikhism’. Aquil then proceeds to elaborate on this succinctly:

 

“Sufis were able to evolve an acceptable language and common grounds, which the self-styled guardians of Islam, the ulama, could not. Low-caste Bhakti saints could speak against social inequities, the Brahmin pandits could not. Some of the exalted gurus did speak of social harmony, but their ill-trained chelas [disciples] did not. For some, bigotry was the guiding principle of life; for others, justice and humanity were the ideals to adhere to.”

 

“Sufis were able to evolve an acceptable language and common grounds, which the self-styled guardians of Islam, the ulama, could not. Low-caste Bhakti saints could speak against social inequities, the Brahmin pandits could not. Some of the exalted gurus did speak of social harmony, but their ill-trained chelas [disciples] did not. For some, bigotry was the guiding principle of life; for others, justice and humanity were the ideals to adhere to.”

Raziuddin Aquil

 

As the number of Sufis began to increase, they began to feel the need to formalize and legitimize their spiritual training. This led to the rise of mystical orders or silsilahs from the twelfth century. Silsilahs gave the followers a spiritual hierarchy and a place within it, along with ‘greater respectability and a stronger base of defence against the onslaught of the orthodox’.

 

The earliest stage of the formation of such orders was marked by the presence of ascetic Sufis who renounced worldly pleasures, and lived in constant remembrance of Allah, and in solitude. They were mainly based in the cities of Basra and Kufa in Iraq. This was in adherence to Prophet Muhammad’s example.

 

A very popular hadith given in Sahih Muslim (no. 1479) describes the time when the second caliph of Islam, Umar ibn al-Khattab, found the Prophet lying on a straw mat with only a handful of barley in the corner of the cell. The imprint of the Prophet’s bare upper body was still on the mat. On seeing the extremely austere life the Holy Prophet was leading, Umar ibn al-Khattab started weeping. When the Prophet asked him why he was crying, he replied that he was saddened by the realization that the Caesars and Khusraus of the world (kings) lived a life of luxury, while the Messenger of God was living in such poverty. The Prophet said that he was satisfied with the prosperity of the hereafter – meaning he didn’t hanker after worldly pleasures, which were temporary.

 

Aquil summarizes the spread of Sufism, ‘Beginning with the influential mystic circles of Baghdad, Sufi networks were established in lower Iraq, Iberia, Egypt, north-eastern Iran and Central Asia between the ninth and twelfth centuries.’ The rise of silsilahs was a natural progression when Sufi saints became more organized.

 

To understand Sufism and its impact in India, it is essential to understand the various silsilahs that flourished here and their important saints, for it was these saints who attracted people to their khanqahs in the early stages. The major saints of each order sent their disciples to various parts of the subcontinent to establish their mission. These were called vilayats (spiritual territories). Today the teachings, legacy, and the karamat (miracles) attributed to these disciples draw people seeking their intercession to the shrines.

 

To understand Sufism and its impact in India, it is essential to understand the various silsilahs that flourished here and their important saints, for it was these saints who attracted people to their khanqahs in the early stages. The major saints of each order sent their disciples to various parts of the subcontinent to establish their mission. These were called vilayats (spiritual territories). Today the teachings, legacy, and the karamat (miracles) attributed to these disciples draw people seeking their intercession to the shrines.

 

Though there were many female Sufi saints, they did not establish silsilahs which remained a male privilege.

 

The silsilahs began to develop in the tariqah stage, discussed in the previous chapter. They were built around a particular saint and his teachings, and the rules of khilafat (succession) were formed. The relationship between the pir and murid became very clear.

 

The initial silsilahs were formed and named after their masters. Take the example of the first group to organize itself as an order, the Qadriya silsilah; it was named after Sheikh Abdul Qadir Jilani. There was also the Muhasibi silsilah named after Abu Abdullah al Harith Ibn Asad al Anazi al Muhasibi (781-857), and the Junaydi Order named after Junaydi Baghdadi (830-910).

 

As the Sufi silsilahs developed, they split into a number of branches. Today, there are innumerable silsilahs in the world, but I will limit myself to the major Indian silsilahs.

 

As these silsilahs formalized their teachings, they also imbibed many other regional influences, which they adapted within the Islamic framework. So while Sufism didn’t grow out of these, as its main source is the Quran, and the life of the Prophet, the monastic traditions of Buddhism and Christianity, and the philosophies of the Vedas, the Upanishads, and Neo Platonism were all absorbed into its discourse.

 

Portrait of a Sufi

Portrait of a Sufi

 

Every silsilah had its own particular methods, rituals, and techniques. There is, for instance, a difference in the method of zikr (remembrance of Allah) in each order. While the Naqshbandi order lays emphasis on silent zikr, with breath control and meditation, the Chishti order does it aloud — almost always through the medium of sama mehfils (musical assemblies) to create momentum to lead to a state of trance. The Chishti silsilah today is the main promoter of the tradition of qawwali; you will always find qawwalls being sung in their dargahs. Scholar and author Omar Khalidi writes about this:

 

“Of the four Sufi orders popular in India the Chishtis alone sought ecstatic inspiration in music. The Suhrawardis were generally indifferent to it and recommended instead the chanting of the Quran: the Qadiris were opposed to music generally, and to instrumental music in particular. The Naqshbandi attitude to music was even more hostile.”

 

The silsilahs are of two types: those that adhere strictly to shariah and are called ba-shara, and the non-conformist ones referred to as be-shara. According to Aquil, the terms and the ‘distinction smacks of fatwa-baazi [Islamic rulings] in Islam. If at all one needs to identify and judge some people such as the madaris or qalandars, they may be referred to for being non-conformist, and even somewhat deviant.’

 

The silsilahs are of two types: those that adhere strictly to shariah and are called ba-shara, and the non-conformist ones referred to as be-shara. According to Aquil, the terms and the ‘distinction smacks of fatwa-baazi [Islamic rulings] in Islam. If at all one needs to identify and judge some people such as the madaris or qalandars, they may be referred to for being non-conformist, and even somewhat deviant.’

 

Therefore, the term used in this book is non-conformist.

 

The non-conformists called qalandari or mazjub (intoxicated) do not belong to any one silsilah and spend their time wandering from one place to another. They believed in rejecting the material world, according to scholar Ute Falasch, ‘opting for celibacy, itinerancy, poverty, and mendicancy instead.’

 

“The deviance from social and moral norms in the attitude towards plety is often presented to the community by peculiar dress and paraphernalia, or the lack of appropriate clothing, as well as a provocative behaviour that is regarded as offensive. Not only the neglect of social standards may characterize this piety, but also that of religious normativity, which is why they are labelled antinomian. It may be expressed in different ways, such as ecstatic states that revolve around music and dance or the experimentation with drugs, mostly hashish, as well as a disregard for religious duties, such as fasting and praying. Because of these aspects, these groups always have been an object of criticism. Movements such as the Qalandariyyah, which spread in the thirteenth and fourteenth centuries across the Muslim world up to India, have been looked down upon by the intellectual elite of the society, regarding them as false Sufis who lack religious sentiments or imposters that misuse the sensitivities of the people.”

 

This is not to say that these fakirs or qalandars were rejected by Muslim society. They found a space for themselves in society and dargahs. Though they did not follow the widespread social norms, there is nothing to suggest that they rejected normative Islamic practices.

 

Many Sufi silsilahs have flourished in India over time. Abul Fazl lists fourteen orders that were functioning in sixteenth-century India. Of these, the four most prominent ba-shara silsilahs are the Chishti, Suhrawardi, Qadriya, and Naqshbandi. Among the non-conformist silsilahs, the dewangan section of the Madari silsilah and the Rasul-Shahis are two prominent ones in India.

 

Many Sufi silsilahs have flourished in India over time. Abul Fazl lists fourteen orders that were functioning in sixteenth-century India. Of these, the four most prominent ba-shara silsilahs are the Chishti, Suhrawardi, Qadriya, and Naqshbandi. Among the non-conformist silsilahs, the dewangan section of the Madari silsilah and the Rasul-Shahis are two prominent ones in India.

 

While mystic centres had been established in many areas by Muslim saints long before the establishment of Turkish rule, the establishment of the Delhi Sultanate saw the emergence of Sufi saints and systematic organization of silsilahs in India. Two of the most important mystic orders — the Chishti and the Suhrawardi — were also introduced in north India during the Delhi Sultanate years. These silsilahs often played an important role in society of the times, as will be discussed later.

 

The Suhrawardi and the Chishti silsilahs were and are on friendly terms with each other, and the latter even rely on the works of the saints from the former silsilah, like Sheikh Shihabuddin Suhrawardi and Sheikh Hamiduddin Nagauri. The goal of both the orders is to surrender their souls to God’s will and achieve union with the Divine.

 

Yet, despite all these similarities, there are also differences. The rituals and ceremonies of the two orders reflect their contrasting attitudes towards society and politics. While the Suhrawardis emphasize salat (prayers) and zikr, fasting only in the month of Ramzan, the devotion of the Chishtis leads them not just to offer prayers but indulge in difficult ascetic practices and fast almost continuously. The former believe in eating all that is pure, and in acting righteously, while the latter focus on self-mortification, penance, and meditation.

 

Their contact with yogis has led the Chishtis to practice zikr with strenuous coordination of limb movements and postures associated with exhalation and inhalation.

 

The sama mehfils of the Chishtis are attended by the Suhrawardi saints of Delhi but not encouraged by the Multani Suhrawardis.

 

The Naqshbandis felt it essential to connect and interact with the powers that be, as the life of the rulers had a deep impact on the life of the people. The Suhrawardis mixed with the kings, and ‘gave moral support to them but did not attempt any reorientation of their thought’.

 

The Chishtis, on the other hand, didn’t seek active involvement but they didn’t shun the rulers totally either, accepting grants and land from them. The well-known Chishti Hazrat Nizamuddin Auliya did seek to stay away from rulers, though, and there is a famous incident pertaining to the time when Sultan Jalaluddin Khilji wanted to visit him. Hearing of the ruler’s desire, he is said to have famously quipped that a Sufi khanqah has two doors and if the sultan entered by one, he’d use the other to leave. However, his with Alauddin Khilji were cordial — with the sultan seeking ‘Nizam-ud-Din’s spiritual assistance for knowing the fate of his campaign in southern India — the Sufi master had predicted its victory’.

 

A very famous story described in Fawaid al-Fuad is of a Sufi saint named Shaikh Ali. The saint was sitting with outstretched legs repairing his tattered cloak when the ruler and his wazir (prime minister) visited him. The wazir asked him to fold his legs, but he remained still and unperturbed. When the ruler drew closer, he showed his fists and said that he has closed his hands instead!

 

This should not be taken to mean that these saints did not influence the rulers — only that they did it indirectly by narrating stories and parables, or quoting from the hadiths and the life of the Prophet, to show rulers that their tyranny was wrong.

 

Sufi in a Landscape, Iran, Isfahan, Circa 1650–1660. Los Angeles Museum of County Art.

Sufi in a Landscape, Iran, Isfahan, Circa 1650–1660. Los Angeles Museum of County Art.

 

The Naqshbandi order was the last of the major silsilahs to find its way into India via Khwaja Nasiruddin Ubaidullah Ahrar’s descendants, Khwaja Abdul Shahid, and Khwaja Kalan. The two men came to the Mughal court on Babur’s invitation but didn’t stay long. This silsilah attained popularity later via Khwaja Muhammad Baqi, also known as Baqi Billah Berang.

 

Apart from the four main silsilahs, there were many offshoots and independent silsilhas, such as the Sabri, Firdausi, Shattari, Kubravi, Warsi, and Kazmiya Qalandari.

 

Throughout the lands where the khanqahs and dargahs established were governed by the local rulers, the Sufi saints were considered the spiritual rulers. According to historian Sunil Kumar, the political ruler with his army ‘were the intrusive and sometimes violent and usually coercive element that appeared in South Asian history with the establishment of the Sultanate (c. 1200+).’ Further, he says:

 

“Conversely, as proponents of a mystical Islam, Sufis have been regarded as the ecumenical face of Islam, preaching to the commoners, often using the vernacular, and communicating complex aspects of Islam and Sufi philosophy through pithy maxims derived from the quotidian experiences of the common people and not just the elites. As an extension of this idea, since Sufis were not involved in the mundane temporal world but with abstract, spiritual praxis, historiographical narratives often placed them outside the realm of history and the vicissitudes of change.”

 

The role of the Sufi was multi-layered and thus they played a very important role in shaping the religious outlook of the rulers, thereby shaping history. Sheikh Abdul Quddus Gangohi, the Chishti Sabri saint, in a letter to Babur sets forth his views in regard to the functions and duties of a Muslim king. He expressed his faith in Babur’s firm conviction in Islam and Hanafi law, and his devotion to the ulema and the Mashaikh, whom he entreated for the theologians, mystics, weak, and the depressed to be maintained and subsidized by the state. In M. Zameer Uddin Siddiqi’s words:

 

“It was specially stressed that the obligation of deep gratitude to God demanded that [the] all-pervading Justice of the King cast its shadow on the people and that no one should subject another to torture and tyranny and that all the people and soldiers hold fast to all that has been ordained by shara and abstain from all that is forbidden.

Since each silsilah had its own dynamics with the rulers and the people of the subcontinent, I will examine each one separately in the subsequent chapters.

 

This excerpt has been carried courtesy the permission of Rana Safvi and Hachette India. You can buy In Search of the Divine: Living Histories of Sufism in India, here.

 

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RAGHUBIR SINH

A Princely Historian

Far removed from the middle–class origins and professional careers of Sarkar and Sardesai is the third actor in this history. Raghubir Sinh — heir to the princely state of Sitamau, located in the patchwork of princely states aggregated by the colonial state in the mid–nineteenth century as the Central India Agency. As such kingdoms went, Sitamau was not small — its ruler bore the title of His Highness and Raja and was entitled to a salute of eleven guns. Within its boundaries of some 350 sq. miles were ninety-three villages. The kingdom of Sitamau had come into being at the end of the seventeenth century, founded by a cadet branch of Rathor Rajputs from Ratlam — which in turn had been founded by Ratan Singh, a descendent of the ruling clan of Jodhpur.

The Rajput ruling houses of Ratlam and Jodhpur thus defined one aspect of Sitamau’s geographical and political environment. The state was also bordered by the large princely states of Gwalior and Indore — founded respectively by the powerful Maratha clans of the Scindias and the Holkars. Sitamau, from the late eighteenth century, had passed into the control of Scindia’s armies and it was a tributary to Gwalior until the appearance of the British on the scene who established a new paramountcy.

The princely state of Indore was Sitamau’s major neighbour and Indore city its closest major urban centre. Sitamau’s history is, therefore, permeated by all the friction of Maratha—Rajput interface that informed so much of Raghbir Sinh’s scholarship and historical research. Much of what Sarkar and Sardesai researched in the fall of the Mughals and the rise of the Marathas and the final extinction of both powers, formed Sinh’s personal inheritance — in terms of family and clan history.

Raghubir Sinh was born in Sitamau in February 1908, the eldest son of the ruler, Raja Sir Ram Singh. His early studies were at the Daly College, Indore, and thereafter at the Baroda High School. Unusually for a ruling prince, he went on to study further — a BA and thereafter a law degree from the Agra University — and taught at the Sitamau high school before securing an MA in history also from the Agra University. What explained this professional and middle–class trajectory for a scion of a ruling house in central India? Raghubir Sinh was often to be asked this question and he would relate the tradition of literature and poetry for which Sitamau rulers had achieved some local distinction. One of his ancestors was thus named as a friend by Suryamal Mishran, the author of Vansh Bhaskar, an important early–nineteenth–century chronicle of the Hada Rajputs of Bundi. His father, Maharaja Sir Ram Singh, too took pride in being a poet and encouraged others including his children in literary activity. Incidentally, he would personally teach English to his children.

Raghubir Sinh was born in Sitamau in February 1908, the eldest son of the ruler, Raja Sir Ram Singh. His early studies were at the Daly College, Indore, and thereafter at the Baroda High School. Unusually for a ruling prince, he went on to study further — a BA and thereafter a law degree from the Agra University — and taught at the Sitamau high school before securing an MA in history also from the Agra University.

Yet, notwithstanding these literary traditions, it was an external event that focused Ram Singh’s attention on the future of the Indian princes and in particular how his sons would manage without a kingdom. This event was the Russian Revolution and the overthrow of Tsar Nicholas. On the afternoon this news came, Sinh recollected that he had found his father worried and somewhat bewildered. He did not begin the customary English tuition but instead spoke about the earlier revolutions in France and England and the fates that had met Louis XVI and Charles I. He then said: ‘At the moment everything is quiet in India but no one knows what the future holds and it is possible that the princely states will face great change and they may well come to an end. It is therefore essential that each of you should be fully educated and learn to stand on your own feet.’

In Raghubir Sinh’s account, doing a BA and then obtaining a law degree was thus chartered out for him then, but his father’s prescience extended to his other progeny also and became a tradition for the Sitamau ruling family. Raghubir Sinh’s own children and grandchildren too were to lead lives in different vocations and careers including the civil services and the corporate world. Their family inheritance has, unlike many other erstwhile princely families of India, not been treated as an asset but as a tradition. Raghubir Sinh gave early evidence of what was to become a lifelong interest in historical research, and history. While still a young man of twenty–two and possibly with little historical training, his first book Poorva Madhyakalin Bharat (Pre–Medieval India), was written in 1930 and published in 1931. It, he reminisced later, enjoyed a brief success largely because there were not many such works then available in Hindi. The book is intended as a reflective look at the Delhi Sultanate — and is novel to the extent it looks at that period of history not in dynastic terms but in terms of broader social and military trends.

The royal family of Sitamau. [Credit: indianrajputs.com]

The royal family of Sitamau. [Credit: indianrajputs.com]

Raghubir Sinh subdivided the sultanate history into five themes: Military Rule (1206—94), Progressive Governance (1254—1351); Religious Governance (1251—1388); Period of Weak Governance and Instability (1388—1450); and, Feudal Dominated Government (1450—1526). Such a conceptual disaggregation was intended to provide an overview of sultanate history consciously different from more conventional approaches exemplified by Ishwari Prasad’s History of Medieval India — published in 1925 and which remained for decades later the standard work. Raghubir Sinh’s book shows the author as a serious young man who was embarking on a study of history with high motives. The opening sentence of the book is a quote from Leibnitz, ‘The present began in the past.’ But more novel are the reasons that he advanced for writing the book:

Readers have begun to see that historians have made two big errors. Firstly, that modern writers have not reflected on how values changed with the passage of time. Based on modern values they have judged the character and actions of medieval monarchs. Secondly, Western historians in writing the history of India have evaluated Indian monarchs on the basis of Western values. They thus showed our heroes in an unfavourable light and knowingly or unknowingly did a great injustice to India.

Raghubir Sinh gave early evidence of what was to become a lifelong interest in historical research, and history. While still a young man of twenty–two and possibly with little historical training, his first book Poorva Madhyakalin Bharat (Pre–Medieval India), was written in 1930 and published in 1931. It, he reminisced later, enjoyed a brief success largely because there were not many such works then available in Hindi.

Sarkar gave a strong endorsement to Raghubir Sinh’s book in the form of a testimonial:

It strikes a new line by locating History not as ‘a record of the crimes and follies of mankind’ (Gibbon), but as a movement of humanity. The story of the wars, murders, and rise and fall of principalities in medieval India is familiar to us all. But this author regards that portion of our past from a fresh point of view; he attempts to give us the philosophy of Indian history — the why and how of things — during that period and has in this way distinctly enriched our vernacular literature.

Yet despite such a strong recommendation from India’s greatest living historian and notwithstanding being prescribed as a text in the Banaras Hindu University and the Nagpur University, the book faded away quickly. A separate story, however, surrounds how Sarkar wrote this recommendation for it, although it was written after Poorva Madhyakalin Bharat was published. Possibly, it was at Raghubir Sinh’s request to establish its worth. He reminisced years later that the acquaintance of the historian with the Sitamau rulers began in 1926 when a difference of opinion arose on a sanad granted by Aurangzeb to Keshav Das, the founder of the Sitamau state. Sarkar studied the available documentation and gave an opinion that settled these disputes. Raghubir Sinh, however, maintained contact with Sarkar thereafter and this possibly explains the endorsement. Sinh was also to recall that his teacher in Agra, J.C. Taluqdar, also introduced him to Sarkar as a possible research student.

Following a brief visit to Sitamau by Sarkar and his family in October 1934 the relationship crystallized with Sarkar agreeing to act as research guide for Raghubir Sinh’s DLitt. thesis. This resulted in Sinh’s best known work, Malwa in Transition. Sarkar himself does not appear to have required much encouragement in accepting Sinh as a student — the idea of guiding the research efforts of the scion of a Rajput state would have been appealing and despite almost a forty–year age gap between the two, a close relationship developed which is apparent from even a cursory reading of their letters. Incidentally, Sarkar, during his visit to Sitamau, was accompanied by his wife, two daughters, a son–in–law and a servant and he was travelling to Ujjain after visiting the battlefield at Haldighati and the fort complex at Chittorgarh, en route. Sitamau was on the way as Sarkar was also visiting Fatehabad, where a major battle between Aurangzeb’s and Shah Jahan’s armies — the battle of Dharmat — took place in 1658.

Following a brief visit to Sitamau by Sarkar and his family in October 1934 the relationship crystallized with Sarkar agreeing to act as research guide for Raghubir Sinh’s DLitt. thesis. This resulted in Sinh’s best known work, Malwa in Transition. Sarkar himself does not appear to have required much encouragement in accepting Sinh as a student — the idea of guiding the research efforts of the scion of a Rajput state would have been appealing and despite almost a forty–year age gap between the two, a close relationship developed which is apparent from even a cursory reading of their letters.

Raghubir Sinh was once asked whether his princely status meant any special privileges or treatment from Sarkar. He had reminisced:

There was nothing of that although some sentiment may have been there. On talking to his other old students, I learnt that he was very strict. His demeanour was such that even his senior–most student Dr Kalika Ranjan Qanungo would not dare to look at him eye to eye till the very end. He was therefore very strict. He was strict with me also especially on matters concerning scholarship. But a certain softness had entered with age. Possibly he felt that I was sincere and would work hard and therefore he took an additional interest in my work.

The history of Malwa, the region in which Sitamau is located, in the eighteenth century was Raghubir Sinh’s chosen subject. ‘It is,’ Sarkar wrote to the young prince in March 1934, ‘a fascinating subject, but the difficulty of writing it is no less than its interest.’ The difficulty arose ‘… from the interplay of an immense and complicated variety of races and forces and the lack of written records. … Your task can best be likened to the work of a jeweller also in reconstructing a mosaic which has been shivered into bits and some components/parts of which are missing.’ Sarkar’s advice was characteristic: ‘Collect the extant traditions … of important families (or clans) and of towns too in different parts of Malwa.’ Again, ‘I have always told my research students that a general knowledge is absolutely necessary even for a specialised study and that they must read not only in but also about their chosen subject.’ The initial reading list forwarded by Sarkar included works in Urdu, Persian and Marathi, apart from in English, and contained also the advice that Sinh had to gradually improve his skills in all these languages.

Raghubir Sinh (R) and Sir Jadunath Sarkar.

Raghubir Sinh (R) and Sir Jadunath Sarkar. [Credit: indianrajputs.com]

Jadunath’s advice and assistance was that of the research guide of a doctoral student and extended from suggesting lists of primary sources, help in obtaining manuscript resources from the British library, as also loaning manuscripts from his own collection. From 1933 to end of 1935, correspondence between the two concerned the minutiae of manuscript sources  to establish the chronology and main developments in Malwa in Sinh’s chosen period of study. Sarkar’s own experience of researching in the backwater of Patna without access to a research library and having to rely on a personal network to tap manuscript sources, clearly informs his guidance of Sinh in even more obscure Sitamau. Sarkar’s advice and assistance stand out and explain much of the close relationship that developed between the two:

For the other Persian manuscripts you required, it appears to me that as the information about Malwa is diffused through many pages and mixed with various other topics not within the scope of your subject, the best course would be for you to authorize me to engage on your behalf a Munshi of this place who will copy the letters or passages I mark out as relevant to your subject and they will be afterwards sent to you.

The history of Malwa, the region in which Sitamau is located, in the eighteenth century was Raghubir Sinh’s chosen subject. ‘It is,’ Sarkar wrote to the young prince in March 1934, ‘a fascinating subject, but the difficulty of writing it is no less than its interest.’ The difficulty arose ‘… from the interplay of an immense and complicated variety of races and forces and the lack of written records. … Your task can best be likened to the work of a jeweller also in reconstructing a mosaic which has been shivered into bits and some components/parts of which are missing.’

On another occasion:

I have visited the Asiatic Society’s library and taken notes of the Persian manuscripts cited in your letters. None of them contains primary material for your work. I enclose my analysis of the contents of the letter book of Asaf Jah’s munshi Rai Ram Singh; only one letter refers to Malwa’s affairs and next too is without date or detail … Two of the works mentioned in your letter contain important letters, but these refer to other provinces and have no bearing on Malwa’s history. I have summarised their concerns (with page numbers) in my note book.

Sinh was fortunate that his guide also had a converging interest in the first half of the eighteenth century and that there was so much overlap of manuscript sources. In 1933 and 1934 Sarkar himself was engaged with Volume II of his Fall of the Mughal Empire which dealt with the period 1754 to 1771 covering Maratha expansion in the north, the battle of Panipat and developments thereafter in Delhi, Rajasthan and Punjab. Some of this, therefore, overlapped with the broad coverage of Raghubir Sinh’s study of Malwa.

Sarkar’s guidance also extended to the drafting of the thesis and to all matters of style and presentation. Thus, as Sinh began writing, his guide wrote: ‘Avoid verbosity by all means, adhere to a methodical arrangement of the matters of fact; terseness of expression and citation of authority should characterise every chapter. Leave reflections to the concluding paragraphs of each chapter or to a separate chapter.’

We also have Sarkar commenting on an early draft of some of the chapters of the thesis:

… your writing is too prolix and often very remotely relevant. I have reduced your draft of 107 pages by my deletion to about 75 pages and wish very much you would reduce it still further by 20 pages when rewriting the draft in the light of my suggestions. In fact, your draft is just double of what it ought to be. Remember this fact constantly in writing the following part and rigorously control your pen from running away. Under no circumstances should the thesis exceed 260 pages.

There are also numerous advisories regarding correct grammar and style:

Nothing antagonizes examiners, especially of the English race, so much as errors of English grammar and spelling because such defects in a thesis make them doubt whether the writer is scholarly enough for the highest distinction in the gift of a university.

Writing style was very clearly a passion with Sarkar. Over a decade before correcting Sinh’s errors he had written:

I am myself a lecturer in history, and would naturally prefer to give my pupils the philosophy of history, glimpses of the original sources, a sense of historical perspective, and a comparative survey. But much of my time is taken up in correcting the grammar of the pupils in my history class, in teaching them to arrange their thoughts methodically and to discriminate between what is relevant and what is not, and in training them in the art of summarising correctly by giving examples of my own composition in respect of certain ‘periods’ of their course and then urging them (I am not sure, always with success) to follow the same method themselves at home in respect of the other ‘periods’. All these simple things they should have learnt at school, if their school education had been genuine and not of a viciously lowered standard — the natural result of a commercialised and cheap Matriculation, which is no test for admission to college.

Sinh was fortunate that his guide also had a converging interest in the first half of the eighteenth century and that there was so much overlap of manuscript sources. In 1933 and 1934 Sarkar himself was engaged with Volume II of his Fall of the Mughal Empire which dealt with the period 1754 to 1771 covering Maratha expansion in the north, the battle of Panipat and developments thereafter in Delhi, Rajasthan and Punjab.

 

When the thesis was nearing completion in early 1936, Sarkar arranged for Nirad Chaudhuri, later to be a well–known writer, to proofread the draft. Nirad Chaudhuri was then, of course, truly an unknown Indian and Sarkar referred to him on occasion as ‘the MA gentlemen’. Nirad Chaudhuri was then unemployed and with a family to maintain was financially in dire straits. His reflections about the young Raghubir bear repetition:

I also got a literary commission. An Indian prince, the Maharajkumar (or heir apparent) of the State of Sitamau had written a considerable work of historical research on the rise of the Maratha principalities in Central India or Malwa in the eighteenth century. He had got a doctorate for it and wanted to publish it as a book. When he wanted editorial help, Sir Jadunath Sarkar, our most eminent historian, who knew me well, suggested my name. So, I got some money out of this commission as well. I found the prince to be altogether a different kind of character from the Bengali upstart who had shown rudeness to me. These princes could get people murdered out of anger but they could not be rude. This prince proved the truth of the old saying that courtesy is the grace of princes and the other saying that the greater the man the greater the courtesy. Of course, I have read the saying of Chamfort: ‘Amitie de cour, foi de renard et Societe de loup’. But when a people are particularly rich in the population of human foxes and wolves, one does not find even counterfeit courtesy unpleasant. This prince, moreover, had more intellectual capacity than I would normally have expected in an Indian prince of our times. He had done his research himself, and wrote good English.

Sarkar’s supervision of Sinh’s work was, however, close and on one occasion a draft was sent to the press before Nirad Chaudhuri had time to go through it. It had many errors and we have Sarkar admonishing Sinh:

You have done your work with less than the necessary heedfulness in some cases; P1 of the final typed copy sent to the press reads ‘The anarchy was rampant’ whereas the definite article is ungrammatical here. … You can easily imagine how European examiners would be shocked on reading sentences like ‘the anarchy was rampant’.

As the thesis neared completion G.S. Sardesai and the English historian P.E. Roberts were appointed as its external examiners. While sending the thesis to Sardesai, Sarkar wrote: ‘This candidate’s work gives me much hope for his future as a worthy recruit to our campaign of sound historical research’, and:

Raghubir Sinh’s thesis comes up to the standard of Ishwari Prasad’s thesis with this accidental difference, however, that Ishwari Prasad dealt with an unworked field (viz., the first Tughlaq) while portions of Raghubir’s thesis were previously covered (though briefly) by Irvine and myself. But he has exhaustively treated this subject and fully utilized the new Marathi material and made important elucidations of provincial topography and dynastic history.

Roberts too was impressed with the work and we have Sarkar informing Sinh in September 1936. I sent my report on the thesis along with Sardesai’s (both favourable) to the examiners in England by the sea mail. But in the meantime, he (P.E. Roberts) quickly read the thesis and sent to me by air mail an even stronger recommendation than ours.’

 

[P.E.] Roberts too was impressed with the work and we have Sarkar informing Sinh in September 1936. I sent my report on the thesis along with Sardesai’s (both favourable) to the examiners in England by the sea mail. But in the meantime, he (P.E. Roberts) quickly read the thesis and sent to me by air mail an even stronger recommendation than ours.’

And finally, in October 1936 when the thesis was approved and the book printed, Sarkar was effusive in his praise:

It gives me great pleasure to be able to address you as a Doctor of Literature. Your book will remain a standard authority on its special theme and certainly reflect credit on your university as setting the standard of its doctorate degree by the example of the work done…

Your success may have been facilitated by my guidance and loan of manuscripts but I feel you have legitimately contributed to the happy result by your intense application and sincere devotion to the task of clearing the history of your native province.

When an occasional critical review of the book appeared, or others criticized his student, Sarkar was characteristically protective:

I enclose a cutting of the Statesman review of your Malwa. When I meet you, I shall tell you the name of the writer and the reason why he is maliciously trying to run down my pupils by making sneering remarks when he cannot totally ignore the evident merits of a sound piece of research work. His own work has been described, in a signed review in the London’s Royal Asiatic Society Journal as unreadable in style!!!

Along with some perfunctory complementary remarks the review had said: ‘Maharajkumar Raghubir Singh’s narrative does not possess the charms of Sir John Malcolm’s memoirs. … The average reader may find the volume dull reading for the author is so deeply interested in the individual trees that he seldom takes notice of the wood.’ The review is unsigned but may well have been by Dr Surendranath Sen whose differences with Sarkar we will touch upon in Chapter V. Its authorship is suggested by the following sentences in the review very evidently targeted at Jadunath Sarkar: ‘Those who prefer the chronicle to a scientific history of the modern type will find better guides in such masters of narrative as Gibbon and Macaulay than in the Indian Chelas of William Irvine.’ There was, in fact, much in the thesis that would have appealed to Sarkar and the stamp of his approach to writing an authentic history is visible throughout in Malwa in Transition: chronological accuracy, evaluating the authenticity of a source from different angles and comparing various sources to establish a correct sequence of events, discarding in the process, wherever necessary, older interpretations. Yet, whatever the extent of the guidance from Sarkar, the work clearly bears the stamp of Raghubir Sinh’s own reflections on Malwa history.

 

Malwa in Transition, Raghubir Sinh's most well-known work.

Malwa in Transition, Raghubir Sinh’s most well-known work.

Malwa in Transition or A Century of Anarchy tells the story of an extinction of identity — in this case the identity of Malwa — in the eighteenth century. For Sinh the eighteenth century apart from being a century of anarchy was also a ‘century of revolutions’ as the ‘social and cultural map of India was completely changed’ and ‘many an old political entity was wiped off from the map of India’.  This view was deeply embedded in Sinh’s mind and repeatedly recurs both in his historical works as also in his future activities as a politician and public intellectual. In Sinh’s treatment, the anarchy of the eighteenth century meant that his home region lost out in political, cultural and military terms and this was entirely on account of the Marathas. Local Malwa reaction, and especially from the leading Rajput families, to the Marathas was that they appeared ‘more as enemies than as friends’. We will engage in greater length with this perspective and how it was to interface with the views of Sardesai on Maratha expansion and Sarkar on Mughal decline.

Malwa in Transition or A Century of Anarchy tells the story of an extinction of identity — in this case the identity of Malwa — in the eighteenth century. For Sinh the eighteenth century apart from being a century of anarchy was also a ‘century of revolutions’ as the ‘social and cultural map of India was completely changed’ and ‘many an old political entity was wiped off from the map of India’.  This view was deeply embedded in Sinh’s mind and repeatedly recurs both in his historical works as also in his future activities as a politician and public intellectual.

Building a Research Library

Even as Malwa in Transition was being researched and written, other facets of the Sarkar—Sinh relationship had also developed: Sarkar acting as a mentor in the collection of books and manuscripts for Sinh’s private library (which also supplemented Sarkar’s and Sardesai’s own historical research), and secondly, Sinh as an ally in hunting for and securing manuscript sources on Maratha and Rajput history from individuals and families reluctant to part with them. If in the initial years of the Sarkar—Sinh relationship we see much more of the guide and doctoral student at work, clearly the other aspects were as important virtually from the start: ‘You have my best wishes in your endeavour to build up an original and authentic history of Malwa in the 18th century … this will be a greater achievement than winning doctorate.’

And:

I am equally pleased to learn of your enthusiastic and judicious acquisition of rare books and still more precious Persian MSS … I can visualise a day when you will find that your library has grown so large and useful to scholars that you will move it from your residential palace to a building of easier access to the public.

In the years following the publishing of Malwa in Transition, Sinh established himself as a leading historian of Malwa and Rajasthan in his own right. In the Poona Residency Records series, of which Sarkar and Sardesai were the general editors, Sinh edited the Selections from Sir C.W. Malet’s Letter Book 1780–84 (1940), Daulat Rao Sindhia and North Indian Affairs 1800– 1803 (1943) and The Treaty of Bassein and the Anglo–Maratha War in Deccan 1802–04 (1951). Soon after Malwa in Transition but different in scope and intent was a full length study titled Indian States and the New Regime (1938) which addressed, as we shall see, the issues of a future federal India and the role the princely states could play in it. Through the 1930s he worked as a judge in the Sitamau high court and in other administrative capacities in the state administration. Service in the army during the war years added another dimension to Sinh’s public duties.

Indian States and the new regime.

Indian States and the new regime.

With Independence, the claims of public life became stronger. Yet, the pull of history remained. The Sitamau library expanding from a small personal collection was now a major centre for research in its own right and in 1949 Sinh published a descriptive list or catalogue of its main holdings. The kernel of this was a presentation Sinh had made at the famous Kamshet conference in 1938 at Sarkar’s suggestion. Sarkar had then written to Sinh: ‘A small list (say, 8 or 12 pages) of your Persian MSS and Photostat acquisition would be well appreciated at Kamshet and though it must not be regarded as a final descriptive catalogue, it would add greatly to the value of your speech there.’

With Independence, the claims of public life became stronger. Yet, the pull of history remained. The Sitamau library expanding from a small personal collection was now a major centre for research in its own right and in 1949 Sinh published a descriptive list or catalogue of its main holdings. The kernel of this was a presentation Sinh had made at the famous Kamshet conference in 1938 at Sarkar’s suggestion.

The 1949 detailed catalogue had a glowing Foreword by Jadunath Sarkar. ‘The creation of this library,’ he wrote, ‘is due to the patriotic zeal, foresight, and persistence of an enlightened prince.’ Sarkar explained the reason behind Sinh’s venture:

The oldest, completest, and best–transcribed copies of most Persian histories and State–papers of the Muslim period are preserved in the public libraries of Europe, and our patriotism naturally feels hurt at so many of our best historical material having gone out of our country. But in one way it was a blessing. If they had not been acquired and sent to Europe so early, but left in Indian hands, they would in most cases have been totally lost during the long years of anarchy, warfare, and the decay of our noble families that maintained libraries and writers.

The Raghubir Library now filled this gap. It was, Sarkar wrote:

… unique in the world for the completeness of its sources on the mediaeval history of India. Nowhere else can one find all of these materials in one place. In one particular but most valuable section, the akhbarat or hand–written news– letters in Persian, extending from 1659 to 1830 A.D. and the administrative records of the Jaipur State and the Peshwa’s Government, written in Dingal and Persian, the Raghubir collection is sure to attract students of these branches from all parts of the world.

Sarkar had been a partner in the growth of this library and remained so till his death. The following letter with all its detailed instructions is only one of many.

I have just secured through an ex–pupil of mine in Bihar, an imperfect MS of the letters of Ahmad Shah Abdali to Sawai Madho Singh of Jaipur. Please set your best munshi immediately to copy the leaves marked in blue pencil 1 to 34 on one side of the paper.At the end of the folio 34 back, leave the rest of the page of the copy blank as there is a gap here.

Then on a new sheet start copying the two folios marked 36 and 37 — in all 73 pages. (To be copied only 71 pages not 73, because folio 35 is a blank.)

Please send the original back to me with the copy made at Sitamau and after taking notes I shall return the copy to your library.

Kindly keep it a secret from the Jaipur Darbar (and indeed from all other people) that I have secured these records of their ancestor’s dealings with Abdali. Very likely they have lost the originals.

The letters in question related to 1759—61 and one may therefore well wonder whether the emphasis on secrecy came from an exaggerated sense of self–importance or an excessive caution. But equally, perhaps, given the sensitivities at play — which both Sinh and Sarkar were conscious of — the caution was not entirely misplaced. The letters show the ruler of Jaipur, Madho Singh, more concerned about evicting the Marathas and reducing their influence from his territory and willing to do what he could in the matter in concert with the Afghans led by Ahmad Shah Abdali. That the historical conjuncture in which this correspondence took place was before and after the battle of Panipat when the Marathas were defeated added to their significance. The caution had, therefore, some basis.

Sarkar explained the reason behind Sinh’s venture: “The oldest, completest, and best–transcribed copies of most Persian histories and State–papers of the Muslim period are preserved in the public libraries of Europe, and our patriotism naturally feels hurt at so many of our best historical material having gone out of our country.”… The Raghubir Library now filled this gap.

But there is also — amidst the talk of sources, manuscripts and historical personages — regular and detailed practical advice to Sinh on his growing library:

Your library is growing apace and special precautions should be adopted for the preservation of the paper and binding from worms. Open shelves, with the air freely playing on them are best; naphthalene does little good, what is required is to have a careful servant to take the volumes out, dust them, air them and then replace them on the shelves. He will go through the entire collection in about a week, and repeat the process once every month. Yoco Book polish (sold by Newman and Co, Calcutta) should be spread with a small brush over the leather and cloth of the binding to guard against the ravages of worms and the Indian dust storms and summer heat. This should be commenced at once and repeated once every two years.

In 1937–38, Sinh introduced a technological leap in the research culture of the time with its reliance on copying of manuscript sources by hand, engaging paid copyists and clerks. Sinh recollected later:

From 1937–38 microfilms were in use which were cheaper. … I began corresponding with England and read in a newspaper that Kodak had introduced a special amplifier called Recordek to read microfilms. I wrote to the Kodak people in Bombay that I wanted to buy a Recordek. They replied that they did not know what it was and would get in touch with suppliers in England. The Recordek reached Sitamau in Nov–Dec 1938.

Evidently Sinh had consulted Sarkar earlier for we have this excited letter of October 1937: ‘What you say about micro– filming has thrilled me. We can now get all that we need for our historical workshop, at a cost within our means.’

The microfilm reader in Sitamau is believed to be the first in use in India. A decade later this quantum leap still fascinated Sarkar and in an introduction to the handbook on the Sitamau Library we have the following description:

Copying with the hand can never be fully reliable, but a photographic reproduction almost places the manuscript itself before us. … The cheapest of these photographs are ‘rapid rotary bromide prints’ (called rotographs for shortness). In them the paper appears as black and the writing as white. A little higher in cost but more clear to read are photostats in which the writing is black and the paper white or greyish … A device for very greatly reducing the cost … is the microfilming the MSS or photographing them in reels like miniature cinema films. The Americans first made extensive use of this last device to take copies of numberless manuscripts and rare books … (from) England … for intensive study of their scholars without having to leave America.

The discovery of the possibility of photographing records and then being able to store them on microfilm or take copies for use in case microfilms were not available opened up many possibilities. The research by Sarkar and Sardesai in the Peshwa Daftar and the Poona Residency Records and their familiarity with this archive meant that with a microfilm reader available in Sitamau, records in Poona could be filmed and then transferred to Sitamau. We see a somewhat unusual enterprise now emerging. The good offices of Sarkar and Sardesai meant that Sinh was able to get the government authorities concerned to approve the filming of selected records in the Poona Archives.

The discovery of the possibility of photographing records and then being able to store them on microfilm or take copies for use in case microfilms were not available opened up many possibilities. The research by Sarkar and Sardesai in the Peshwa Daftar and the Poona Residency Records and their familiarity with this archive meant that with a microfilm reader available in Sitamau, records in Poona could be filmed and then transferred to Sitamau. We see a somewhat unusual enterprise now emerging.

This was easier said than done since the process involved the documents being physically sent to another government office — the Government Photo Registry Office in Poona — to be filmed there and thereafter the microfilms being sent by railway parcel to Sitamau. That at least one of Sardesai’s former assistants and a historian in his own right, V.G. Dighe, was employed or working at the Poona Archives, made the logistical work of separating the documents to be filmed and then sent to the Photo Registry Office easier. Even with Sarkar’s full help in terms of getting the necessary permissions, the fact that this task could be carried out with two government establishments coordinating and cooperating with each other to see the task to fulfilment is testimony to Sinh’s own persistence and powers of persuasion as also his commitment to the task by investing the not inconsiderable sums required.

A thick file in Sitamau in the Raghubir Library is a silent witness to these efforts as it shows a long and protracted correspondence for over a decade with the Poona Archives and the Photo Registry Office. The documents chosen for filming were the Persian records in the archives and comprised a mass of papers including newsletters (akhbarat) sent to the British resident in Poona during the period 1796–1817. In all, the work involved some 15,000 exposures and its scale was further compounded with wartime shortages of film, paper, equipment, etc. The task in brief is a classic illustration of how a new technology could be successfully applied in an environment, prima facie adverse.

Jadunath Sarkar

Jadunath Sarkar

From the 1940s onwards Sardesai’s often poor health and concerns about the fate of his own not inconsiderable library of books and records after his death led Sarkar to explore the possibility of the Sitamau Library being the final custodian of the Sardesai collection. We have this letter to Sinh in March 1948:

The Bombay Govt have agreed to found a Maratha University in Poona and Dr P.M. Joshi has come here and bought for this University Dr D.R. Bhandarkar’s library (richest in complete sets of learned journals and books on orientology— Hindu period) for Rs 35,000/–. He has proposed to his Govt. to buy (or secure as a gift) Nana Sahib’s (Sardesai) library at Kamshet. …Naturally Nana would wish to enrich the Poona University. But your argument would be that in Poona there is a full Marathi historical library at the Mandal, while in Malwa there is only the very small beginning in your house. In the name of Avanti — of Kalidas and Vikram — you can legitimately press Nana to reserve his library (for love or money) for Malwa.

And a little later:

R.B.G.S. Sardesai has agreed to give you the first choice if and when he decides to part with his library. He has founded an admirable and very promising residential public school for boys (in Marathi) here, and has been happy in securing a first–rate Headmaster (Mr G.L. Chandavarkar) and a jewel of a matron for the institution. I have suggested to Nana that if he sell his Library for say, Rs 6,000, the amount may be put by him into the funds of his school, but he has not given a definite answer yet. Several of his books are now absolutely unprocurable for love or money.

But there were other bidders and in particular the Government of Bombay. A little over a year later Sarkar cautioned in a note marked ‘Confidential’:

The desire of the owner of the Maratha historical library at Kamshet is to sell it to the highest bidder and hand over the price money to the School at Kamshet as a part of its endowment fund. Dr P.M. Joshi will bid anything to get it. Govt. money ‘has no father or mother’.It would not be advisable for the owner of the Raghubir Library to spend recklessly at this auction — as there are more pressing demands — rare old Eng. Books yet to be acquired

Raghubir Sinh had, in fact, quickly acquired a dual role in Sarkar’s and by extension Sardesai’s life. He was the younger colleague, and student, to be guided, encouraged and treasured. Yet Sinh as scion of a princely state, howsoever small, also fulfilled another role. He, in building up his own research collection and library, had resources, access and connections that neither Sarkar nor Sardesai could match to acquire or have copied manuscripts that would be valuable to their own research.

Raghubir Sinh had, in fact, quickly acquired a dual role in Sarkar’s and by extension Sardesai’s life. He was the younger colleague, and student, to be guided, encouraged and treasured. Yet Sinh as scion of a princely state, howsoever small, also fulfilled another role. He, in building up his own research collection and library, had resources, access and connections that neither Sarkar nor Sardesai could match to acquire or have copied manuscripts that would be valuable to their own research.

Secondly, with regard to Sinh’s dual role, by reason of his birth alone, Sinh had an intimacy with Rajput history and with the Rajput—Maratha interface which made him invaluable for Sarkar’s and Sardesai’s own research. Being a part of the fraternity of the ruling princes of central India meant also a close relationship and in some cases even friendship with the ruling houses of princely states such as Scindia, Jodhpur, Kota, Jaipur, Indore, etc., — the history of each of which figured substantively in Sarkar’s major research work of the 1930s and 1940s, namely, the Fall of the Mughal Empire. A letter of February 1938 from Sarkar to Sardesai illustrates this role and brings out an almost paternal pride with which it was regarded:

Dr Raghubir Sinh when on a visit to Gwalior at the end of January last at the invitation of Maharajah Sindhia, had had a talk with Sir Manubhai, who promised to take steps in the matter of the Meenavali Daftar. The Maharajkumar adds, ‘I made a casual reference to the matter while talking to Maharaj Sindhia also … I did not talk (at length) otherwise it would have touched Sir Manubhai whose cooperation is most essential just now.’ You mark the young Diplomat!!!

Raghubir Sinh had, in fact, direct access to a vast corpus of Rajput history which could illustrate and animate the Rajput— Maratha interface in the late eighteenth century:

Sarkar wrote in September 1937:

When you have more leisure, please secure for me a list of the Rathor chiefs and Heroes who fell (or were wounded) at the Battle of Merta 12th September 1790. … I want the names of these Rathors, their thikanas, and their earlier deeds or family feuds and a few characteristic touches (habits or character or appearance) if you can secure them. You may start the inquiry through your friends in Marwar or old Barhat families who possess MS family histories.

Sinh was in fact a full–fledged member of the circle extracting and unearthing manuscripts and Sarkar had often the role of the equally enthusiastic researcher but also a more careful older voice of caution. A letter to Sinh in January 1941 says:

I learnt that you are pressing the Gwalior Darbar to pay Amritrao Parasnis Rs 3,000 for the Sindhia papers without insisting on having them first examined by an expert like Sardesai on the ground that if the transaction is not quickly clinched by the Darbar these records may be sold to a foreigner or may perish. But considering the character of the vendor such blindfold bargaining with him would be worse than useless.

But in other cases, even Sarkar, normally a hard bargainer, realized the need for expedition as in this letter of August 1938:

What you write about Beni Ram’s papers makes my mouth water. Keep the matter an absolute secret and clinch the negotiations without caring to save Rs 50 or Rs 100, provided the papers are genuinely old and voluminous.

…with regard to Sinh’s dual role, by reason of his birth alone, Sinh had an intimacy with Rajput history and with the Rajput—Maratha interface which made him invaluable for Sarkar’s and Sardesai’s own research. Being a part of the fraternity of the ruling princes of central India meant also a close relationship and in some cases even friendship with the ruling houses of princely states such as Scindia, Jodhpur, Kota, Jaipur, Indore, etc., — the history of each of which figured substantively in Sarkar’s major research work of the 1930s and 1940s, namely, the Fall of the Mughal Empire.

A Supportive Fraternity of History

Following the award of the DLitt. for ‘Malwa in Transition’ we find Sarkar trying to refocus Raghubir Sinh’s next research interest on Mirza Rajah Jai Singh:

I am getting old and have therefore given up the idea of dealing with the Jaipur records myself. … You are the person best fitted by your minute local knowledge of Malwa and Rajputana to work this source exhaustively, taking up every class of information in it — social, political, administrative, etc. The result would be something unique in medieval Indian history — which has hitherto been a record of war, bloodshed and dynastic changes, and, unlike the histories of European countries, concerned hardly at all with the growth of institutions, social life and the actual operation of administration.

Sarkar’s recommendation followed: ‘You should master the Persian language (historical prose only) sufficiently to make yourself independent … and to be able to pick information out of MSS directly without having to wait for their being transcribed and translated.’ In January 1937, Sarkar pressed both points again — learning Persian, and ‘I anticipate that the career of Mirza Rajah Jai Singh will fascinate you so much that you will concentrate on him and, most probably continue the study of the dynasty of Amber up to 1698 and forget for a time your beloved Malwa.’

GS Sardesai.

GS Sardesai.

While this particular idea does not appear to have generated sufficient enthusiasm in Sinh, Sarkar had in fact put his own reputation in getting him acknowledged as a major historian.

‘It would be an excellent thing if you undertake to edit one of the Poona Residency Correspondence volumes along with us. … It would be a most important opportunity for making yourself known and appreciated by the scholarly world of Europe.’

Sarkar suggested that Sinh buy the letter book of Charles Malet for the period 1780–84 from a rare book and transcript dealer in London who had put it up for sale. These letters would be a valuable supplement to the documents relating to Malet included in the Poona Residency Records series. Sarkar’s practical advice to Sinh was that since these letters were not available in the Poona records in editing the Malet letter book ‘… you will not be called upon to visit Poona’.

In case Sinh was unsuccessful in securing the letter book, Sarkar outlined his backup plan: ‘I shall arrange with Sardesai to give you the editing work of some other volumes of the Poona Residency Records.’ In the event Sinh’s attempt at securing the manuscript was successful. We have Sarkar writing to Sinh of how ‘thrilled’ he was at the news of ‘this great victory’ which he attributed to Sinh having sent a cable to secure the document (which also Sarkar had not just advised but also sent a draft of the telegram).

Sarkar’s recommendation followed: ‘You should master the Persian language (historical prose only) sufficiently to make yourself independent … and to be able to pick information out of MSS directly without having to wait for their being transcribed and translated.’ In January 1937, Sarkar pressed both points again — learning Persian, and ‘I anticipate that the career of Mirza Rajah Jai Singh will fascinate you so much that you will concentrate on him and, most probably continue the study of the dynasty of Amber up to 1698 and forget for a time your beloved Malwa.’

In the preparation of the edited volume of Malet’s letters Sarkar’s instructions were detailed and precise: ‘You will have to consult Sardesai on the details of Maratha affairs during the four or five years covered in it.’ And:

Malet’s handwriting is very bad. Mr Dighe has made himself an expert in reading it … [T]he best course would be for you to take it to Bombay with yourself and deliver it to Sardesai for being typed (one side of paper, with one carbon copy) by Dighe (who will consult Sardesai in cases of doubt). For this you will have to pay Dighe the typing charges. … You will thus get the raw material for your editorial work.

And later:

In Forrest’s Bombay Secretariat Selections, Maratha series, there are some letters from Malet. Carefully compare them with the manuscript you have secured … when you edit the manuscript and write the introductory sketch. For place names you will have to consult Sir James Campbell’s Bombay Gazetteer (the 1st edition), volumes on Surat and Broach (where Malet lived during these years).

Sarkar’s efforts to establish Sinh as a historian of repute in his own right in fact were many. He arranged for Raghubir Sinh to speak at the 1937 session of the Indian Historical Records Commission and present in summary form the contents of Malet’s letter book. Similarly, in September 1938 before the Kamshet meeting we have him advising Sinh that a report on his manuscript collection would ‘add greatly to the value of your speech’. Selections from Sir C.W. Malet’s Letter Book 1780–1784 appeared in 1940 and it is listed as a supplementary volume in the Poona Residency Records series. By mid–1939 Sarkar and Sardesai decided that the responsibility of editing a second volume in the Poona Residency Correspondence could also be given to Sinh. By this time the Malet letter book volume was nearing finalization — and Sinh was assigned the period 1800–03. The volume finally formed Vol. IX of the Poona Residency Correspondence with the title ‘Daulat Rao Sindhia and North Indian Affairs 1800–1803’ and was published in 1943. A third volume forming Volume X in the Poona Residency Correspondence collection was also edited by Sinh and published in 1951 as The Treaty of Bassein and the Anglo Maratha War in Deccan 1802–1804.

Raghubir Sinh, however, continued to be associated with public issues to a far greater extent than either G.S. Sardesai or J.N. Sarkar or the other historians and scholars in their circle. As heir to the throne of a princely state, howsoever small, it was inevitable that Raghubir Sinh would have a public life outside history, notwithstanding his passion for historical research and studies. His life as a historian, in fact, followed a complementary and parallel track of his role as the heir. Having a law degree, he had been appointed a judge of the high court of Sitamau — a post he held from 1932 till 1940. He was, as heir, also assigned the responsibility over other departments of Sitamau’s administration — revenue, education, health and others, apart from being associated with the Chamber of Princes.

Sarkar’s efforts to establish Sinh as a historian of repute in his own right in fact were many. He arranged for Raghubir Sinh to speak at the 1937 session of the Indian Historical Records Commission and present in summary form the contents of Malet’s letter book. Similarly, in September 1938 before the Kamshet meeting we have him advising Sinh that a report on his manuscript collection would ‘add greatly to the value of your speech’.

His participation in the sessions of the Chamber of Princes led to an intervention on the issue of princely states which should be seen in the context of the wider political debate then under way in India. The intervention was in the form of a book, Indian States and the New Regime, published in 1938 and is an early attempt to address issues arising from the 1935 Government of India Act for a future independent and federal India and the role of the princely states in such a federation. The book had a forward by Sir C.P. Ramaswamy Iyer, then dewan of Travancore a and who was in the eyes of many a virtual institution of law and politics of early twentieth century India.

Ramaswamy Iyer wrote: ‘It is a sign of the times that the heir apparent of the Sitamau State in Central India, should not only win academical distinctions and a doctorate for his writings on historical topics but should publish a comprehensive and well–conceived monograph dealing with the history of the relations of the Indian states with the Paramount Power.’

The reason for embarking on this treatise — the book runs into some 500 pages — were stated by Raghubir Sinh as: ‘The tide of democracy is rising with an added force: it would not be very long before this rushing tide will overflow the bounds that separate the Indian States from British India and will flood the Indian States as well.’

Raghubir Library and Research Institute.

Raghubir Library and Research Institute. [Credits: natnagarsitamau.com]

It is evident that Raghubir Sinh was engaged deeply with the future of the princes in a democratic India. The position he saw is described graphically in terms of ‘The Two Indias’ and ‘The Partition of India’. ‘India,’ wrote Sinh, ‘geographically one and indivisible, is politically divided into two arbitrary parts: …The two Indias share the same glorious past and the same great cultural heritage. While the states still retain the ideals of kingship, a despotic autocracy based more or less on the theory of divine right, British India is developing democratic institutions …. [for] all political purposes British India and Indian India are two different worlds.’

The answer lay for Raghubir Sinh in a federal arrangement requiring cooperation between the princely states. While this process was assisted by the creation of a Chamber of Princes, it remained weak and faltering on account of differences between the larger and the smaller princely states. A reviewer in International Affairs, the journal of the Royal Institute of International Affairs, pointed out ‘… the author found fault with “small” states though he himself is connected with a “small” state’.

His participation in the sessions of the Chamber of Princes led to an intervention on the issue of princely states which should be seen in the context of the wider political debate then under way in India. The intervention was in the form of a book, Indian States and the New Regime, published in 1938 and is an early attempt to address issues arising from the 1935 Government of India Act for a future independent and federal India and the role of the princely states in such a federation.

For scholars as driven as Sardesai and Sarkar, Raghubir Sinh’s public commitments, howsoever worthy, were nevertheless also costly distractions from historical research. While Sarkar is more forgiving of his protégé and favourite student, Sardesai often was not. We have a letter he wrote to Sarkar in January 1940 with regard to the Malet Letter Book that Raghubir Sinh was editing:

The Malet Letter Book is in print. I consider the introduction not quite what it should be. Have you revised it? All our work so far has been nearly first rate and has nowhere been faulted with. This character must be maintained. The Maharaj Kumar [sic] is not yet adept in printing and get up. He has too much else to occupy him. …

Sarkar’s defence of his protégé is also characteristic:

Malet’s letter book is only of secondary importance as regards the history of India, but it is an integral part of his life story, and besides fully dealing with Broach affairs gives good contemporary criticism of the English side of the first Maratha War. The MSS being unique, I insisted on its publication. I shall revise the editor’s introduction again, but the nature of the letters prevents the volume from rising to the height of Vols 1 and 2 of the series. It cannot be helped.

During the war years Raghubir Sinh joined the British Indian Army — not uncommon for princes. He rose to the rank of major before resigning his commission in 1945. He did not see active service and was posted at Peshawar and Madras while in uniform. Decades later Raghubir Sinh reminisced that he was prompted to join the army to learn something new: understanding military tactics would help in understanding history. Sarkar’s letter to Sinh on the latter’s joining the army also merits to be quoted:

Military training is an indispensable part of a nobleman’s culture, and I congratulate you on the opportunity for it now opening before you. In old age you may even utilise your leisure by excursions into the unexplored field of the ‘progress of the art of warfare in Medieval India’.

The correspondence with Sarkar continued through this period and with it a steady stream of proofs of the Poona Residency Correspondence, copies of manuscripts and suggestions of books and papers to acquire for Raghubir Sinh’s now growing library.

For scholars as driven as Sardesai and Sarkar, Raghubir Sinh’s public commitments, howsoever worthy, were nevertheless also costly distractions from historical research. While Sarkar is more forgiving of his protégé and favourite student, Sardesai often was not.

For instance, Sarkar wrote in September 1943:

Thanks for my manuscripts of the Lataif–ul–akhbar received back from your munshi more than a month ago. He has asked me to send you, at Palavaram, two more Persian manuscripts from my library to be copied for you. I am rather puzzled which volumes to select, as I have no note about the MSS already transcribed for you from my collection, except the Jaipur transcripts (18 volumes), the akhbarat (both Tod and Jaipur) and the Haft Anjuman have all already been returned by you after copying [sic]. I shall pick out the manuscripts relating to (i) 1707–1738, (ii) the Deccan Sultanates and (iii) misc. letter books, land grant orders, 1650–1760 in the descending order.

And in April 1944:

Dr V.G. Dighe is working on the career of Jaswant Rao Holkar I, and is in sore need of Prinsep — ‘Memoirs of Pathan Soldier of Fortune, Meer Khan’ of which you have a copy. In case you have not made any rule for never lending the book, I shall feel obliged if you can help Dr Dighe with a loan of this work.

Over time, as the relationship matured, we see, as in the case of Sardesai and Sarkar, concern and affection becoming more visible in the Sinh—Sarkar correspondence. The younger man’s obvious esteem and regard are made evident in ways that move the now ageing and grief–stricken Sarkar greatly. Writing about the Hindi edition of A Short History of Aurangzeb which Sinh was helping prepare, Sarkar wrote in June 1950:

In going through the MS of the Hindi translation, I have noticed that all these pages — running to over one hundred — have been written by you in your own hand. You no doubt take delight in doing your guru’s work to the best of your power. But believe me, it pains me to think that you have not only composed and corrected the language of this long work, your hand being detected in the brilliant version of the chapter (8th) on Aurangzeb’s religious policy, which no one else could have done half so well, but also gone through the drudgery of copying every line in your own hand.

In fact, as the two masters aged and grew more frail their students had formed a protective cloak around them. We have the following letter from Qanungo to Raghubir Sinh in January 1957:

Guruji had slow fever in the month of his birth which popular superstition always associates with an ill omen … I will not give up Guruji without a fight, even though a fight against destiny. Prayer is my weapon … I write to you because Guruji may forget to write to you though you stand nearest to his heart.

And again a few weeks later in in March 1957:

Sir Jadunath according to the latest report is out of immediate danger. …When I heard of his illness I was completely upset and so I wrote letters to all his pupils known to be closest to his heart. I was on war path against the god of Death with spiritual forces of prayer and am still fighting to save Guruji at least for a couple of years.

Through the early and mid–1950s, although Sarkar had been regularly in correspondence with Sinh the letters of the last few years show a gradual and unmistakable role reversal as the former student now becomes a principal support. The daily grind of frailty and old age, worries about his family and further tragedies are a prominent part of the letters that Sarkar writes.

Through the early and mid–1950s, although Sarkar had been regularly in correspondence with Sinh the letters of the last few years show a gradual and unmistakable role reversal as the former student now becomes a principal support. The daily grind of frailty and old age, worries about his family and further tragedies are a prominent part of the letters that Sarkar writes.

 

In September 1955: ‘After five years of decline my sole surviving son … left us. His agonies have ended but his mother’s know no consolation.’

And in April 1957:

On the 2nd of this month I lost my grandson Amit (a Lieutenant) as a result of a motor cycle accident at Poona where he was attending the College of Military Engineering. You knew him as Dantoo when you used to take the two brothers in your car from my house in Badur Bagan in 1936. I have seen the whole of the second generation after me cut of and this last stroke has fallen on the third generation.

And in addition to his wife’s and his own ill health there is the ever–present concern regarding Sardesai:

Nana Saheb Sardesai has been terribly upset by the premature end of his lifelong friend and fellow clansmen Mavlankar … Nana Saheb writes that he is physically breaking down. He wrote to me on the 5th — ‘I am daily getting weaker and the hands shake making writing impossible. … The end daily appears in sight.’ … Please write to him directly.

But despite all these preoccupations, the engagement over history and straightening the most obscure historical detail remains a priority. Thus, we have Sarkar writing to Raghubir Sinh in November 1955 again with regard to the battle of Dharmat:

Received both your letters and your paper on the date of Dharmat. On further consideration I agree that the date of the week (Friday) was less likely to be wrongly entered by contemporaries (and hence perpetuated in Persian MSS) than the day of the month.

In question was the date of the battle of Dharmat, important as we shall see both for Sardesai and Sinh, in which Aurangzeb had secured his first victory against Shah Jahan and Dara Shukoh’s armies led by Jaswant Singh, the Raja of Jodhpur. One of Jaswant Singh’s principal commanders was Raghubir Sinh’s ancestor Ratan Singh, the ruler of Ratlam who was killed in this battle.

The Raghubir Library is a treasure trove of rare manuscripts and documents.

The Raghubir Library is a treasure trove of rare manuscripts and documents.  [Credits: natnagarsitamau.com]

Contacts between the circle of historians around G.S. Sardesai and Jadunath Sarkar continued after their mentors’ death. S.R. Tikekar, Sardesai’s devoted associate, and Raghubir Sinh in particular wrote regularly to each other for over two decades — about old times and the masters, gossiping occasionally about the new history establishment that now called the shots but also occasionally discussing possible new projects. Tikekar was to compile and edit Sarkar’s letters to Raghubir Sinh and this was published as Making of a Princely Historian by the Government of Maharashtra. This exercise made the past again come alive and as Tikekar wrote to Sinh while reading the proofs:

The care about the fraction of an anna, the hasty enquiry about a MS, or a paper of notes and the quick report about its find by his side, the detailed instruction about this or that item of work … all possible only in the case of JNS.

And again: ‘… for the past week or so, I was enjoying the company of these elders who are no more while reading the proofs … Oh, what a grand company it was and what an enjoyable experience was mine.’

Contacts between the circle of historians around G.S. Sardesai and Jadunath Sarkar continued after their mentors’ death. S.R. Tikekar, Sardesai’s devoted associate, and Raghubir Sinh in particular wrote regularly to each other for over two decades — about old times and the masters, gossiping occasionally about the new history establishment that now called the shots but also occasionally discussing possible new projects.

Tikekar’s letters bring out all the difficulties of working with the government in a project such as this even though he himself worked in the Maharashtra State Archives. However, when the work appeared in 1975 it enthused both Tikekar and Sinh to think of publishing Sarkar’s letters to his other students. The Tikekar—Sinh correspondence also occasionally dissected specific occasions of the masters’ lives. On one occasion, while the editing of Making of a Princely Historian was in progress, Tikekar inquired whether Sarkar had written to Sinh after Mahatma Gandhi’s assassination and, if not, the reason for this. Sardesai had then written to Sarkar on 2 February 1948: ‘The wicked act of the Mahatma’s murder will remain a standing disgrace to the Brahmans of Maharashtra.’ With regard to the absence of any reference to the assassination in Sarkar’s letters to himself, Sinh wrote:

Whatever be the cause, I feel that he was in no mood to comment or soliloquize on the tragic event. I feel that the partition of the country, separation of his own hometown and district from the Indian dominion, his dear ones and his own property thus going into the foreign land must have only aggrieved his feelings which were sufficiently scarred by the sad death of his elder son, A.N. Sarkar, during the pre–partition riots in 1947. Hence this ominous silence.

He also related the concerns Sarkar may have had about his (Sinh’s) future:

There were the days when the process of merger of Indian states had begun, and he might have been very much disturbed over the effects of the same on a person like me. He was even thinking of me in these troubled times and also to guess whether … the major changes will be for my betterment or for worse, as he felt it might help or distract my historical studies.

Raghubir Sinh and Tikekar also relieved in their own letters many of the regional parochialisms their mentors had experienced. After The Making of a Princely Historian was published, we have Tikekar writing:

(The) Poona Pandits were agog with Sitamau and its Prince on seeing the book as it is in circulation there. Everyone is curious — how I should know you and how moreover you should carefully preserve all the letters over the years. For a Maharashtrian to be after a Bengali and a Rajput was something most unusual according to the orthodox school. Such cosmopolitan outlook was perhaps far beyond their ken.

Raghubir Sinh’s reply also underwrote the long afterlife of older rivalries: ‘These bloody Poona Pandits must have been quite shocked and now (are) busy cursing you with all their heart.’ And a few weeks later Tikekar wrote about other fronts: ‘What’s the princely reaction that you have received so far? I don’t know how the Bengali gang is going to react to the publication.’

The Bengali gang, Sinh replied, would welcome the book although many ‘… who think highly of themselves without much real worth will necessarily be very jealous’ and there would be others who would not be happy ‘… as it means a propaganda for a former prince’. The letter concluded somewhat characteristically: ‘This is all your mischief, for which I shall remain grateful.’

Tikekar’s letters bring out all the difficulties of working with the government in a project such as this even though he himself worked in the Maharashtra State Archives. However, when the work appeared in 1975 it enthused both Tikekar and Sinh to think of publishing Sarkar’s letters to his other students. The Tikekar—Sinh correspondence also occasionally dissected specific occasions of the masters’ lives

Raghubir Sinh was to remain a committed letter writer all his life. Apart from the correspondence with Sarkar, at least two other collections of his letters have been published and these too underline lifelong interest in Rajput and Malwa history, literature and, most of all, authentic manuscripts.

A Historian in Public Affairs

At the same time Raghubir Sinh himself was now moving on to a larger national stage. In May 1952 he was nominated a member of the Upper House — the Rajya Sabha — of the Indian parliament and remained so up to 1964. In 1951 he published two works in Hindi, Ratlam Ka Pratham Rajya (The First Kingdom of Ratlam) and Poorva Adhunik Rajasthan (Pre–Modern Rajasthan) and we will engage with both these works later. This was also the year in which the Hindi translation of Sarkar’s abridged version of Aurangzeb was published on which Sinh had worked so hard and which had so touched Sarkar. Later in his life he was to write popular but accurate and well–researched works in Hindi such as Maharana Pratap (1973) and Durgadas Rathor (1975). Revised and updated works on Maharana Pratap appeared in 1980 and 1983.89 As a member of parliament, Sinh is described as having followed in particular issues such as culture, literature and Hindi as the national language.

Writing history in Hindi — rigorously researched and lucidly written — had become and was to remain a priority for Sinh. The commitment to Hindi led to an unusual situation at the 1952 session in Gwalior of the Indian History Congress where Sinh had been invited to deliver the presidential address to the Local History Section. Sinh wanted to ‘… deliver this address of mine in Hindi, the national language of our beloved motherland’. Although this ‘… would have been a real departure from the past practice’, Sinh said he was confident ‘that all those interested in the history of the land of Bhartrihari and Bhoj, even though coming from the distant non–Hindi speaking regions, know Sanskrit sufficiently enough to understand such an address in Hindi’. Sinh, as it happened, was persuaded to do otherwise and address the session in English although he issued a Hindi version of his address as he felt ‘… he must speak to the people of my home province only in Hindi’.

In Sinh’s engagement with public affairs at the national stage we see a clearer, sharper focus on what had been earlier his principal research interest: the preservation of regional identity, its integration into a larger national edifice and the writing of objective history to smoothen the interface between the regional and the national. In his 1952 address to the Local History Section of the Indian History Congress he underlined that ‘… in a vast country like India, a really complete and fully comprehensive national history cannot be prepared without the help of the authoritative histories of the different provinces, as these regional histories provide the solid foundations of the national history’.

In Sinh’s engagement with public affairs at the national stage we see a clearer, sharper focus on what had been earlier his principal research interest: the preservation of regional identity, its integration into a larger national edifice and the writing of objective history to smoothen the interface between the regional and the national.

If in the early years after Independence, the regeneration and reconstruction of India, was ‘the primary concern’, history also pointed to the danger of centrifugal tendencies:

[E]ven though, for us Indians, the fundamental unity and inevitable indivisibility of India has since times immemorial been not only an undisputed fact but also a conception of everyday worship and an important article of political ideology, the regional peculiarities aggravated by the geographical vastness of the country have always provided a ready field for the centrifugal tendencies. Thus, time and again the political and administrative unity of India floundered on the rocks of the growing weakness of decadent central authority, internal disunity and regional insurgence.

For independent India the answer, in Sinh’s view, could only be constituting the regional units so that ‘… they provide for a solid foundation… as the integrant parts of a composite body politic’. This was essential because ‘the Constitution of India’, Sinh asserted, ‘cannot by itself perpetuate the Union.’

Sitamau State Coat of Arms.

Sitamau State Coat of Arms.

This argument was clearly derived from his research on Malwa’s history. Malwa’s identity had disintegrated in parallel with the fall of the Mughal Empire and by the time of its transfer to the Marathas it was parcelled into a number of principalities of Rajput rajas, Muslim nawabs and Maratha warlords. The Peshwa ‘generally gave their generals more than one non–contiguous areas interspersed with the lands ruled by others … [and this] cut deep at the very roots of the cultural homogeneity of Malwa’. The British may have established peace and security but ‘… they failed to restore to Malwa its political unity and thus the centuries–old historical continuity of the region was completely cut off and lost in the maze of the political boundaries of the different states into which it was divided’. For a historian, therefore, the task was to supersede the dynastic and family–oriented multiple histories emanating from Malwa ‘through which family rivalries, dynastic jealousies, racial animosities and interstate antagonisms … gained added importance’.

In these circumstances, the priorities, for Sinh at least, was to expedite the rise and growth of a ‘new regional outlook’ that would supersede the dynastic. For which it was essential that ‘… regional history be compulsorily taught even at lowest classes of the schools and encouraged in later years of college studies.’ Regional history would be the building block for national history just as regional identities would reinforce the nation. It is easy to see the themes that predominated in Malwa in Transition and the non–dynastic treatment of political history that characterized his 1951 book Poorva Adhunik Rajasthan informing these views.

But most of all Independence meant an opportunity to undo the historical wrong done to Malwa in the eighteenth century with the collapse of the Mughals and Maratha expansion. We get occasional glimpses of how much the subject of Malwa engaged Sinh’s attention in the post–1947 period from occasional comments in letters of Sarkar. In March 1948 he wrote to Sinh: ‘The Union of Malwa when accomplished will heal a long–standing grievous wound in the body of mother India.’

In these circumstances, the priorities, for Sinh at least, was to expedite the rise and growth of a ‘new regional outlook’ that would supersede the dynastic. For which it was essential that ‘… regional history be compulsorily taught even at lowest classes of the schools and encouraged in later years of college studies.’ Regional history would be the building block for national history just as regional identities would reinforce the nation.

Sinh’s policy takeaway from his research and understanding of regional identity and history, however, comes through most strongly in a long memorandum he submitted to the Indian States Reorganisation Commission in 1954 titled’. ‘The Reorganisation of the States of Madhya Bharat.’

Madhya Bharat had existed as an improvised administrative unit since Independence comprising the large princely states of Gwalior and Indore along with some dozen and a half smaller princely states. Sinh’s memorandum is a compression of the administrative history of this region under the Mughals, the Maratha and the British as equally an analysis of the linguistic and cultural diversity within the region. In the writing of the memorandum and in framing its recommendations there is very evidently a reliance on his understanding of the forces and factors he had identified as a historian of Malwa.

For instance, writing of contemporary administrative problems and difficulties, Sinh said: ‘The first and foremost of all such problems is the very well–known rivalry and tussle between the cities of Indore and Gwalior. Even though originally a direct result of the dynastic jealousies and state rivalries between those of Sindhia and Holkar, it has continued unabated…’ The memorandum, in fact, is deeply permeated by Sinh’s study of the late eighteenth century in Malwa in Transition and his recommendation to the States Reorganisation Commission emerge out of his view of the rupture in the history of Malwa in the eighteenth century.

The substance of this submission was a demand for a separate state of Malwa to replace the administrative expediency adopted after 1947 of accumulating disparate areas from different princely states into Madhya Bharat, which was based on the ‘… old pattern originally laid down by the British rulers of the country during the latter half of the XIXth century’. Madhya Bharat as constituted after 1947 was based on boundaries of princely states ‘… finalised and duly demarcated by Sir John Malcolm’. This, therefore, meant that predispositions of the British — ‘very much carried away by their own supposed notions of dynastic affinities or historical continuity’ — were not corrected and needed to be rationalized. Sinh gave numerous examples of the irrationality and arbitrary approach by which small princely states were allocated to Madhya Bharat or to the Rajputana Agency later to be reconstituted as Rajasthan.

The memorandum could only have been written by a historian of Malwa and, in fact, it is the political argument emerging from Malwa in Transition. His argument in brief was that Malwa’s ancient and well–defined administrative and cultural unity faced erosion with the decline of the Mughals and the rise of the Marathas. The failure of the latter to create a viable central structure in Poona meant that Malwa became the theatre of a bitter Scindia—Holkar rivalry and from the end of the eighteenth century ‘… commenced a period of serious unrest and unmitigated rivalry’ and ‘by 1817 the disorganisation in Malwa had reached a climax’. British intervention in central India thereafter led to a ‘… most amazing and quite a difficult jigsaw puzzle’ — in brief a further dilution of Malwa’s identity.

 

His argument in brief was that Malwa’s ancient and well–defined administrative and cultural unity faced erosion with the decline of the Mughals and the rise of the Marathas. The failure of the latter to create a viable central structure in Poona meant that Malwa became the theatre of a bitter Scindia—Holkar rivalry and from the end of the eighteenth century ‘… commenced a period of serious unrest and unmitigated rivalry’ and ‘by 1817 the disorganisation in Malwa had reached a climax’. British intervention in central India thereafter led to a ‘… most amazing and quite a difficult jigsaw puzzle’ — in brief a further dilution of Malwa’s identity.

The thrust of Raghubir Sinh’s submission was to radically redraw boundaries of Madhya Bharat and re–establish Malwa’s old identity. The evidence he presented was administrative, linguistic and political — but this was emphatically most of all a historian’s argument. ‘Since very ancient times the Malwa region has figured very prominently in Indian history. Its well–known chief town, Ujjain, had become even in Buddhistic times an important seat of Indo–Aryan culture.

Raghubir Sinh’s short point was that it was only under the Marathas that Malwa’s political and administrative unity was ‘completely shattered’. This ‘could not be duly restored even by the British’. However, in the more recent past with education, growth in knowledge about their past, growth of cultural consciousness and, above all, rapid political awakening, Malwa’s own traditions and regional unity had become live factors and ‘… must necessarily be duly taken care of in any scheme for the reorganization of the existing states in the region’.

The recommendation he made, in brief, was for Madhya Bharat to be reconstituted as Malwa by a process of significant subtractions and additions to its territory. The significant subtraction was detaching Gwalior state from the new state. The most significant addition was adding most of the old princely state of Bhopal to it as also the Hoshangabad and Nimar districts of the Central Provinces of British India. This restructuring and reorganization of Madhya Bharat will mean that ‘… the new state of Malwa will most definitely be a very great tower of strength to the Indian Union and a really powerful source of inspiration to the Indian nation’.

Raghubir Sinh’s enthusiasm for a new state of Malwa was, however, not widely shared and his oral testimony before the States Reorganisation Commission saw some close cross– questioning of his memorandum by an unconvinced K.M. Panikkar, an accomplished historian and administrator and a member of the Commission. When, asked Panikkar, was Malwa last in existence? On receiving ‘1742’ in answer from Raghubir Sinh, Sardar Panikkar went on to say: ‘There is no mention of anything belonging to Malwa. From the historical point of view for the last 212 years there is no such thing. So, you want to make a case for Malwa today.’

Panikkar remained unconvinced and pointed to the larger concerns which obviously the Commission heeded — the financial viability of the state, the implications for future hydroelectric and irrigation projects on the Chambal and the Narmada, etc. That Sinh sounded, and was unconvincing, is not surprising: his argument was almost entirely a historical one. To Panikkar’s comment that Malwa had not existed now for over two centuries, Raghubir Sinh replied: ‘…certain traditions and certain things have gone on.’ To buttress his arrangement for Hoshangabad district being detached and included in Malwa he argued: ‘In Hoshangabad district there is a town named Seoni. To distinguish it from another town of same name, the former is called Seoni Malwa.’

Raghubir Sinh’s enthusiasm for a new state of Malwa was, however, not widely shared and his oral testimony before the States Reorganisation Commission saw some close cross– questioning of his memorandum by an unconvinced K.M. Panikkar… When, asked Panikkar, was Malwa last in existence? On receiving ‘1742’ in answer from Raghubir Sinh, Sardar Panikkar went on to say: ‘There is no mention of anything belonging to Malwa. From the historical point of view for the last 212 years there is no such thing. So, you want to make a case for Malwa today.’

As the hearing concluded, the sceptical Panikkar, however, had a final piece of advice for Raghubir Sinh:

‘I want to suggest to you a very important thing. I want you to write the history of 1857. You know Marathi. You are the only man who can do it. Instead of going into these petty things you (had) better write the history of 1857.’

What emerged from the States Reorganisation Commission was a giant Madhya Pradesh, literally the old Central Provinces — in which to the original British Central Provinces all the princely states of the region were added — Bhopal, Gwalior, Indore and a host of smaller ones including Sitamau. If no separate state of Malwa was then or has since been created, it remained nevertheless central to Raghubir Sinh’s thought, and to this day the postal address of the institute he founded remains the one he had always used: Shree Natnagar Shodh Samsthan, Sitamau, Malwa.

After two terms as a member of parliament, from 1964 onwards he devoted himself to his principal priorities — history, research and the building up of his research library in Sitamau. The extent of Jadunath Sarkar’s and Sardesai’s influence is illustrated by his commitment to the finalizing of their incomplete projects, which he made his own and saw to some kind of fruition when old age and frailty had incapacitated and then removed his mentors. We shall touch on each of these later. Each was no less than a quest — pursued over decades — and animating, in the process, a shared friendship and love of history.

Family tragedies of the kind that had struck Sarkar and Sardesai did not spare him either. In 1967 a young son died tragically in a swimming accident within days of his marriage followed by the death of Sinh’s father. He chose then not to be the titular raja of Sitamau state and stepped aside in favour of his son. Till his death in February 1991, Sinh was active in research, editing and compiling of documents on Rajput, Maratha, Mughal and Malwa history. The library in Sitamau remained to the end his passion. An annual research conference held in its premises in his memory remains today a testimony of Sitamau’s prince who chose instead to be a historian.


This excerpt has been carried courtesy the permission of TCA Raghavan. You can buy History Men: Jadunath Sarkar, GS Sardesai, Raghubir Sinh and their Quest for India’s Past here.

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Shivaji’s Achievement, Character and Place in History

 

 

  1. Shivaji’s policy how far traditional

 

Shivaji’s State policy, like his administrative system, was not very new. From time immemorial it had been the aim of the typical Hindu king to set out early every autumn to “extend his kingdom’ at the expense of his neighbours. Indeed, the Sanskrit law-books lay down such a course as the necessary accomplishment of a true Kshatriya chief. (Manu. vii. 99-103, 182.) In more recent times it had also been the practice of the Muhammadan sovereigns in North India and the Deccan alike. But these conquerors justified their territorial aggrandisement by religious motives. According to the Quranic law, there cannot be peace between a Muhammadan king and his neighbouring “infidel” States. The latter are dar-ul-harb or legitimate seats of war, and it is the Muslim king’s duty to slay and plunder in them till they accept the true faith and become dar-ul-islam, after which they will become entitled to his protection.

 

The coincidence between Shivaji’s foreign policy and that of a Quranic sovereign is so complete that both the history of Shivaji by his courtier Krishnaji Anant and the Persian official history of Bijapur use exactly the same word, mulk-giri, to describe such raids into neighbouring countries as a regular political ideal. The only difference was that in theory at least, an orthodox Muslim king was bound to spare the other Muslim States in his path and not to spoil or shed the blood of true believers, while Shivaji (as well as the Peshwas after him) carried on his mulk-giri into all neighbouring States, Hindu no less than Islamic, and squeezed rich Hindus as mercilessly as he did Muhammadans. Then, again, the orthodox Islamic king, in theory at least, aimed at the annexation and conversion of the other States, so that after the short sharp agony of conquest was over those places enjoyed peace like the regular parts of his dominion. But the object of Shivaji’s military enterprises, unless his Court-historian Sabhasad has misrepresented it, was not annexation but mere plunder, or to quote his very words, “The Maratha forces should feed themselves at the expense of foreign countries for eight months every year, and levy blackmail.” (Sabh., 26.)

 

 

An artist representation of a Maratha Raid

An artist’s representation of a Maratha attack

 

 

(“Instead of commencing with the removal of the existing government, and the general assumption of the whole authority to himself, a Maratha chieftain begins, by appearing at the season of harvest, and demanding a consideration for his forbearance in withholding the mischief he has it in his power to inflict. This visit is annually repeated, and the demand proportionally enhanced. Whatever is thus exacted is called the chauth, and the process of exaction a mulk-giri expedition.” (Prinsep’s History… of the Marquess of Hastings, i. 22.))

 

Thus, Shivaji’s power was exactly similar in origin and theory to the power of the Muslim States in India and elsewhere, and he only differed from them in the use of that power. Universal toleration and equal justice and protection were his distinctive features in the permanently occupied portion of his realm, as we have shown elsewhere.

 

 

The coincidence between Shivaji’s foreign policy and that of a Quranic sovereign is so complete that both the history of Shivaji by his courtier Krishnaji Anant and the Persian official history of Bijapur use exactly the same word, mulk-giri, to describe such raids into neighbouring countries as a regular political ideal. The only difference was that in theory at least, an orthodox Muslim king was bound to spare the other Muslim States in his path and not to spoil or shed the blood of true believers, while Shivaji (as well as the Peshwas after him) carried on his mulk-giri into all neighbouring States, Hindu no less than Islamic, and squeezed rich Hindus as mercilessly as he did Muhammadans. Then, again, the orthodox Islamic king, in theory at least, aimed at the annexation and conversion of the other States, so that after the short sharp agony of conquest was over those places enjoyed peace like the regular parts of his dominion.

 

 

  1. Causes of Shivaji’s failure to build an enduring State

 

Why did Shivaji fail to create an enduring State? Why did the Maratha nation stop short of the final accomplishment of their union and dissolve before they had consolidated into an absolutely compact political body?

 

An obvious cause was, no doubt, the shortness of his reign, barely ten years after the final rupture with the Mughals in 1670. But this does not furnish the true explanation of his failure. It is doubtful if with a very much longer time at his disposal he could have averted the ruin which befell the Maratha State under the Peshwas, for the same moral canker was at work among his people in the 17th century as in the 18th. The first danger of the new Hindu kingdom established by him in the Deccan lay in the fact that the national glory and prosperity resulting from the victories of Shivaji and Baji Rao I created a reaction in favour of Hindu orthodoxy; it accentuated caste distinctions and ceremonial purity of daily rites which ran counter to the homogeneity and simplicity of the poor and politically depressed early Maratha society. Thus, his political success sapped the main foundation of that success.

 

In the security, power and wealth engendered by their independence, the Marathas of the 18th century forgot the past record of Muslim persecution; their social grades turned against each other. The Brahmans living east of the Sahyadri range despised those living west of it, the men of the hills despised their brethren of the plains, because they could now do so with impunity. The head of the State, though a Brahman, was despised by his Brahman servants belonging to other branches of the caste— because the first Peshwa’s great-grandfather’s great-grandfather had once been lower in society than the Desh Brahmans’ great-grandfathers’ great-grandfathers! While the Chitpavan Brahmans were waging social war with the Deshastha Brahmans, a bitter jealousy raged between the Brahman ministers and governors and the Kayastha secretaries. We have unmistakable traces of it as early as the reign of Shivaji. “Caste grows by fission.” It is antagonistic to national union. In proportion as Shivaji’s ideal of a Hindu swaraj was based on orthodoxy, it contained within itself the seed of its own death. As Rabindranath Tagore remarks :

 

“A temporary enthusiasm sweeps over the country and we imagine that it has been united; but the rents and holes in our body-social do their work secretly; we cannot retain any noble idea long.

 

“Shivaji aimed at preserving the rents; he wished to save from Mughal attack a Hindu society to which ceremonial distinctions and isolation of castes are the very breath of life. He wanted to make this heterogeneous society triumphant over all India! He wove ropes of sand; he attempted the impossible. It is beyond the power of any man, it is opposed to the divine law of the universe, to establish the swaraj of such a caste-ridden, isolated, internally-torn sect over a vast continent like India.”

 

(From his Rise and Fall of the Sikh Power, as translated by me in Modern Review, April 1911.)

 

 

The first danger of the new Hindu kingdom established by him in the Deccan lay in the fact that the national glory and prosperity resulting from the victories of Shivaji and Baji Rao I created a reaction in favour of Hindu orthodoxy; it accentuated caste distinctions and ceremonial purity of daily rites which ran counter to the homogeneity and simplicity of the poor and politically depressed early Maratha society. Thus, his political success sapped the main foundation of that success.

 

 

Shivaji and his father-in-law Gaikwar were Marathas, i.e., members of a despised caste. Before the rise of the national movement in the Deccan in the closing years of the 19th century, a Brahman of Maharashtra used to feel insulted if he was called a Maratha. “No,” he would reply with warmth, “I am a Dakshina Brahman.” Shivaji keenly felt his humiliation at the hands of the Brahmans to whose defence and prosperity he had devoted his life. Their insistence on treating him as a Shudra drove him into the arms of Balaji Avji, the leader of the Kayasthas, and another victim of Brahmanic pride. The Brahmans felt a professional jealousy for the intelligence and literary powers of the Kayasthas, who were their only rivals in education and Government service, and consoled themselves by declaring the Kayasthas a low caste not entitled to the Vedic rites and by proclaiming a social boycott of Balaji Avji who had ventured to invest his son with the sacred thread. Balaji naturally sympathised with his master and tried to raise him in social estimation by engaging Gaga Rhatta who “made Shivaji a pure Kshatriya”. The high-priest showed his gratitude to Balaji for his heavy retainer by writing a tract [or rather two] in which the Kayastha caste was glorified, but without convincing his contemporary Brahmans.

 

(Nor has he succeeded in convincing posterity. In 1916, Mr. Rajwade, a Brahman writer, published a denial of the Kayastha claims (Chaturtha Sam. Britta), on the occasion of editing this tract. He has provoked replies, one of which, Rajwade’s Gaga Bhatti by K. T. Gupte makes some attempt at reasoning and the use of evidence, while another, The Twanging of the Bow by K. S. Thakre, has the same tone as Milton’s Tetrachordon or Against Salmasius! This is happening in the 20th century, and yet Mr. Rajwade and Prof. Bijapurkar—who persistently treated Shivaji’s descendants at Kolhapur as Shudras—are nationalists, even Chauvinists. It was with a house so divided against itself that the Puna Brahmans of the 18th century hoped to found an all-Indian Maratha empire, and there are Puna Brahmans in the 20th century who believe that the hope failed only through the superior luck and cunning of the English!)

 

There was no attempt at well-thought-out organised communal improvement, spread of education, or unification of the people, either under Shivaji or under the Peshwas. The cohesion of the people in the Maratha State was not organic but artificial, accidental, and therefore precarious. It was solely dependent on the ruler’s extraordinary personality and disappeared when the country ceased to produce supermen among its rulers.

 

A Government of personal discretion is, by its very nature, uncertain. This uncertainty reacted fatally on the administration. However well-planned the machinery and rules might be, the actual conduct of the administration was marred by inefficiency, sudden changes, and official corruption, because nobody felt secure of his post or of the due appreciation of his merit. This has been the bane of all autocratic States in the East and the West alike, except where the autocrat has been a “hero as king” or where a high level of education, civilization and national spirit among the people has prevented the evil.

 

 

There was no attempt at well-thought-out organised communal improvement, spread of education, or unification of the people, either under Shivaji or under the Peshwas. The cohesion of the people in the Maratha State was not organic but artificial, accidental, and therefore precarious. It was solely dependent on the ruler’s extraordinary personality and disappeared when the country ceased to produce supermen among its rulers.

 

 

  1. Hindrances to true nationality in Shivaji’s age

 

The society of Shivaji’s age and country was so different from our own that some straining of the historical imagination is necessary before we can understand the difficulties that he had to combat.

 

Land was the only stable thing in an ever-changing world subject to the appalling outbursts of nature’s forces, which swept away man and his handiwork, and the even more violent transformations of political revolution. But the new conquerors always left the land to the old peasant because he alone could till it in that age of sparse population, and they continued the revenue collection in the hands of the old hereditary middleman, because they alone knew the details of the locality and could ensure some payment from the land to a distant sovereign who would have found it impossible to collect his dues from each petty tiller of the soil directly. The offices in connection with land, therefore, tended to become hereditary and the contractor of revenue blossomed in time into a landowner with a permanent family claim to a portion of the yield of his village or district. Attachment to one’s ancestral land was the strongest passion in the age of little trade and small scale industries. I know of a Brahman family which migrated from the Ratnagiri district to Ahmadabad six generations ago and no longer owned an inch of land in their ancient home nor keep any business connection with it, and yet they have carefully preserved for two centuries the old title-deeds of their long-abandoned lands.

 

And in that age land rights were unsettled and perplexing by reason of the variety and complication of the personal claims to one and the same tract. Illustrations of this state of things can be found almost everywhere in the Deccan; I give the case of Savant-vadi as readily available in print. In this small region there was in the 16th century a desai (or zamindar) of the Prabhu caste at Kudal for collecting the revenue on behalf of the Bijapur Sultan, with a dalvi or captain of the Rajput caste under him to lead his troops. The dalvi rebelled against his master the desai and sought the help of a neighbouring savant or chief of the Maratha caste. At first the desai suppressed the rebel with the support of his sovereign. But in the third generation an able savant rose to power, secured the desai-ship of Banda from Adil Shah, and after extirpating most of the Prabhu desais annexed the Kudal pargana. But some members of the dispossessed family escaped and revived their claim of land. Next, Shivaji stepped in to oust the savant! Further complications were introduced by two branches of the same family (often two brothers) fighting for the same estate and transmitting their disputes to their sons and grandsons.

 

 

National library of France collection of smith lessouef 232

Shivaji by Mir Mohammad (Courtesy: National Library of France)

 

 

Into this world if bewildering confusion of land-rights and revenue offices—where nothing was generally known for certain or acknowledged as a clear final settlement—Shivaji (like all other conquerors) burst as a new dissolving force. He had to give his own decision on these claims. All who lost their suits before him, all who were displaced in office by his nominees, immediately turned against him and tried to make their claims good by joining his enemies and opposing his Government. There was no national feeling, no spirit of accepting the law of the land even when honestly administered.

 

To every one in that age his own fief (watan) was the only reality, the only object of a man’s lifelong endeavour, his highest reward on earth, while Fatherland (patria), if thought of at all, was felt to be an abstract idea, a nonentity. Watan could yield honour, power and the pleasures of life, while patria was a mere word, a figment of the imagination.

 

 

To every one in that age his own fief (watan) was the only reality, the only object of a man’s lifelong endeavour, his highest reward on earth, while Fatherland (patria), if thought of at all, was felt to be an abstract idea, a nonentity. Watan could yield honour, power and the pleasures of life, while patria was a mere word, a figment of the imagination.

 

 

A further hindrance to the growth of patriotism was the infinitely minute sub-division of society, which made the formation of one nation, or a compact body of men moved by the community of life, thought and interests, impossible, and even inconceivable. Apart from the impassable chasm between the Hindus and the Muslims living on the same soil and under the same rulers, the Hindus themselves were split up into innumerable mutually warring (or, at best, contemptuously detached and indifferent) fragments. Not only did one caste despise and persecute another, but even among the members of the same caste there were distinctions as sharp as those marking off the Muhammadan from the Hindu or the Shudra from the Brahman. Certain families claimed to be of nobler blood (kulin) than all others of the same caste and locality, and depressed and insulted the latter in society. The highest aim of a Hindu in that age—as even in our times—was to elevate his own family (and often also his own sub-division of a caste) in the social scale by lavish bounty to the Brahmans and the caste elders, by hypergamy, or by a nearer approach to the practices of the highest or “twice-born” castes. But the dominant families (or castes) tried to keep the newer or lower ones down at their former level of degradation by turning all the engines of social persecution against them. They took away from such daring aspirants and disturbers of the primeval stereotyped usage and custom, not only the benefit of the clergy but also all the amenities of social life and the services of the public servants of the village. This boycott or outcasting (gramanya) was a more terrifying penalty than death itself.

 

It was only human nature if the noblest members of the despised families (or castes) resented this injustice and tyranny of society and, in the bitterness of public humiliation, sought to be avenged on the prosecuting church and State by going over to the enemies of their country and faith. Such action, on the part of the oppressors and the oppressed alike, is impossible where a true sense of nationality has taken root. Patriotism could not grow on the Indian soil (except among compact clans of blood-kindred like the Rajputs). The State, as an impersonal, continuous being—higher and more durable than our individual selves—could not be conceived of by the rulers of Hindu India whose sole care was for the benefit of self and not for the good of the community as a whole.

 

As an acute English observer wrote in 1803: “Every Maratha prince, and every jagirdar or military chief in the [Maratha] empire, has a khazana or collection of treasure, consisting of specie and jewels, which is lodged in a secret depository within the walls of a strong fortress, often erected for the purpose, on one of the most inaccessible mountains in his dominions. This private treasure is the first and never-ceasing object of his ambition to increase … No want of money for supporting a war, even in defence of his own territory, ever induces a Maratha chief to supply the deficiency from his private treasury; the loss of which would be to him a much more grievous calamity than the subjugation of his country.”

 

(Asiatic Annual Register for 1803, p. 4. A recent example was that of Daulat Rao Sindhia in 1809, as described by Capt. Broughton: “While Sindhia is daily submitting to these and similar insults, from his unpaid soldiery, he possessed a privy purse of 50 lakhs; which no distress either of himself or his troops is sufficiently powerful to induce him to violate.” Letters from a Mahratta Camp, Const. Ed., p. 160.)

 

 

The dominant families (or castes) tried to keep the newer or lower ones down at their former level of degradation by turning all the engines of social persecution against them. They took away from such daring aspirants and disturbers of the primeval stereotyped usage and custom, not only the benefit of the clergy but also all the amenities of social life and the services of the public servants of the village. This boycott or outcasting (gramanya) was a more terrifying penalty than death itself.

 

It was only human nature if the noblest members of the despised families (or castes) resented this injustice and tyranny of society and, in the bitterness of public humiliation, sought to be avenged on the prosecuting church and State by going over to the enemies of their country and faith.

 

 

Such were the men among whom Shivaji tried to build up his edifice of an independent national State, the men whom he had to employ as his instruments, the men to whom he had to leave his uncompleted task. The leaders were actuated by an insane pride of birth, an all-devouring jealousy about precedence, an ambition that blinded them to all consequences, an incapacity for self-subordination to law and corporate loyalty that marks the lesser breeds, a lack of political vision and of practical realism. As for the masses, they were human sheep, worthy to be led by such shepherds; their horizon was bounded by the hard conditions of their daily toil, with a simple emotional faith as their only solace.

 

In such conditions not even a superman can create a nation and leave an enduring State behind him. Shivaji with his transcendent genius could have barely laid their true foundations if a long reign of internal peace had been granted to him and he had been followed by a line of worthy successors. But he lived for less than six years after his coronation, and his kingdom perished with his sons.

 

 

  1. Neglect of the economic factor by the Marathas

 

The Maratha rulers neglected the economic development of the State. Some of them did, no doubt, try to save the peasantry from illegal exactions, and to this extent they promoted agriculture. But commerce was subjected to frequent harassment by local officers, and the traders could never be certain of freedom of movement and security of their rights on mere payment of the legal rate of duty. The internal resources of a small province with no industry, little trade, a sterile soil, and an agriculture dependent upon scanty and precarious rainfall— could not possibly support the large army that Shivaji kept or the imperial position and world-dominion to which the Peshwas aspired.

 

 

Gopal Krishna Gokhale

Gopal Krishna Gokhale

 

 

The necessary expenses of the State could be met, and all the parts of the body-politic could be held together only by a constant flow of money from outside its own borders, i.e., by a regular succession of raids. As the late Mr. G. K. Gokhale laughingly told me when describing the hardships of the present rigid land assessment in the Bombay Presidency, “You see, the land revenue did not matter much under Maratha rule. In those old days, when the crop failed our people used to sally forth with their horses and spears and bring back enough booty to feed them for the next two or three years. Now they have to starve on their own lands.”

 

Thus, by the character of his State, the Maratha’s hands were turned against everybody and everybody’s hands were turned against him. It is the Nemesis of a Krieg-staat (a Government that lives and grows only by wars of aggression) to move in a vicious circle. It must wage war periodically if it is to get its food; but war, when waged as a normal method of supply, destroys industry and wealth in the invading and invaded countries alike, and ultimately defeats the very end of such wars. Peace is death to a Krieg-staat; but peace is the very life-breath of wealth. A State founded on war, therefore, kills the goose that lays the golden eggs. To take an illustration, Shivaji’s repeated plunder of Surat scared away trade and wealth from that city, and his second raid (in 1670) brought him much less booty than his first, and a few years later the constant dread of Maratha incursion entirely impoverished Surat and effectually dried up this source of supply. Thus, from the economic point of view, the Maratha State had no stable basis, no normal means of growth within itself.

 

 

It is the Nemesis of a Krieg-staat (a Government that lives and grows only by wars of aggression) to move in a vicious circle. It must wage war periodically if it is to get its food; but war, when waged as a normal method of supply, destroys industry and wealth in the invading and invaded countries alike, and ultimately defeats the very end of such wars. Peace is death to a Krieg-staat; but peace is the very life-breath of wealth. A State founded on war, therefore, kills the goose that lays the golden eggs.

 

 

  1. Excess of finesse and intrigue

 

Lastly, the Maratha leaders trusted too much to finesse. They did not realise that without a certain amount of fidelity to promises no society can hold together. Stratagem and falsehood may have been necessary at the birth of their State, but it was continued during the maturity of their power. No one could rely on the promise of a Maratha minister or the assurance of a Maratha general. Witness the long and finally fruitless negotiations of the English merchants with Shivaji for compensation for the looting of their Rajapur factory. The Maratha Government could not always be relied on to abide by their treaty obligations.

 

 

Daulat Rao Scindia and Yashwantrao Holkar

Yashwantrao Holkar and Daulat Rao Sindhia

 

 

Shivaji, and to a lesser extent Baji Rao I, preserved an admirable balance between war and diplomacy. But the latter-day Marathas lost this practical ability. They trusted too much to diplomatic trickery, as if empire were a pacific game of chess. Military efficiency was neglected, war at the right moment and in the right fashion was avoided, or, worse still, their forces were frittered away in unseasonable campaigns and raids conducted as a matter of routine, and the highest political wisdom was believed to consist in raj-karan or diplomatic intrigue. Thus, while the Maratha spider was weaving his endless cobweb of hollow alliances and diplomatic counter-plots, the mailed fist of Wellesley was thrust into his laboured but flimsy tissue of state-craft, and by a few swift and judicious strokes his defence and screen was torn away and his power left naked and helpless. In rapid succession the Nizam was disarmed, Tipu was crushed, and the Peshwa was enslaved. While Sindhia and Holkar were dreaming the dream of the overlordship of all India, they suddenly awoke to find that even their local independence was gone. The man of action, the soldier-statesman, always triumphs over the mere scheming Machiavel. Punic perfidy never succeeds in the long run.

 

 

  1. Character of Shivaji

 

Shivaji’s private life was marked by a high standard of morality. He was a devoted son, a loving father and an attentive husband, though he did not rise above the ideas and usage of his age, which allowed a plurality of wives and the keeping of concubines even among the priestly caste, not to speak of warriors and kings. Intensely religious from his very boyhood, by instinct and training alike, he remained throughout life abstemious, free from vice, devoted to holy men, and passionately fond of hearing scripture readings and sacred stories and songs. But religion remained with him an ever fresh fountain of right conduct and generosity; it did not obsess his mind nor harden him into a bigot. The sincerity of his faith is proved by his impartial respect for the holy men of all sects (Muslim as much as Hindu) and toleration of all creeds. His chivalry to women and strict enforcement of morality in his camp was a wonder in that age and has extorted the admiration of hostile critics like Khafi Khan.

 

He had the born leader’s personal magnetism and threw a spell over all who knew him, drawing the best elements of the country to his side and winning the most devoted service from his officers, while his dazzling victories and ever ready smile made him the idol of his soldiery. His royal gift of judging character was one of the main causes of his success, as his selection of generals and governors, diplomatists and secretaries was never at fault, and his administration was a great improvement on the past.

 

His army organisation was a model of efficiency; everything was provided for beforehand and kept in its proper place under a proper caretaker; an excellent spy system supplied him in advance with the most minute information about the theatre of his intended campaign; divisions of his army were combined or dispersed at will over long distances without failure; the enemy’s pursuit or obstruction was successfully met and yet the booty was rapidly and safely conveyed home without any loss. His inborn military genius is proved by his instinctively adopting that system of warfare which was most suited to the racial character of his soldiers, the nature of the country, the weapons of the age, and the internal condition of his enemies. His light cavalry, stiffened with swift-footed infantry, was irresistible in the age of Aurangzib. More than a century after his death, his blind imitator Daulat Rao Sindhia continued the same tactics when the English had galloper guns for field action and most of the Deccan towns were walled round and provided with defensive artillery, and he therefore failed ignominiously.

 

 

 Aurangzeb holds court, as painted by (perhaps) Bichitr; Shaistah Khan stands behind Prince Muhammad Azam

Aurangzeb holds court

 

 

Intensely religious from his very boyhood, by instinct and training alike, he remained throughout life abstemious, free from vice, devoted to holy men, and passionately fond of hearing scripture readings and sacred stories and songs. But religion remained with him an ever fresh fountain of right conduct and generosity; it did not obsess his mind nor harden him into a bigot. The sincerity of his faith is proved by his impartial respect for the holy men of all sects (Muslim as much as Hindu) and toleration of all creeds.

 

 

  1. Shivaji’s genius analyzed

 

The greatness of Shivaji’s genius can be fully realised not from the extent of the kingdom he won for himself, nor from the value of the hoarded treasure he left behind him, but from a survey of the conditions amidst which he rose to sovereignty.

 

He was truly an original explorer, the maker of a new road in mediaeval Indian history, with no example or guide before him. When he chose to declare his independence, the Mughal empire seemed to be at the height of its glory. Every local chief who had, anywhere in India, revolted against it had been crushed. For a small jagirdar’s son to defy its power, appeared as an act of madness, a courting of sure ruin. Shivaji, however, chose this path, and he succeeded.

 

His success can be explained only by an analysis of his political genius. First and foremost he possessed that unfailing sense of reality in politics, that recognition of the exact possibilities of his time (tact des choses possibles) which Cavour defined as the essence of statesmanship. His daring was tempered and guided by an instinctive perception of how far his actual resources could carry him, how long a certain line of action or policy was to be followed, and where he must stop. For the lack of this political insight his rash son Shambhuji came to a miserable end and undid the work of Shivaji’s life.

 

 

Shambhuji painting late 17th Century

Shambhuji. Late 17th Century

 

 

Shivaji possessed the true master’s gift of judging character at sight and choosing the fittest instruments for his work. This is proved by the successful execution of his agents in his absence. Many of the distant expeditions of his reign were conducted not by himself but by his generals, who almost always carried out his orders according to plan. This is a novel feat in an Asiatic monarchy, where everything depends on the master’s presence. It was the training gained in Shivaji’s service, aided by the Maratha national character for personal independence and initiative, that enabled the disorganized Maratha people to stand up against the resources of the mighty Aurangzib for eighteen years after the murder of Shambhuji and ultimately to defeat him, even though they had no king or capital to form the centre of the national defence.

 

His reign brought peace and order to his country, assured the protection of women’s honour and the religion of all sects without distinction, extended the royal patronage to the truly pious men of all creeds (Muslims no less than Hindus), and presented equal opportunities to all his subjects by opening the public service to talent irrespective of caste or creed. This was the ideal policy for a State with a composite population like India.

 

(He was himself a Hindu, sincere in belief and orthodox in practice, and yet he had a number of Muhammadan officers in the highest positions, such as Munshi Haidar (who became Chief Justice of the Mughal empire on entering Aurangzib’s service), Siddi Sambal, Siddi Misri, and Daulat Khan (admirals), besides commanders like Siddi Halal and Nur Khan. (Dil. i. 100.) He gave legal recognition to the Muslim qazis in his dominions.)

 

His gifts were peace and a wise internal administration. The stability of these good conditions was the only thing necessary for giving permanence to Shivaji’s work and ensuring national consolidation and growth. But that stability was denied to his political creation. Only his example and name remained to inspire the best minds of succeeding generations with ideals of life and government, not unmixed with vain regrets.

 

 

Shivaji possessed the true master’s gift of judging character at sight and choosing the fittest instruments for his work. This is proved by the successful execution of his agents in his absence. Many of the distant expeditions of his reign were conducted not by himself but by his generals, who almost always carried out his orders according to plan. This is a novel feat in an Asiatic monarchy, where everything depends on the master’s presence.

 

 

  1. Shivaji’s political ideal and difficulties.

 

Did Shivaji merely found a Krieg-staat? Was he merely an entrepreneur of rapine, a Hindu edition of Alauddin Khilji or Timur?

 

I think it would not be fair to take this view. For one thing, he never had peace to work out his political ideal. The whole of his short life was one struggle with enemies, a period of preparation and not of fruition. All his attention was necessarily devoted to meeting daily dangers with daily expedients and he had not the chance of peacefully building up a well-planned political edifice.

 

In the vast Gangetic valley and the wide Desh country rolling eastwards through the Deccan, Nature has fixed no boundary to States. Here a kingdom’s size changes with daily changes in its strength as compared with their neighbours’. There can be no stable equilibrium among them for more than a generation. Each has to push the others as much for self-defence as for aggression. Each must be armed and ready to invade the others, if it does not wish to be invaded and absorbed by them. Where friction with neighbours is the normal state of things, a huge armed force, sleepless vigilance, and readiness to strike the first blow are the necessary conditions of the very existence of a kingdom. The evil could be remedied only by the establishment of a universal empire throughout the country from sea to sea.

 

Shivaji could not for a moment be sure of the Delhi Government’s pacific disposition or fidelity to treaty. The past history of the Mughal expansion into the Deccan since the days of Akbar, was a warning to him. The imperial policy of annexing the whole of South India was as unmistakable to Shiva as to Adil Shah or Qutb Shah. Its completion was only a question of time, and every Deccani Power was bound to wage eternal warfare with the Mughals if it wished to exist. Hence Shivaji lost no chance of robbing Mughal territory in the Deccan.

 

 

Sikandar Adil Shahi

Sikandar Adil Shah

 

 

With Bijapur his relations were somewhat different. He could raise his head or expand his dominion only at the expense of Bijapur. Rebellion against his liege-lord was the necessary condition of his being. But when, about 1662, an understanding was effected between him and the Adil-Shahi ministers, he gave up molesting the heart of the Bijapur kingdom. With the Bijapuri barons whose fiefs lay close to his dominions, he had, however, to wage war till he had wrested Kolhapur, North Kanara and South Konkan from their hands. In the Kamatak division, viz., the Dharwar and Belgaum districts, this contest was still undecided when he died. With the provinces that lay across the path of his natural expansion he could not be at peace, though he did not wish to challenge the central Government of Bijapur. This attitude was changed by the death of Ali II. in 1672, the accession of the boy Sikandar Adil Shah, the faction-fights between rival nobles at the capital, and the visible dissolution of that Government. But Shivaji helped Bijapur greatly during the Mughal invasions of 1679.

 

 

Ali Aadil Shah II of Bijapur

 

 

  1. His influence on the spirit

 

Shivaji’s real greatness lay in his character and practical ability, rather than in originality of conception or length of political vision. Unfailing insight into the character of others, efficiency of arrangements, and instinctive perception of what was practicable and most profitable under the circumstances— these were the causes of his success in life. To these must be added his personal morality and loftiness of aim, which drew to his side the best minds of his community, while his universal toleration and insistence on equal justice gave contentment to all classes subject to his rule. He strenuously maintained order and enforced moral laws throughout his own dominions, and the people were happier under him than anywhere else.

 

His splendid success fired the imagination of his contemporaries, and his name became a spell calling the Maratha race to a new life. His kingdom was lost within nine years of his death. But the imperishable achievement of his life was the raising of the Marathas into an independent self-reliant people, conscious of their oneness and high destiny, and his most precious legacy was the spirit that he breathed into his race.

 

The mutual conflict and internal weakness of the three Muslim Powers of the Deccan were, no doubt, contributory causes of the rise of Shivaji. But his success sprang from a higher source than the incompetence of his enemies. I regard him as the last great constructive genius and nation-builder that the Hindu race has produced. His system was his own creation and, unlike Ranjit Singh, he took no foreign aid in his administration. His army was drilled and commanded by his own people and not by Frenchmen. What he built lasted long; his institutions were looked up to with admiration and emulation even a century later in the palmy days of the Peshwas’ rule.

 

Shivaji was illiterate; he learnt nothing by reading. He built up his kingdom and Government before visiting any royal Court, civilised city, or organised camp. He received no help or counsel from any experienced minister or general. But his native genius, alone and unaided, enabled him to found a compact kingdom, an invincible army, and a grand and beneficent system of administration.

 

Before his rise, the Maratha race was scattered like atoms through many Deccani kingdoms. He welded them into a mighty nation. And he achieved this in the teeth of the opposition of four great Powers like the Mughal empire, Bijapur, Portuguese India, and the Abyssinians of Janjira. No other mediaeval Hindu has shown such capacity.

 

Before he came, the Marathas were mere hirelings, mere servants of aliens. They served the State, but had no lot or part in its management; they shed their lifeblood in the army, but were denied any share in the conduct of war or peace. They were always subordinates, never leaders.

 

Shivaji was the first to challenge Bijapur and Delhi and thus teach his countrymen that it was possible for them to be independent leaders in war. Then, he founded a State and taught his people that they were capable of administering a kingdom in all its departments. He has proved by his example that the Hindu race can build a nation, found a State, defeat enemies; they can conduct their own defence; they can protect and promote literature and art, commerce and industry; they can maintain navies and ocean-trading fleets of their own, and conduct naval battles on equal terms with foreigners. He taught the modern Hindus to rise to the full stature of their growth.

 

 

The mutual conflict and internal weakness of the three Muslim Powers of the Deccan were, no doubt, contributory causes of the rise of Shivaji. But his success sprang from a higher source than the incompetence of his enemies. I regard him as the last great constructive genius and nation-builder that the Hindu race has produced. His system was his own creation and, unlike Ranjit Singh, he took no foreign aid in his administration. His army was drilled and commanded by his own people and not by Frenchmen. What he built lasted long; his institutions were looked up to with admiration and emulation even a century later in the palmy days of the Peshwas’ rule.

 

 

Emperor Jahangir

Emperor Jahangir

 

 

He has proved that the Hindu race can still produce not only jamadars (non-commissioned officers) and chitnises (clerks), but also rulers of men, and even a king of kings (Chhatrapati.) The Emperor Jahangir cut the Akshay Bat tree of Allahabad down to its roots and hammered a red-hot iron cauldron on to its stump. He flattered himself that he had killed it. But lo! Within a year the tree began to grow again and pushed the heavy obstruction to its growth aside!

 

Shivaji has shown that the tree of Hinduism is not really dead, that it can rise from beneath the seemingly crushing load of centuries of political bondage, exclusion from the administration, and legal repression; it can put forth new leaves and branches; it can again lift up its head to the skies.

 

 

For the purposes of easier reading, this excerpt has been carried without citations present in the original. You can buy Shivaji and His Times here.

 

Book Cover

ARCHIVE

THE INDIAN MATCHLOCK

Even small numbers of matchlocks gave great military advantage in regional warfare in Asia in the early sixteenth century. Much is made of the consequences for firearms development due to the Portuguese arrival in India and further east but the role of the Turks in the development of firearms in this vast region is scarcely mentioned though they too in the same period became an Indian Ocean power with particular interests in pilgrim traffic, the spice trade and jihad. Ayalon’s first recorded use of a handgun (as opposed to a cannon) in Egypt is 1490. In the Indian Ocean the Mamluks looked to the Turks for cannon and guns with which to fight jihad against the Portuguese. Alliances made by the Turks explain why some places between India and China have Ottoman-style gun locks and others Portuguese. These two styles of gun replaced such gun design influence as the Chinese had disseminated in the East though archaic firearms continued in use among the poorest people into the early twentieth century. In 2004 the arms historian Iqtidar Alam Khan wrote: ‘Contemporary evidence can be cited to prove the wide use of a primitive type of gunpowder-based artillery in the whole of India as early as the middle of the fifteenth century. But similar evidence for the handguns is not strong.’

Leviathan Attacks Hamza and His Men - painting, historyofindia, indian, history, collective, oijo, blogs, bharatvarsha, jodhpur, gunsofindia

A Leviathan Attacks Hamza and His Men, 1567

The matchlock mechanism used in India until the twentieth century was first created in Nuremberg in the fifteenth century and copied by the Turks. After the Persian defeat at Chaldiran in 1514 the Persians copied captured Turkish guns. Ottoman gunstocks closely copied late fifteenth-century European guns, depicted in the Codex Monacensis of c.1500. Apart from stock similarities, the chamber end of Indian barrels is invariably marked on the exterior by a raised band or astragal, an early Ottoman detail, intended to reinforce the chamber, which was made of thicker metal than the rest of the barrel. The comb back-sight with a sighting notch or hole also derived from Ottoman barrels as is the decoration of some muzzles. These sights offered the shooter’s right eye some slight protection from exploding barrels. The Mughal emperors appear to have either had access to European guns or copied European designs from at least Humayun’s reign (1530–40 and 1555–6) because his Memoirs describe him owning a double-barrelled gun in 1539.

 

‘Contemporary evidence can be cited to prove the wide use of a primitive type of gunpowder-based artillery in the whole of India as early as the middle of the fifteenth century. But similar evidence for the handguns is not strong.’ — Historian Iqtidar Alam Khan

 

The historian Saxena suggests that cannon and matchlocks were adopted in Rajasthan following the battle of Khanua in 1527. Until the Rajputs established trusted relations with the Mughals it is hard to guess where they might have obtained cannon and guns and any such adoption was negligible and without military consequences. Very few were available in north India until later in the sixteenth century. The Mughal Hamza Nama from the 1560s depicts armies but very few guns. A Leviathan Attacks Hamza and His Men, painted circa 1567, shows two ships, one with a cannon barrel protruding from the forecastle, fighting off a sea monster. Among the passengers we see a crossbowman, three archers and two matchlock men. Their gunstocks have a pronounced step below the breech, a standard feature of Persian and Indian matchlocks until late in the sixteenth century. Significantly, one gun has been drawn showing a serpentine, the S-shaped trigger mechanism that guides the lighted match to the touch hole. From Abu’l Fazl we learn that the Emperor Akbar ordered guns to be made with two lengths of wrought-iron barrels, banduk, the full sized barrel of about 170 cm long (66 ins); and the shorter damanak, 113 cm (41 ins) approximately.

A Matchlock from Mughal era

A Rajput Matchlock Blunderbuss (first half of the nineteenth century). Made for a chowkidar or watchman. Courtesy Niyogi Books and Mehrangarh Museum Trust.

It has been claimed that Babur’s use of firearms ended outdated methods of warfare in India. Not as far as the Rajputs were concerned. Maharana Vikramaditya (r.1531–7) attempted to arm infantry with guns at Mewar and forfeited the support of his aristocracy. Fifty years after Mughal guns defeated the Rajputs the Rana of Udaipur appears not to have brought firearms to the battle of Haldigatti in 1576. Badayuni, present at the battle, makes no mention of them on either side but one of the Rana’s elephants was injured by a bullet. The Rajputs are often said to have fully adopted Mughal culture by the late sixteenth century but their attitude to guns and cannon certainly differed from that of the Mughals. For centuries Hindu kingly tradition had extolled the importance of becoming a chakravartin, a great ruler dominating by force of arms neighbouring lesser kings. It was unthinkable by Rajput warriors that this status could be achieved using gunpowder weapons. The Rajputs never lost their virile belief that war was a matter of individual combat for personal glory. They largely ignored other societies’ tactical development of firearms, which diminished the individual’s ability to show his skill with edged weapons and his courage. A warrior should fight his enemy up close and the Rathores had such contempt for firearms that a wound from a sword received double the compensation paid to a similar wound from a gun. The seventeenth-century Iranian traveller in India, Abdullah Sani, who attended Shah Jahan’s court expressed surprise at the large numbers of Rajputs and Afghans serving in the Mughal army. However Jodhpur paintings rarely show Rajputs of status with guns until the second half of the eighteenth century. Hunting scenes show bows being used though there are many literary references to Rajputs using guns. The fame of Rani Durgavati (d.1564), queen of Gondwana, reached Akbar’s court. ‘She was a good shot with gun and arrow and continually went a-huntin… It was her custom that whenever she heard that a tiger had made his appearance she would not drink water till she had shot him.’

 

Maharana Vikramaditya (r.1531–7) attempted to arm infantry with guns at Mewar and forfeited the support of his aristocracy. Fifty years after Mughal guns defeated the Rajputs the Rana of Udaipur appears not to have brought firearms to the battle of Haldigatti in 1576… For centuries Hindu kingly tradition had extolled the importance of becoming a chakravartin, a great ruler dominating by force of arms neighbouring lesser kings. It was unthinkable by Rajput warriors that this status could be achieved using gunpowder weapons. The Rajputs never lost their virile belief that war was a matter of individual combat for personal glory. They largely ignored other societies’ tactical development of firearms, which diminished the individual’s ability to show his skill with edged weapons and his courage. A warrior should fight his enemy up close and the Rathores had such contempt for firearms that a wound from a sword received double the compensation paid to a similar wound from a gun.

 

In contrast to Rajput disdain, Akbar was very interested in guns. Abu’l Fazl tells us Akbar ‘introduces all sorts of new methods and studies their applicability to practical purposes. Thus a plated armour was brought before His Majesty, and set up as a target; but no bullet was so powerful as to make an impression on it.’ More of these were ordered. Since rulers and generals were expected to direct battles from the vantage point of a howdah on the back of the largest elephant available where they made excellent targets one can see why this might appeal to him. Abu’l Fazl acknowledges the importance to Akbar of guns, saying he is responsible for various gun inventions: ‘With the exception of Turkey, there is perhaps no country which in its guns has more means of securing the government than this.’ He further says: ‘His Majesty looks upon the care bestowed on the efficiency of this branch as one of the higher objects of a king, and therefore devotes to it much of his time. Daroghas and clever clerks are appointed to keep the whole in proper order.’ The Padshahnama refers in 1636 to ‘Bahadur Beg, supervisor of the Imperial matchlocks’. Matchlocks ‘are in particular favour with His Majesty, who stands unrivalled in their manufacture, and as a marksman’. ‘Many masters are to be found among gunmakers at court’ including Ustad Kabir and Husayn. ‘It is impossible to count every gun; besides clever workmen continually make new ones, especially gajnals and narnals.’

 

The Portuguese priest Francis Henriques, a member of the first Jesuit mission to Jalal-uddin Akbar in 1580 wrote from Fatehpur Sikri: ‘Akbar knows a little of all trades, and sometimes loves to practise them before his people, either as a carpenter, or as a blacksmith, or as an armourer, filing’. Henriques’s companion, Father Monserrate, confirmed this in his Commentary:

A Matchlock from Mughal Era- Rajput, historyof india, asia, worldhistory

A gold mounted Sindhi jezail. Matchlock rifle. Nineteenth Century. Courtesy Niyogi Books and Mehrangarh Museum Trust.

Zelaldinus [Latin for Jalal-ud-din] is so devoted to building that he sometimes quarries stone himself along with the other workmen. Nor does he shrink from watching and even himself practising for the sake of amusement the craft of an ordinary artisan. For this purpose he has built a workshop near the palace where also are studios and work rooms for the finer and more reputable arts, such as painting, goldsmith work, tapestry-making, carpet and curtain making, and the manufacture of arms. Hither he very frequently comes and relaxes his mind with watching those who practise their arts.

 

In contrast to Rajput disdain, Akbar was very interested in guns. Abu’l Fazl tells us Akbar ‘introduces all sorts of new methods and studies their applicability to practical purposes. Thus a plated armour was brought before His Majesty, and set up as a target; but no bullet was so powerful as to make an impression on it.’ More of these were ordered… The Padshahnama refers in 1636 to ‘Bahadur Beg, supervisor of the Imperial matchlocks’. Matchlocks ‘are in particular favour with His Majesty, who stands unrivalled in their manufacture, and as a marksman’. ‘Many masters are to be found among gunmakers at court’ including Ustad Kabir and Husayn. ‘It is impossible to count every gun; besides clever workmen continually make new ones, especially gajnals and narnals.’

 

Many early Turkish gun barrels were made of bronze but wrought iron gradually replaced these. In 1556 Janissaries sent to further Ottoman interests in Central Asia had their ironbarrelled arquebuses seized by the Khan of Bukhara who gave them inferior copper-barrel arquebuses in return. Early Indian gun barrels were made of sheet of iron rolled into a tube with the two edges brought together and braised. ‘They also take cylindrical pieces of iron, and pierce them when hot with an iron pin. Three or four such pieces make one gun.’ Joining three or four pieces of metal to make a gun barrel sounds particularly hazardous but it should be remembered that in Mughal India as in Ottoman Turkey it was common to make cannon in two parts and since guns were seen as small cannon the same practice applied. The powder chamber required much thicker walls than the rest of the barrel and was made separately. The two parts were then joined, the joint reinforced by an astragal.

 

Barrel-making in Hindustan improved when they were made by twisting a ribbon of iron round a mandrel. In the next stage the metal was heated and the mandrel held vertically and hammered to weld the edges. ‘Numerous accidents’ were caused by barrels exploding. Abu’l Fazl tells us that Akbar tested new guns personally and put the experience to good use.

 

His Majesty has invented an excellent method of construction. They flatten iron, and twist it round obliquely in form of a roll, so that the folds get longer at every twist; they then join the folds, not edge to edge, but so as to allow them to lie one over the other, and heat them gradually in the fire.

 

The overlap described by Abu’l Fazl as Akbar’s invention was already used for joining the cannon which were cast in two parts, the powder chamber (daru-khana) and the stone chamber (tash-awi). Ottoman cannon were made with a screw thread to join the parts but the Indians lacked the technical knowledge to make this. The result of Akbar’s new gun-barrel-making technique was that: ‘Matchlocks are now made so strong that they do not burst, though let off when filled to the top.’ His system may have made barrels stronger but it also made them a great deal heavier, which was unimportant to him as he was extremely strong. There were still casualties however. Maharana Hamir Singh severely wounded his hand when his gun exploded during a hunt in 1778. He died from the infected wound six months later.

 

In 1567–8 Akbar was still trying to bring the Rajputs to heel and he besieged Chittor, the great Mewar fortress where an incident took place that tells us much about guns and contemporary attitudes [the following has been written by Abu’l Fazl].

 

At this time H.M. perceived that a person clothed in a hazar mikhi (cuirass of a thousand nails) which is a mark of chieftainship amongst (Rajputs) came to the breach and superintended the (repairs). It was not known who he was. H.M. took his gun Sangram, which is one of the special guns, and aimed it at him. To Shuja’at Khan and Rajah Bagwant Das he said that, from the pleasure and lightness of hand such as he experienced when he had hit a beast of prey, he inferred that he had hit the man…

 

The man Akbar sniped was Jaimal Rathore, a Mertia Rathore, the fort commander. The next day the women all committed jauhar, immolating themselves in a large fire to preserve their honour, and the warriors sallied out to die fighting. An unsupported story claims Jaimal Rathore’s thigh was smashed by Akbar’s bullet. The wound was mortal. Not wanting the shame of dying in bed he was put on a horse and rode out seeking death in battle, leading the Rajputs out of the fort which they might otherwise have held successfully.

A Matchlock from Mughal Era, historyofindia, india, bharat, itihaas, rajputs

An important matchlock, probably assembled for Maharaja Takhat Singh in the 1840s. Courtesy Niyogi Books and Mehrangarh Museum Trust.

Akbar named this gun Sangram or ‘Battle’ and used it all his life. His son Jahangir later called it ‘one of the rare guns of the age’. Abu’l Fazl records:

 

An order has been given to the writers to write down the game killed by His Majesty with the particular guns used. Thus it was found that with the gun which has the name of Sangram, 1,019 animals have been killed. This gun is the first of His Majesty’s private guns, and is used during the Farvardin month of the present era.

 

The man Akbar sniped was Jaimal Rathore, a Mertia Rathore, the fort commander. The next day the women all committed jauhar, immolating themselves in a large fire to preserve their honour, and the warriors sallied out to die fighting. An unsupported story claims Jaimal Rathore’s thigh was smashed by Akbar’s bullet. The wound was mortal. Not wanting the shame of dying in bed he was put on a horse and rode out seeking death in battle, leading the Rajputs out of the fort which they might otherwise have held successfully.

 

Akbar established a Records Office in 1574 to keep note of events and details of his life but Abu’l Fazl’s account suggests that earlier he kept a Game Book. In a single month over the thirty years that elapsed before the A’in-i Akbari was written, Akbar shot an annual average of almost thirty-four animals with this gun alone. His son wrote in the Jahangirnama: ‘With it he hit three to four thousand birds and beasts.’ Others would have been killed using sword, lance and bow. But the number of animals shot by the emperor was greater than this suggests because Akbar did not limit himself to a single gun each month. Abu’l Fazl explains: ‘His Majesty has selected out of several thousand guns, one hundred and five as khasa [household] guns’. In addition to the twelve guns ‘chosen in honour of the twelve months’ there were guns for the week and for certain days in a most complicated cyclical routine. Nor was this empty ritual. Abu’l Fazl states that: ‘His Majesty practises often’. Jahangir simply said of his father: ‘In marksmanship he had no equal or peer.’

 

Abu’l Fazl wrote of the large numbers of guns being made for Akbar and clearly the Mughals were the major producer in Hindustan but Lord Egerton’s 1896 catalogue of Indian arms attributes no guns to them, merely recognising some pan-Indian regional differences in form and surface decoration. The Mughals led the development of firearms in Hindustan and it must be assumed that Mughal or strictly speaking Persian technology provided the means by which barrels were made in the sixteenth century. Babur’s armourer was Ghiasu’d-din and Mughal armourers mentioned in successor reigns are all Muslim. Did the Rajputs obtain their barrels from Mughal workshops, import them or make them themselves? How should we distinguish Mughal guns from those of their allies the Rajputs? If the seventeenth- and eighteenth-century guns in the various Rajput armouries are all Rajput-made, one is left asking where to find the missing Mughal guns? It would be surprising if the guns the Rajputs obtained were not Mughal in origin. Saxena says that ‘in the beginning guns and cannon were mostly procured from Agra and Delhi’. Lahore with its Persian and latterly Sikh craftsmen became increasingly important. The Rathores have a fine collection of cannon at Mehrangarh Fort but they are all acquired rather than made locally and a high proportion are European in origin. The 1853 arms inventory shows that Jodhpur used two technical terms relating to gun barrels: simple twist construction known as pechdar; and jauhardar by which was meant forms of damascus, terms likely to reflect earlier practice. Most of the seventeenth- and eighteenth-century barrels in Jodhpur are pechdar though many late seventeenth- or early eighteenth-century damascus matchlock barrels combine this with jauhardar. Judged by the evidence provided by Rajput sword construction in the sixteenth and seventeenth centuries the more sophisticated barrels were Mughal in origin. Damascus pattern is a technique associated with Muslim craftsmen but these, including arms makers, were well integrated into the Hindu states. A good heavy gun barrel is fairly indestructible and the collection shows that they were very frequently re-used. Quality gun barrels acquired at the height of Mughal power in the seventeenth and first half of the eighteenth centuries may well have met most of the Rajput aristocracy’s needs in later years.

 

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Akbar shoots Jaimal at the siege of Chittor, Akbarnama (dated between 1590-96).

 

Mughal adoption of Hindu aesthetics made the assimilation of Mughal decoration easy for Hindus. For example, the column bases in the Red Fort in Delhi comprise pots with columns rising out of them, which are decorated with a ring of lanceolate leaves. Those in the Bhadon Pavilion or in the Diwan-i Khass are good examples, both dating from 1639–48. These are certainly not acanthus and Koch says these are ‘reminiscent of lotus petals’ but the carved marble shows a leaf, one that resembles the Indian willow, (Salix tetrasperma, in Sanskrit vanjula). This pot and leaf design has no precedent in Islamic architecture and the kumbha or pot decorated with leaves is an auspicious Hindu symbol. The same leaf design decorates the muzzles of matchlocks found in Rajput armouries from approximately the date of these buildings onwards though the design varies and in time becomes stylised. The original form is found on European barrels, which are adopted but given an Indian interpretation, becoming a shared Muslim/Hindu design: but there are symbols that indicate a purely Hindu gun like the trisula that appears on barrels in the City Palace, Jaipur, a specific order by a Jaipur Maharaja.

 

Mughal adoption of Hindu aesthetics made the assimilation of Mughal decoration easy for Hindus. For example, the column bases in the Red Fort in Delhi comprise pots with columns rising out of them, which are decorated with a ring of lanceolate leaves. Those in the Bhadon Pavilion or in the Diwan-i Khass are good examples, both dating from 1639–48… This pot and leaf design has no precedent in Islamic architecture and the kumbha or pot decorated with leaves is an auspicious Hindu symbol. The same leaf design decorates the muzzles of matchlocks found in Rajput armouries from approximately the date of these buildings onwards though the design varies and in time becomes stylised. The original form is found on European barrels, which are adopted but given an Indian interpretation, becoming a shared Muslim/Hindu design: but there are symbols that indicate a purely Hindu gun like the trisula that appears on barrels in the City Palace, Jaipur, a specific order by a Jaipur Maharaja.

 

The changing acceptability of firearms is indicated by Mughal rulers permitting their portraits to be painted holding guns. A sketch by Balchand shows Shah Jahan as a prince using a matchlock c.1620. More important is the painting of Shah Jahan by Payag, Balchand’s older brother, c.1630–45. The Padshahnama shows retainers holding matchlocks at a 1628 darbar, though the painting recording the event is attributed to 1640, commissioned by Shah Jahan, an example of how from the Mongol period onwards paintings were used to emphasise royal continuity and legitimacy. All the guns have match arms, sinew binds stock and barrel, and curved metal rests, necessary because of the length and weight of barrel, are fixed to forestocks. The stock ends are slightly convex and lack heel plates. All these court guns are decorated with an emerald flanked by two rubies, set at intervals in line up the length of the stock, suggesting they are royal guns. The Venetians led the use of ebony for princely furniture which predated the European discovery of the sea route to India. The studiolo (cabinet of curiosities) of Francesco de’ Medici (1541–87) in Palazzo Vecchio was decorated with ebony set with a variety of precious stones, a design concept derived from India which Francesco pioneered. Craftsmen journeyed from Munich, Prague and elsewhere to Florence to establish workshops making goods in Eastern taste, part of a deliberate Medici policy to establish luxury trades in the city.

A Matchlock from His Highness's collection

Seventeenth century wall matchlock beside a mid-nineteenth century Snider to show scale. Also called lamchar, meaning ‘big and long’. Courtesy Niyogi Books and Mehrangarh Museum Trust.

 

Another Padshahnama painting shows the Mughals capturing the Bengal port of Hoogly from the Portuguese in 1632. The Indians hold the stocks of their matchlocks under the armpit rather than to the shoulder. Presumably this was intended to keep the face as far away from the breech as possible because of the danger of barrels exploding but it can hardly have helped accuracy. Perhaps this was one reason why the infantry in Akbar’s time though very numerous were not regarded as important. Many were in state service in some humble capacity, came from a wide variety of castes and occupations, and were pressed into armed service without training when the need arose. Pay depended on their caste and the arms they owned. In the sixteenth century the Mughals called them piyadagam, paik and ahsham. They were equipped with a motley collection of spears, swords and bows and the number of guns among them increased slowly. Bernier says an Indian bowman could fire six arrows in the space of time it took a matchlock man to fire twice. Acquiring a matchlock gave a man status, which enabled him to progress up the military hierarchy where he might become a silehaposh. Units of silehaposh were of mixed origin and in Rajasthan often included Nagas. Paid a modest wage they provided escorts to rulers and were guards on city ramparts. Some were provided with arms by the state. Bhils too were recruited in Rajasthan, men noted for their skill with a bow. In the eighteenth century the Rajputs increasingly recruited Purbias, people from eastern India, particularly Bihar, as matchlock men. They were referred to as Biradaris, the units each known by the name of their leader. Brigades of mercenaries for hire were a prominent feature of the north Indian military labour market from at least the fifteenth century. Successive Mughal emperors kept bandukchis under their control, attached to and paid by the Royal household rather than giving power to their nobles; but, with time, favoured nobles like the Kachwahas of Amber were permitted to recruit as a privilege. Mirza Raja Jai Singh had both ordinary matchlock men (dakhil banduk) and mounted matchlock men (sawar banduk) in 1663. Mounted barq-andaz, some of them of Ottoman origin, served in the Mughal army attempting to suppress Durga Das’s revolt in support of Ajit Singh, which started in 1679. The opportunities and Mughal rules relating to the recruitment of matchlock men were arbitrary and became less regulated as Mughal power declined.

 

The Turks replaced their matchlocks with the miquelet lock, developed in the Iberian peninsula on the back of Portuguese designs by about 1580 and this lock was adopted across the Mediterranean region. The Turks used this until the late nineteenth century but Indians never used it, other than guns produced under Portuguese instruction in Goa and other Portuguese possessions. These have miquelet locks, often dog locks, in Sri Lanka mounted on the left hand side of the gun, a peculiarity never satisfactorily explained. Gun barrels made in the Ottoman Balkans found a market in India though the extent of this trade is hard to assess. Evilya Celebi (1611–82), a Turkish official whose Seyahatname details journeys in the Ottoman Empire, described Sarajevo in Bosnia as ‘an emporium of wares from India…’. Sarajevo’s famous gun barrels were exported across the Ottoman Empire and as far as India. Two major gunmaking towns in Albania, Prizren and Tetovo also sent gun barrels to India though probably few before the seventeenth century. The success of this trade was no doubt helped by the Turks of high status who came to serve the Mughals such as the Ottoman governor of Basra, Amir Husain Pasha, who abandoned Sultan Mehmed and arrived in Delhi in 1669 where he was liberally welcomed by Aurangzeb, eventually becoming subadar of Malwa. In 1715 when Maharaja Ajit Singh of Marwar’s daughter Indra Kunwar married the Emperor Farrukh Siyar, the maharaja’s rise in status was indicated by his purchase of matchlocks worth one lakh, a large order, the supplier unknown.

 

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A Mughal Infantryman, 1850.

Another Padshahnama painting shows the Mughals capturing the Bengal port of Hoogly from the Portuguese in 1632. The Indians hold the stocks of their matchlocks under the armpit rather than to the shoulder. Presumably this was intended to keep the face as far away from the breech as possible because of the danger of barrels exploding but it can hardly have helped accuracy… Bernier says an Indian bowman could fire six arrows in the space of time it took a matchlock man to fire twice. Acquiring a matchlock gave a man status, which enabled him to progress up the military hierarchy where he might become a silehaposh.

 

The Ottoman army encountered European dragoons in the Cretan War (1645–69) who fired from horseback using fusils, flintlock muskets that were lighter and more convenient than the contemporary matchlock, a new approach to warfare that Rumi mercenaries brought to India. The Mirat-i-Ahmadi describes Rathore horsemen armed with matchlocks and incendiary bombs advancing to take the town gates of Ahmadabad in 1729. Horsemen armed with matchlocks increasingly became a feature of Indian battlefields from the latter part of the seventeenth century. To facilitate this matchlocks became shorter and lighter.

The nineteenth-century writer Irvine argued that in India until the mid-eighteenth century the bow was considered a far more reliable weapon than firearms. Too much credence in the apparent technical superiority of the matchlock over the bow has encouraged the assumption that firearms were swiftly adopted. True it was easier to train a matchlock man than a bowman but the theoretical advantages of the gun was often negated on the battlefield by it not working or poor powder or a shortage of bullets, all very common in India when responsibility was individual until the development of a competent commissariat and a conscientious and honest supervisory structure. This applies to Indians and Europeans. There are accounts of small units of British soldiers being hastily sent up-country in 1857 with half their muskets defective or lacking flint, powder or shot.

The Rajput view on this would probably admit the use of guns as a necessary evil but favour the bow until the mid-eighteenth century. The Rajputs are a conservative people and the bow won approval because it was used by familiar heroes in classic literature. Bhishma, ‘Terrible’, a prominent warrior in the Mahabharata, displays Rajput virtues as a man of courage, honour, loyalty and chivalrous behaviour, which all warriors would be taught since childhood to emulate. The Rathores deliberately sought death in battle as a sacrifice to the Goddess and Bhishma was gloriously pierced by so many arrows in battle that he fell from his chariot. His dying body was held off the ground by the arrow shafts protruding from his body. Lying on this couch of arrows he managed to delay his death for fifty-eight days until the sun started its northern course because Rajputs believed that the passage to warrior heaven is easier during this period.

 

In Hinduism, dharma, a Vedic concept, changes its meaning over the centuries and cannot be expressed in a single word but ‘order’, ‘model,’ ‘custom,’ ‘duty’ and ‘law’ have been used concerning it. Hinduism personifies dharma as a deified Rishi (enlightened person) personifying goodness and duty. His son is Yudhishthira – ‘firm in battle’. Dharma expresses the obligation of correct behaviour in all aspects of daily life integrated with religious duties so that individual responsibilities and cosmic order (Rta) can harmoniously align. Rajput dharma adds to this philosophical concept a unique social and religious code of its own that is the core of group identity and behaviour patterns. Individual Rajputs acknowledge rigidly shared sanctified rules, declaimed by court poets (Charans) and enforced by group pressure that gloried in and maintained tradition. Rajput dharma created an exclusive, tightly united, conservative group that was unsympathetic to the use of guns.

 

In Hinduism, dharma, a Vedic concept, changes its meaning over the centuries and cannot be expressed in a single word but ‘order’, ‘model,’ ‘custom,’ ‘duty’ and ‘law’ have been used concerning it… Rajput dharma adds to this philosophical concept a unique social and religious code of its own that is the core of group identity and behaviour patterns. Individual Rajputs acknowledge rigidly shared sanctified rules, declaimed by court poets (Charans) and enforced by group pressure that gloried in and maintained tradition. Rajput dharma created an exclusive, tightly united, conservative group that was unsympathetic to the use of guns.

 

The Rajputs were taught that the bow was a part of Rajput dharma and that warriors should practise with it every day, either hunting, or shooting at a baked earth target. It took years of practice to become a good archer. The bow in question was not the great self bows used by the indigenous peoples that are depicted in the hands of many of India’s warrior gods. It was the kaman turki, chahar kham (‘four curved’) recurved bow, used in Central Asia from the third millennium BC that came to India at the time of the Scythian invasions. Made of horn, sinew and wood, painted and lacquered to make the bow waterproof and attractive, such bows, the work of skilled craftsmen, were vulnerable to the climate and often had to be replaced. For Rajputs and Muslims the bow was a status symbol. New Indian dynasties, seeking to burnish their kshatriya credentials, noted this and sometimes used the bow and quiver in their accession ceremonies. Guru Har Gobind, the sixth Sikh Guru, put on a quiver and held a bow in his ceremony in 1606. The same recurved bow was used by Indian Muslims. The Prophet, himself an archer, had urged the faithful to practise with the bow so for Muslims archery was a spiritual exercise. For these reasons the bow remained popular. Irvine heard stories of British troops killed with arrows in the Mutiny. The British at that time thought the bow archaic but Indians took a different view and it was commonly included among the weapons in the howdah of princes out hunting until very late in the nineteenth century, for use as well as the symbol of a gentleman. James Tod, who knew the people well, wrote in 1830: ‘The Rajput who still curses those vile guns which render of comparative little value the lance of many a gallant soldier, and he still prefers falling with dignity from his steed to descending to an equality with his mercenary antagonists.’

A Matchlock from His Highness's collection

A matchlock multi-barrel pistol. Eighteenth Century. Also called ‘Panjtop’ and ‘Sher Ka Bache’. All shots strike close together and almost simultaneously when the powder in the tray is ignited. The holes drilled in each barrel is required by Indian legislation. Courtesy Niyogi Books and Mehrangarh Museum Trust.

 

The transition from matchlock to flintlock in the eighteenth century was gradual and largely due to European military commanders appointed by Indian rulers. The eighteenth-century European wars between the British and French were also fought in India where defeat resulted in disbanded French soldiers seeking employment, training and equipping local armies in the European manner. The Maratha sardar’s ‘regular’ infantry were increasingly armed with flintlocks, but they also recruited Kolis and Bhils armed with matchlocks as auxiliary troops. A Scottish mercenary, Colonel George Sangster, was employed by the mercenary General de Boigne to create an arsenal at Agra in 1790. ‘Sangster, who had trained as a gun-founder and manufacturer before coming to India, cast excellent cannon and made muskets as good as the European models for ten rupees each.’ It was customary for European mercenaries to equip their troops with arms and ammunition. De Boigne’s camp included Najibs, Pathans, Rohillas and high-caste Hindus and these gave up their matchlocks and were equipped with Sangster’s flintlocks. He eventually created five arsenals run by daroghas, at Mathura, Delhi, Gwalior, Kalpi and Gohad. Indian troops used their flintlocks in idiosyncratic ways as Fitzclarence noted in 1817:


As we approached… I was thrown upon the qui vive by the flash of a gun or pistol in that direction; but, from no report reaching me, I was convinced it had originated in that most unsoldierly trick so common among the native cavalry of India, of flashing in the pan of their pistols to light their pipe.

 

In 1796 a European observer noted that the matchlocks of the irregular infantry at Oudh ‘carried further and infinitely truer than the firelocks (flintlocks) of those days’.  Fitzclarence in 1818 wrote that: ‘ …the matchlock is the weapon of this country’ and: ‘the flintlock… is far from being general, and I may even say is never employed by the natives: though the Terlinga, armed and disciplined after our manner, in the service of Scindiah and Holkar, make use of it. Some good flintlocks are however, made at Lahore’. However, in the early nineteenth century Lahore also continued making matchlocks, popular in Rajasthan and, ‘like the locally produced examples, they are often highly finished and inlaid with mother-of-pearl and gold: those of Bundi are the best’. Tod noted that matchlocks, swords and other arms were manufactured at Pali and Jodhpur.

 

Egerton, an experienced arms collector in India from 1858, reports that Kotah and Bundi made famous matchlocks. This probably reflects the arms market created by Kotah’s prime minister, Zalim Singh, who in the latter part of the eighteenth century hired large numbers of mercenaries to defend the state against the Marathas. These troops included two brigades led by Firangis who had become Indian in all but name, brigades of Dadhu Panthi Naga ascetics, individual Marathas and a great many Pathans. In the late eighteenth century many Pathans were in Rohilla service in the Rampur region but after the British helped the Nawab of Oudh to defeat the Rohillas in 1774 there was a general reshaping of north Indian military employment and the Pathans moved west of the Ganges and found employment in Kotah, Jodhpur and indeed all the Rajput states. These troops brought their arms with them but needed the support the bazaar gave them until Zalim Khan, probably acting with the advice of French officers, introduced central control on all aspects including equipment towards the end of the eighteenth century. The Pushtun Amir Khan, deeply involved in Rajput affairs, ended as Nawab of Tonk in 1806, a good example of a mercenary’s rise to power. He was born in Sambhal in Rohilkhand in 1767 and started as a leader with ten men. By 1814 he commanded 30,000 horse and foot and a well-run train of artillery. Nineteenth-century inventories give the origin of guns, showing that at that date the Rajputs made gun barrels and also imported them, but these are generally hunting guns. A distinction needs to be made between the needs of the aristocracy, the mercenary, and the peasant who sought cheap guns to defend his mud-walled village from marauding Pindaris, Marathas, dacoits, wild animals, rapacious landlords and tax collectors.

 

European flintlock mechanisms were not used to upgrade Rajput matchlocks. This is surprising since their neighbours the Sindhis when given European guns as presents usually discarded all but the English lock which they fitted to their jezails. Sometimes they copied these, Sindhi lockplates spuriously signed Parker after the noted London maker being particularly common. In this they were possibly influenced by Persian attitudes to Western guns, Persian metalworkers being technically competent and happy to copy Western gunlocks in the nineteenth century.

 

The Rajputs had no military necessity to adopt new technology because from 1818 the British were treaty-bound to protect the Rajput states. Rajputs acquired European hunting guns if they had good contacts but paintings rarely show maharajas using them and they were rare until the 1840s. One sees relatively few in the state armouries until the nineteenth-century military examples come into use. Sometimes one finds whole rooms of racked nineteenth century British military weapons in forts, as though a regiment had handed in their arms and marched away. From the Indian point of view the complex flintlock mechanism had to be kept clean, lubricated and was hard to repair. The matchlock had few moving parts, was cheap to produce, easy to maintain and repair and used a locally grown match. Gun flint is not found in India and had to be imported from Europe. Agates used as a substitute were extremely hard and damaged the frizzen. A variety of sizes was required and these needed reversing in the jaw of the cock when they became worn after a small number of shots, usually using a knife edge as a screwdriver. The flintlock was an unreliable weapon. It is suggested that even in good weather it misfired 15 per cent of the time and in damp or wet weather the rate rose significantly. European flintlock mechanisms were not used to upgrade Rajput matchlocks. This is surprising since their neighbours the Sindhis when given European guns as presents usually discarded all but the English lock which they fitted to their jezails. Sometimes they copied these, Sindhi lockplates spuriously signed Parker after the noted London maker being particularly common. In this they were possibly influenced by Persian attitudes to Western guns, Persian metalworkers being technically competent and happy to copy Western gunlocks in the nineteenth century. Iqtidar Alam Khan wrote that ‘the inability of the Indians to copy cast-iron cannon and adopt more efficient flintlocks as standard military muskets were perhaps the two most conspicuous failures in the field of firearms during the seventeenth century’. The present author does not agree. Earlier adoption of the flintlock by Indians would have changed little if anything, the gap between the efficacy of the two systems being not so great, particularly in an Indian context. Failure came from the mismanagement of existing resources, people and the Indian philosophy of war rather than from technology.

 

This excerpt has been carried courtesy the permission of Niyogi Books. You can buy The Maharaja of Jodhpur’s Guns here.

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The kites wheeling into the twisting thermals over Fatehpur Sikri in 1579 would have witnessed a highly unusual sight. Over the smooth red walls of the palace a charpoy was being slowly hoisted up, carrying a Brahmin, one Debi, a theologian and a scholar. The charpoy reached a balcony perched high on the fortress where the Padshah of Hindustan was sitting on a takht, leaning out to listen to the priest. A discussion was had, in which the Brahmin ‘instructed [Akbar] in the secrets and legends of Hinduism, in the manner of worshipping idols, the fire, the sun and stars and of revering the chief gods of these unbelievers, such as Brahma, Mahadev, Bishn, Kishn, Ram and Mahama… His Majesty, on hearing further how much the people of the country prized their institutions, began to look upon them with affection.’ The writer of these astounding words was Badauni, appalled witness to Akbar’s increasing interest in different religions and alternative truths. Badauni also wrote that a Brahmin named Purushottam, a scholar and a translator, had been asked by Akbar to invent Sanskrit names for all things in existence. Abu’l Fazl, reflected more compassionately on Akbar’s affection for his Hindu subjects when he wrote about the people of Hindustan in lyrical terms: ‘Shall I describe the constancy of its inhabitants or record their benevolence of mind? Shall I portray the beauty that charms the heart or sing of purity unstained? The inhabitants of this land are religious, affectionate, hospitable, genial and frank. They are fond of scientific pursuits, inclined to austerity of life, seekers after justice, contented, industrious, capable in affairs, loyal, truthful and constant.’

 

Akbar had demonstrated for a long while his affinity and fondness for the people of Hindustan: his long hair, his careful etiquette, his love of Indian tales like the Panchatantra and Singhasan Battisi, his nurturing of Rajput and other Hindu noblemen, his elimination of discriminatory laws and practices were all manifestations of this fondness. Now, in October 1578, Akbar spoke openly in court of his great love for the people of ‘Hind’ and ‘praised the truth-based nature of the people of India’.

 

If the manner of Akbar’s enquiring into the tenets of Hinduism by suspending a Brahmin on a charpoy was altogether piquant and unusual, then there were a great many such scenes playing themselves out in Fatehpur Sikri at this time as Akbar’s plastic, inquiring mind analysed everything of interest around him. When Hakim Ali Geelani, a Unani* physician of renown, arrived at the Mughal court from Persia, Akbar ordered several bottles containing the urine of healthy and sick people as well as that of cattle and asses to be presented to the hakim for the detection of disease. Fortunately for the physician, he was said to have diagnosed each one correctly and thereby became a valued and favourite courtier of Akbar. Badauni was somewhat less enthralled with the young Shia physician and he wrote that ‘his excellence in acquired knowledge and especially the science of medicine is extreme…but he is a youth, self-opinionated and of limited experience…. It sometimes happens,’ added Badauni with caustic wit, ‘that a patient after taking one of his draughts speedily has a taste of the draught of extinction.’

 

If the manner of Akbar’s enquiring into the tenets of Hinduism by suspending a Brahmin on a charpoy was altogether piquant and unusual, then there were a great many such scenes playing themselves out in Fatehpur Sikri at this time as Akbar’s plastic, inquiring mind analysed everything of interest around him.

 

Another experiment conducted around this time was prompted by the arrival at court of a man with no ears, just a flap of skin where the ears would have been. But even without ears, the man could hear everything around him provoking considerable amazement. Akbar wanted to understand if there might be a ‘natural language’, a zuban-i-qudrut, which would be spoken even if it wasn’t heard and learnt through childhood. He then ordered that twenty infants be placed in a specially constructed sarai and attended to by wet nurses and attendants who were told strictly never to talk to their charges. As Fatehpur Sikri resonated with the many languages of the numerous itinerant visitors, in ‘Gung Mahal’,as it was popularly known, the infants grew up in hushed and disconcerting silence. A few years later Akbar rode past the Gung Mahal again, and stopped by to visit the children. They communicated only in grunts and gestures and no natural language, concluded the Padshah, had spontaneously evolved in the silence that surrounded them.

 

AbulFazlPresentingAkbarnama
(Abu’l Fazl presenting the Akbarnama to Akbar)

 

In the ibadat khana, Akbar continued to search out truths in their many beguiling forms. These philosophical discussions, initiated by Shaikh Mubarak and his sons, greatly enchanted Akbar, as we have seen, who had not had a formal introduction to these ideas in his boyhood. Now, Akbar admitted, these high voltage exchanges between articulate and learned men enthralled him. ‘I have organized this majlis for the purpose only that the facts of every religion, whether Hindu or Muslim, be brought out in the open,’ said Akbar, according to an early recension of the Akbarnama. ‘The closed hearts of our (religious) leaders and scholars [have to] be opened so that the Musulmans should come to know who they are!… They only think of Muslims (i.e. themselves) as those who recite kalima, consume meat and perform sijda on the earth. (They should know) Muslims are those who wage war on their “self ” and control their desires and temper; and surrender (themselves) to the rule of law.’

 

In September 1579, in the midst of these discussions, an extraordinary document was drafted by Shaikh Mubarak and signed by an additional six of the leading ulema of the court including Abd un-Nabi, the hakim ul-mulk, and Abdullah Sultanpuri. ** This decree, or mazhar, proclaimed Akbar to be the Padshah-i Islam and the Mujtahid of the Age. Through this declaration Akbar proclaimed for himself the role of interpreter of the law, thus freeing himself from the narrow confines of the sharia as practised by the ulema, and their distressingly limited understanding. Now, when disputes arose over religious points of law, it would be Akbar who would decide the issue and have the final say. However, it is clear that in the mazhar the emperor’s title as Padshah-i Islam, head of the orthodox Muslims, was sanctioned by the ulema, and not by divine providence, and Akbar only had the power to interpret Muslim law, not to create it. Moreover, every opinion Akbar proposed had to be in accordance with the Koran. He did not invent a new office for himself and in effect took over the functions and powers earlier vested in the sadr. The relatively pedestrian ambition of the mazhar can be gauged by Abu’l Fazl’s silence over it. Though it was drafted by his own father, Abu’l Fazl gives it a cursory recording because, for him, Akbar would go on to reveal much grander claims as his luminous destiny ‘unveiled’ itself. The term ‘mujtahid’ that Akbar adopted was, however, particularly provocative. It was a term used for a scholar of Islamic law who used judgement, or ijtihad, to resolve finely balanced points of law that had no legal precedent. Yet Akbar, as he had openly declared, was illiterate. So Akbar’s impeccable knowledge, despite his illiteracy, was explained by Abu’l Fazl as being supreme and intuitive knowledge as opposed to the learning of ‘paper-worshipping scholiasts’.

 

In September 1579, in the midst of these discussions, an extraordinary document was drafted by Shaikh Mubarak and signed by an additional six of the leading ulema of the court including Abd un-Nabi, the hakim ul-mulk, and Abdullah Sultanpuri. This decree, or mazhar, proclaimed Akbar to be the Padshah-i Islam and the Mujtahid of the Age. Through this declaration Akbar proclaimed for himself the role of interpreter of the law, thus freeing himself from the narrow confines of the sharia as practised by the ulema, and their distressingly limited understanding

 

In addition to the mazhar, Akbar also in this year decided to recite the khutba, the Friday prayers which usually included wishes for the reigning sovereign, himself. Faizi composed some verses for Akbar to recite from the pulpit:

In the name of Him who gave us sovereignty,

Who gave us a wise heart and a strong arm

Who guided us in equity and justice

Who put away from our heart aught but equity:

His praise is beyond the range of our thoughts

Exalted be his Majesty—Allahu Akbar!

 

Jesuits_at_Akbar's_court
(Illustration to the Akbarnama, miniature painting by Nar Singh, ca. 1605. Akbar holds a religious assembly in the Ibadat Khana, or House of Worship, in Fatehpur Sikri; the two men dressed in black are the Jesuit missionaries Rodolfo Acquaviva and Francisco Henriques.)
 

The Mazhar of 1579 caused considerable disquiet, both in its own time and in the many interpretations attributed to it over the centuries. Apart from Shaikh Mubarak, it is likely that most of the other ulema signed the document under duress, submitting to pressure from the court. When the ulema of Delhi, the next most important city after the capital, were asked to sign the mazhar, Shaikh Jamaluddin refused, saying ‘why should we faqirs and people living in seclusion be troubled?’ referring to the greater austerity of the Delhi shaikhs and their careful distance from the glamour and lure of the court. Rumours began to spread that the imperial qazis had been forced, against their better judgement, to sign the document. The reading of the khutba was viewed with even more unease. The phrase ‘Allahu Akbar’ ***  was deliberately ambiguous yet almost insouciantly provocative. Even Babur and Humayun had had the traditional khutba recited, nominally giving reverence to the Ottoman Sultan. Akbar now deliberately distanced himself from acknowledging the Ottoman Sultan as overlord of all Islamic kingdoms and instead claimed for himself the role of king of the orthodox Muslims of Hindustan and for the Mughal Empire an equally righteous claim to rule in the land.

 

The phrase ‘Allahu Akbar’  was deliberately ambiguous yet almost insouciantly provocative. Even Babur and Humayun had had the traditional khutba recited, nominally giving reverence to the Ottoman Sultan. Akbar now deliberately distanced himself from acknowledging the Ottoman Sultan as overlord of all Islamic kingdoms and instead claimed for himself the role of king of the orthodox Muslims of Hindustan and for the Mughal Empire an equally righteous claim to rule in the land.

 

In response to these upheavals, there was a fusillade of caustic and sharp one-liners from critical courtiers and observers. Mullah Sheri, a courtier ‘renowned for his devastating one-liners as much as for his Islamic orthodoxy,’ according to historian Harbans Mukhia, said ‘this year His Majesty has laid claim to being the Prophet, next year, if God wills, he will become God himself’. Other courtiers, loath to attack the Padshah, laid the blame on Shaikh Mubarak’s sons, Abu’l Fazl and Faizi. The poet Urfi of Shiraz made an allusion to this scandalous influence when he wrote, ‘O Prophet, protect the Joseph of my soul (i.e. my soul) from the harm of the brothers; for they are ungenerous and envious, and deceive me like evil spirits and lead me wolf-like to the well (of unbelief)’. Akbar was particularly piqued when any reference was made to the disapproval of Ottoman sensibilities. When Qutbuddin Khan and Shahbaz Khan objected to the mazhar saying ‘what would the King of the West, as the Sultan of Rum, say if he heard all this?’ Akbar reacted sharply, accusing the men of secretly being spies from Constantinople, and sarcastically suggesting they go back to that country. The debate took a rather heated turn when Birbal joined in and Shahbaz Khan rounded on him, calling him a ‘cursed infidel’ and threatened him—Akbar could no longer contain himself and shouted to the dissenters in surprisingly robust language saying ‘would that they would beat your mouths with a slipper full of filth!’

 

Sensing these undercurrents of hostility and bitterness, Akbar decided to make a pilgrimage to Ajmer, as he had done so many times in the past decade in gratitude, hope, and prayer, but this time ‘as a means of calming the public and enhancing the submission of the recalcitrant’, according to Abu’l Fazl. Akbar dismounted several miles from the sacred spot to continue the journey on foot but ‘sensible people smiled’, wrote Badauni, and said ‘it was strange that His Majesty should have such a faith in the Khwaja of Ajmer, while he rejected the foundation of everything our Prophet, from whose “skirt” hundreds of thousands of saints of the highest degree like the Khwajah had sprung’. Perhaps Akbar might have sensed in the elements themselves a warning. On his way back from Ajmer, torrential rains lasting for three days caused a sudden, catastrophic flood which ‘washed out a large number of men, cattle and goods’.

 

This was to be Akbar’s last visit to Ajmer, this mystical spot where he had brought the turbulence of his thoughts so many times over the past ten years. These many repeated visits to the dargah, especially in the past decade, had been crucial in guiding his trajectory, as Akbar began to look for alternatives to orthodox Islam. Akbar would have been exposed to pantheistic Sufi doctrines, including fana, or extinction of the ego or the self, where the need to overcome one’s own bodily desires transcended other religious considerations. The Sufis had pragmatically accommodated themselves to the presence of other beliefs and often incorporated aspects of Hindu and Buddhist practices. ‘They shunned ritual and ceremony,’ according to historian Muzaffar Alam, ‘and spoke the language of the common people.’ Akbar had also carefully cultivated the symbology of the Ajmer dargah, along with Shaikh Salim’s living blessings, and effortlessly made it a part of the legacy of the Mughals of Hindustan. Now, finally, Akbar may have felt he had outgrown the need for this constant, visible reverence, having seen other, blazing horizons and guessed at many seductive truths.

 

After the Mazhar of 1579, once Akbar began to free himself from the need to be defined by a narrow Islamic identity, he began the complex and complicated process of creating a new identity for himself that reflected the diverse people and faiths of the court and the country. Among the nobility alone, for example, 17 per cent were Irani and another 15 per cent were Hindu. But before he could do that he had one last great challenge to face from someone who represented the old values and purely Timurid charisma—Mirza Hakim. In the next few years, having responded to the gauntlet laid down by that brother, Akbar would invite thinkers and scholars from across the empire and beyond the seas to Fatehpur Sikri and would assess the truth of their various beliefs.

 

As he evolved, another previously sacrosanct authority Akbar had finally outgrown were the duo of Abd un-Nabi and Abdullah Sultanpuri. ‘When two people clash together,’ was Badauni’s bitter assessment, referring to their constant bickering, ‘they fall together.’

 

The debate took a rather heated turn when Birbal joined in and Shahbaz Khan rounded on him, calling him a ‘cursed infidel’ and threatened him—Akbar could no longer contain himself and shouted to the dissenters in surprisingly robust language saying ‘would that they would beat your mouths with a slipper full of filth!’ 

 

Despite their great reluctance and shrill protests, Akbar sent them away to Mecca, with orders never to return to Hindustan. While the two mullahs were perforce being coaxed to depart to Surat and onward to the Holy Lands, three theologians of a different faith were heading in the opposite direction, from Goa to Fatehpur Sikri, carrying the relics of long-dead saints and dreams of martyrdom in their hearts.

 

*Traditional Islamic medicine developed and refined after studying the systems of the ancient Greek physicians. Largely spread through the efforts of the tenth-century Muslim physician and scholar, Ibn Sina, more popularly known as Avicenna.

 

†House of the Deaf.

**The other three were Ghazi Khan, Qazi Jaladuddin Multani, and Sadri Jahan Mufti.

***Which could be understood either as ‘God is Great’ or ‘Akbar is God!’

 
This excerpt has been carried courtesy the permission of Ira Mukhoty and Aleph Book Company. You can buy Akbar: The Great Mughal here.

 

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